Chief Compliance Officer

3 weeks ago

New York, New York, United States Department For The Aging Full time

The Department For The Aging seeks a highly motivated Senior Manager with broad-based experience in compliance, internal and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer.

The selected candidate for this position will use an independent, structured and disciplined approach to adhere to reporting requirements that include Criteria, Condition, Cause, Consequence and Correction.

Reporting to the Chief Financial Officer, with additional accountability to the First Deputy Commissioner on investigative matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not be limited to:

  • Serve as lead intermediary between the Department For The Aging and overseeing bodies, including local, state and federal regulating agencies and government authorities, as it pertains to Audit and Risk Management.
  • Coordinate Department For The Aging leadership to formally respond to audits and monitor, mitigate and resolve risks and operation issues.
  • Function as the critical point of information sharing among leadership, supervisors and front-line staff to ensure compliance with protocol and continuous improvement.
  • Spearhead periodic internal fiscal, program, operations audits with a goal of continuous quality improvement.
  • Create and revise organizational policies and procedures to comply with applicable laws and regulations; appropriately disseminate this information to staff as needed.
  • Research, evaluate and determine compliance software to support this work.
  • Ensure that the Department For The Aging complies with legal and ethical guidelines, research institutional practices, and create internal and external reports based on findings.
  • Identify activities and practices that risk violating regulations and industry standards; work alongside leadership, managers and staff to mitigate these risks.
  • Keep leadership and staff informed about rules and regulations by coordinating workshops, classes, and training; serve as lead resource for information about compliance.

The ideal candidate will have a baccalaureate degree from an accredited college and four (4) years of satisfactory, full-time experience directing a large organizational segment or directing and controlling several small organizational segments, or performing a combination of these duties, of which at least 18 months shall have been in an administrative, managerial or executive capacity, or in supervision of professional personnel working in any of the abovementioned areas.

Preferred skills include 10+ years senior leadership experience, technical knowledge of Compliance Management Software, current knowledge of laws and regulations that apply to Department For The Aging practices, data analysis and savvy to use applicable data analysis tools and interpret findings, communication skills and ability to translate and report legal, regulatory and policy jargon and industry-specific language, critical thinking and problem-solving skills, leadership and a direct and assertive model for compliance, and a work ethic that takes ownership, models, and respects colleagues in completing duties in an aggressive/soft-sell, get-it-done fashion that avoids compliance issues.

The City of New York is an inclusive equal opportunity employer committed to recruiting and retaining a diverse workforce and providing a work environment that is free from discrimination and harassment based upon any legally protected status or protected characteristic, including but not limited to an individual's sex, race, color, ethnicity, national origin, age, religion, disability, sexual orientation, veteran status, gender identity, or pregnancy.

  • Chief Compliance Officer

    3 weeks ago

    New York, New York, United States Department For The Aging Full time

    The Department for the Aging seeks a highly motivated Senior Manager with broad-based experience in compliance, internal and external audit, financial reporting, and programmatic fiscal processes to serve as Chief Compliance Officer.Reporting to the Chief Financial Officer, with additional accountability to the First Deputy Commissioner on investigative...

  • Chief Privacy Compliance Officer

    3 weeks ago

    New York, New York, United States Taboola Full time

    Discover a world of opportunity as a Chief Privacy Compliance Officer at Taboola, the world's number 1 discovery platform.**Job Summary**We're seeking an experienced Privacy Counsel to join our global Legal team, focusing on the U.S. market. As a Chief Privacy Compliance Officer, you'll be responsible for maintaining and developing Taboola's privacy program,...

  • Chief Compliance Officer

    4 weeks ago

    New York, New York, United States Barclays Full time

    Job DescriptionTo provide expert oversight and challenge on business and compliance matters to ensure Barclays operates in compliance with legal, regulatory, and ethical responsibilities.Key ResponsibilitiesIdentify and assess compliance risks through thorough reviews of business activities, changes, processes, testing, and systems.Investigate potential...

  • Chief Compliance Officer

    3 weeks ago

    New York, New York, United States Tradeweb Markets Full time

    Job DescriptionYou will have strong analytical, process management and communication skills with a proven ability to work with cross-functional teams.As the Chief Compliance Officer, you will be responsible for managing interactions with regulatory agencies to ensure compliance with applicable laws and regulations.You will be responsible for preparing...

  • AVP Americas Chief Compliance Officer

    3 weeks ago

    New York, New York, United States Barclays Full time

    Job Summary:The Americas Chief Compliance Office AVP will provide data-led expert oversight and challenge on business and compliance matters to ensure the organization operates in compliance with Barclays legal, regulatory, and ethical responsibilities.Key Responsibilities:Identification and assessment of compliance risks through thorough reviews of business...

  • Senior Compliance Officer

    4 weeks ago

    New York, New York, United States Ares Management Full time

    Job DescriptionAres Management is seeking a seasoned Compliance professional to join our Legal and Compliance team as a Senior Compliance Officer. This role will focus on creating and implementing the Firm's Registered Investment Adviser program, with a strong emphasis on compliance with complex regulatory regimes.Key ResponsibilitiesCollaborate with the...

