Senior Compliance Officer

Job DescriptionThe Ares Legal & Compliance Department is seeking a highly skilled Compliance professional to join our team as a Senior Compliance Officer. In this role, you will be responsible for creating and implementing the Firm's Registered Investment Adviser program, working closely with the Chief Regulatory Officer to direct the Compliance function...

Job SummaryWe are seeking a highly skilled Senior Compliance Officer to join our team at TD Bank. As a key member of our compliance department, you will be responsible for managing regulatory examinations, providing guidance and expertise on regulatory requirements, and assisting business units in managing their regulatory risk.Key Responsibilities:Manage...

Job SummaryWe are seeking a highly skilled Senior Compliance Risk Officer to join our team at the Hispanic Technology Executive Council. As a key member of our Compliance and Control department, you will be responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.Key...

Job Summary:Citigroup Inc. is seeking a highly skilled Senior Compliance Risk Officer to join our team. As a key member of our Independent Compliance Risk Management (ICRM) department, you will be responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.Key...

About Faire Inc.Faire is an online wholesale marketplace that empowers entrepreneurs to grow their businesses. We believe in leveling the playing field for small businesses and connecting them with the best products from around the world.Job DescriptionWe are seeking a Senior Compliance Officer to join our legal department. This role will be responsible for...

Job Position:Firm Lead Representative - Title IX SpecialistJob Summary:Quality Healthcare Staffing is seeking a highly experienced Senior Title IX Compliance Officer to join our team. As a key member of our compliance department, you will be responsible for maintaining control over work duties, schedules, and performance of designated employees and key team...

The Department for the Aging seeks a highly motivated Senior Manager with broad-based experience in compliance, internal and external audit, financial reporting, and programmatic fiscal processes to serve as Chief Compliance Officer.Reporting to the Chief Financial Officer, with additional accountability to the First Deputy Commissioner on investigative...

Job DescriptionTradeweb Compliance is seeking a junior to mid-level compliance officer to support our core compliance functions across our regulated entities globally.This role will involve providing support for ensuring our compliance programs are being followed by our employees and upheld throughout our regulated entities globally.The successful candidate...

Job SummaryThe Compliance Specialist will assist in achieving quality compliance with the requirements of the WSFSSH's external funders and regulators, thereby safeguarding WSFSSH's assets and income streams, and meeting WSFSSH's high standards for excellence in this sphere. The Compliance Specialist will interact extensively with both external stakeholders...

The Department For The Aging seeks a highly motivated Senior Manager with broad-based experience in compliance, internal and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer.The selected candidate for this position will use an independent, structured and disciplined approach to adhere to reporting...

Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at TD Bank. As a Compliance Officer, you will be responsible for ensuring that our business practices and operations comply with relevant laws and regulations.Key Responsibilities:Execute the annual Compliance testing and monitoring planLead testing engagements, sometimes...

Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect...

Compliance Business Control Senior Officer**Job Summary**We are seeking a highly skilled Compliance Business Control Senior Officer to join our team at Citigroup Inc. As a key member of our Banking Transformation Team, you will play a critical role in delivering against the MCA Transformation program deliverables.**Key Responsibilities*** Build strong...

Job Title: Compliance SpecialistWest Side Federation for Senior and Supportive Housing, Inc. is seeking a highly skilled Compliance Specialist to join our team. The successful candidate will be responsible for ensuring the organization's compliance with regulatory requirements and industry standards.Key Responsibilities:Assist in the preparation and...

Investment Advisor Program Manager Job DescriptionAres Management Corporation is seeking a highly skilled Investment Advisor Program Manager to join our Legal and Compliance team. This senior role will be responsible for creating and implementing the Firm's Registered Investment Adviser program.About the JobThis is a unique opportunity to work with a global...

We are seeking a highly skilled Compliance Officer to join our team at One Ten Associates in New York. This is a broad generalised compliance role with full exposure across the business.The ideal candidate will have buy-side experience, either working within a hedge fund or regulatory consultancy. Strong control room/code of ethics experience is...

Unlock Your Potential at KlarnaAs a global leader in fintech, Klarna is shaping the future of payments and financial services. We're seeking a highly skilled Senior Compliance Specialist to join our team and contribute to our mission of making payments faster, safer, and more convenient.Key Responsibilities:Support Money Laundering Reporting Officers in...

Job SummaryAmalgamated Bank of NY is seeking a highly skilled Compliance Officer to join our team. The successful candidate will be responsible for ensuring the Bank's loan, deposit products, and services maintain compliance with federal and state regulations, as well as all Bank compliance-related policies and procedures.Key Responsibilities:Monitor and...

Compliance OfficerWe are seeking a highly skilled Compliance Officer to join our team at Societe Generale. As a Compliance Officer, you will be responsible for providing advice and guidance on compliance matters to our business lines, ensuring that our activities are conducted in accordance with relevant laws and regulations.Key Responsibilities:Provide...

Job DescriptionWe're seeking a highly skilled Senior U.S. Equity Derivatives Compliance Officer to join our team at CIBC. As a key member of our U.S. Capital Markets Compliance team, you will be responsible for ensuring that our Equity Derivatives business operates in compliance with all relevant regulatory requirements.Key ResponsibilitiesAdminister CIBC's...