Senior Leader, Regulatory Compliance and Strategy

Key Qualifications: Expertise in Risk Management and Regulatory Compliance.Process Enhancement: Proven ability in process improvement, fostering collaboration, and exhibiting strong communication skills.Experience Requirements: Mid-senior level with a minimum of 5 years of relevant experience. Educational background should include a Bachelor's degree. The...

Position Overview This is a Hybrid role. The selected candidate will join the Firm's Regulatory Group, which is dedicated to overseeing branch evaluations, compliance assessments, and various ad-hoc responsibilities. This group operates within the Legal Department of the Firm. While legal qualifications are appreciated, they are not a prerequisite...

Job Overview:PositionAs a Senior Compliance Consultant within Fidelity Digital Asset Services, LLC ("FDAS"), you will be an essential partner in fostering a culture of ethical practices and adherence to compliance, regulatory, and legal standards. In this pivotal role on the Regulatory Compliance Team, you will oversee regulatory compliance for FDAS, working...

Company Overview: Citi is a global leader in financial services, providing clients with a broad range of financial products and services.Position Overview: We are seeking an experienced IT Project Management Leader to join our team. This role is essential in driving the development of effective processes and procedures for a comprehensive End User Computing...

Key Competencies: Risk Assessment, Compliance Oversight, Operational Enhancements: Team Collaboration, Effective Communication SkillsProfessional Background: Mid-senior Level Experience: 5 Years Educational Requirement: Bachelor's Degree Job Function: Information Technology Relocation Analyst, Business Operations, Regulatory Affairs, Technology Management,...

Job SummaryCitigroup Inc. is seeking a highly skilled Senior Compliance Risk Analyst to join its Trade Surveillance team within the Independent Compliance Risk Management (ICRM) department. As a key member of the team, you will be responsible for designing, implementing, and overseeing a suite of surveillance systems to detect potential regulatory rule...

Job SummaryCitigroup Inc. is seeking a highly skilled Senior Compliance Risk Analyst to join our Independent Compliance Risk Management (ICRM) team. As a key member of our Trade Surveillance team, you will be responsible for designing, implementing, and overseeing a suite of surveillance systems to detect behaviors that may violate regulatory rules or...

Position OverviewSummaryThe Senior Analyst of Advertising Compliance at AJ Consultancy is responsible for reviewing, editing, advising, and ensuring the final content aligns with all relevant marketing regulations and standards as set forth by FINRA Rule 2210 and the Investment Advisers Act of 1940 (as amended).Key ResponsibilitiesEvaluates advisory...

Job DescriptionCitigroup, a leading global financial institution, seeks a highly experienced and skilled Senior Manager of Quality Assurance to join its team. As a key member of the organization, this individual will be responsible for overseeing the testing and validation process to ensure the highest level of quality and compliance.Key...

Company OverviewAt Verisk Analytics, we envision a world where possibilities are limitless and change is a catalyst for improvement. Our analytical solutions integrate content, data, and insights to empower businesses, individuals, and communities to thrive in a resilient and sustainable manner.Position OverviewThe Director of Corporate Compliance Governance...

Company OverviewAt Verisk Analytics, we strive to unveil new opportunities and foster transformative change for a brighter future. Our analytical solutions seamlessly integrate content, data, and insights to empower businesses, individuals, and communities to become more robust, resilient, and sustainable.Position OverviewIn this role, you will work in close...

Job Description Payments Controls Transformation & Strategy Lead (VP) - Background Rapid digitization across the globe is transforming all aspects of our lives, and payments are one of the most crucial elements. From online marketplaces and streaming videos to cross-border money transfers, almost every digital activity relies on a payment system. Payments...

Job OverviewPosition: Compliance Risk AnalystEssential Skills: Risk Assessment, Regulatory Adherence, Process Optimization, Team Collaboration, Effective CommunicationExperience Level: Mid-SeniorRequired Experience: 5 YearsEducational Background: Bachelor's DegreeJob Function: Information TechnologyRelocation Assistance: Not AvailableLocation: Hybrid Work...

Job SummaryWe are seeking a highly skilled Compliance Risk Officer to join our team at Citigroup Inc. This is a senior-level position that requires a deep understanding of compliance laws, regulations, and risk management principles.Key ResponsibilitiesDesign, implement, and oversee controls and solutions to detect behaviors that may violate regulatory rules...

Job DescriptionWe help the world see new possibilities and inspire change for better tomorrows. Our analytic solutions bridge content, data, and analytics to help business, people, and society become stronger, more resilient, and sustainable.**Key Responsibilities**Timely approval and implementation of regulatory filings of insurance program coverage forms,...

Job OverviewCompany OverviewWe are dedicated to unveiling new opportunities and fostering transformative change for a brighter future. Our analytical solutions integrate content, data, and insights to empower businesses, individuals, and communities to become more robust, resilient, and sustainable.Position SummaryIn this role, reporting to the Regional Vice...

Position Overview: As a Sanctions Analyst at MetaOption LLC, you will play a crucial role in ensuring adherence to regulatory standards and managing risk effectively.Key Responsibilities: - Conduct thorough risk assessments and evaluations to identify potential compliance issues. - Collaborate with cross-functional teams to enhance compliance processes and...

Position Overview: Senior Risk Assessment SpecialistWe are looking for a Senior Risk Assessment Specialist to join our esteemed Seneca team. This role is pivotal in underwriting and promoting our property insurance products across the Northeast region.Key Responsibilities:Risk Evaluation: Assess and determine risk acceptance or rejection, ensuring alignment...

Job Summary:The Compliance Risk Officer will serve as a key member of the Surveillance Intelligence Unit within the Independent Compliance Risk Management (ICRM) organization. This role is responsible for designing, implementing, and overseeing controls and solutions to support Surveillance, Employee Compliance, and Control Room teams in detecting behaviors...

Job SummaryThe Senior Investigative Specialist, Market Regulation will conduct comprehensive and timely investigations into potential violations of securities laws and regulations. This role requires a strong understanding of regulatory compliance and the ability to work independently to initiate, strategize, and complete complex investigations.Key...