  • Chief Compliance Officer

    4 weeks ago

    New York, New York, United States DriveWealth Full time

    Job OverviewDriveWealth is a pioneering financial technology organization dedicated to democratizing access to financial independence globally. Our mission is achieved through a cutting-edge API-based platform, empowering partners to offer seamless investing and trading experiences to clients worldwide, all from their mobile devices.Our technology provides...

  • Americas Chief Compliance Officer, Vice President

    3 weeks ago

    New York, New York, United States Barclays Full time

    Job SummaryThe Americas Chief Compliance Officer, Vice President will be responsible for providing data-led expert oversight and challenge on business and compliance matters to ensure that the organization is operating in compliance with Barclays legal, regulatory, and ethical responsibilities.Key ResponsibilitiesIdentification and assessment of compliance...

  • Chief Financial Officer

    3 weeks ago

    New York, New York, United States CareWell Health Full time

    Chief Financial Officer Job SummaryThe Chief Financial Officer serves as a member of the senior leadership team at CareWell Health, providing financial expertise and decision support through analysis, budget development, and strategic planning.As a key member of the executive team, the CFO supports the President/CEO and other senior executives in financial...

  • Chief Development Officer

    4 weeks ago

    New York, New York, United States Oliver Scholars Full time

    Job Title: Chief Development OfficerOliver Scholars is seeking a seasoned fundraising professional to join our team as Chief Development Officer. As a key member of our leadership team, you will work closely with our CEO, Donors, Program team, and Development team to drive fundraising efforts and support our mission impact.The successful candidate will have...

  • Chief Compliance Officer

    4 weeks ago

    New York, New York, United States Arootah Full time

    Job SummaryArootah is seeking a seasoned Chief Compliance Officer to advise clients on industry best practices. As a Compliance Consultant, you will work with our hedge fund and family office clients to provide expert advice on regulatory matters.Key ResponsibilitiesDevelop and implement full compliance programs for leading hedge funds and family officesWork...

  • Chief Risk Officer

    1 month ago

    New York, New York, United States Arena Investors I Quaestor Advisors Full time

    Arena Investors, LP: Chief Risk OfficerArena Investors, LP is a global investment management firm seeking a seasoned Chief Risk Officer to spearhead its risk management function. The ideal candidate will possess a deep understanding of risk management principles and experience in designing and implementing corporate-wide risk management systems.Key...

  • Chief Financial Officer

    4 weeks ago

    New York, New York, United States Fund for Public Health in New York Full time

    The Fund for Public Health in New York City is a leading non-profit organization dedicated to advancing the health and well-being of all New Yorkers. As a key member of the executive team, the Chief Financial Officer will play a critical role in overseeing the organization's financial management systems and ensuring compliance with regulatory agencies.The...

  • Americas Chief Compliance Officer, Vice President

    3 weeks ago

    New York, New York, United States Barclays Full time

    Job SummaryAs Americas Chief Compliance Officer, Vice President, you will play a critical role in ensuring that Barclays operates in compliance with its legal, regulatory, and ethical responsibilities. This position requires a strong understanding of compliance risk management and the ability to provide expert oversight and challenge to business and...

  • Compliance Officer

    4 weeks ago

    New York, New York, United States Amalgamated Bank of NY Full time

    Job SummaryAmalgamated Bank of NY is seeking a highly skilled Compliance Officer to join our team. The successful candidate will be responsible for ensuring the Bank's loan, deposit products, and services maintain compliance with federal and state regulations, as well as all Bank compliance-related policies and procedures.Key Responsibilities:Monitor and...

  • Chief Financial Officer

    4 weeks ago

    New York, New York, United States Jobot Full time

    Job Title: Chief Financial OfficerAbout the Role:We are seeking a highly skilled and experienced Chief Financial Officer to join our team at Jobot. As a key member of our executive leadership team, you will be responsible for the overall financial management and regulatory compliance of our organization.Responsibilities:* Oversee all aspects of the financial...

  • Chief Accounting Officer

    4 weeks ago

    New York, New York, United States Away Full time

    About the RoleWe are seeking a highly skilled and experienced Chief Accounting Officer to lead our accounting, treasury, and tax teams. This individual will report to the Chief Financial Officer and be responsible for providing technical and operational leadership to ensure the accuracy, efficiency, and compliance of our global accounting operations.The...

  • Chief Information Security Officer

    4 weeks ago

    New York, New York, United States Mitchell Martin Full time

    Job Title: Chief Information Security OfficerAt Mitchell Martin, we are seeking a highly skilled Chief Information Security Officer to lead our organization's end-to-end security strategy. The successful candidate will drive the development and implementation of security policies, risk assessments, and controls, ensuring compliance with regulations and...

  • Compliance Officer

    4 weeks ago

    New York, New York, United States Cardea Group Full time

    Cardea Group is seeking a skilled Compliance Officer to support the development and implementation of our asset management compliance program. As a key member of our team, you will work closely with our Chief Compliance Officer to ensure our firm remains compliant with all applicable laws and regulations.Key Responsibilities:Support the enhancement of our...

  • Chief Financial Officer

    3 weeks ago

    New York, New York, United States American Ballet Theatre Full time

    Job Title: Chief Financial OfficerJob Summary:American Ballet Theatre seeks a highly skilled and experienced Chief Financial Officer to lead its financial operations. The ideal candidate will have a strong background in financial management, with a proven track record of success in a similar role.Key Responsibilities:Develop and implement financial plans and...