Regulatory Compliance Specialist

About the RoleWe are seeking a highly experienced and skilled Executive Director, Group Head, Advertising and Promotion Oversight to join our team at Organon. This is a critical leadership role that will require a deep understanding of regulatory compliance and strategic planning.Key ResponsibilitiesLead a team of regulatory compliance specialists...

Position Overview This is a Hybrid role. The selected candidate will join the Firm's Regulatory Group, which is dedicated to overseeing branch evaluations, compliance assessments, and various ad-hoc responsibilities. This group operates within the Legal Department of the Firm. While legal qualifications are appreciated, they are not a prerequisite...

Company OverviewSumitomo Mitsui Banking Corp (SMBC) is a premier global financial institution with a rich legacy spanning over 400 years. With its headquarters in Tokyo, SMBC Group provides a comprehensive suite of financial services, including banking, leasing, securities, credit cards, and consumer finance.With a presence in nearly 40 countries and a...

Job Overview:PositionAs a key member of the Fidelity Digital Asset Services, LLC ("FDAS") Compliance team, you will act as a knowledgeable and reliable business partner, fostering a culture of ethical practices and adherence to compliance, regulatory, and legal responsibilities. In this capacity within the Regulatory Compliance Team, you will facilitate...

Position Overview:We are seeking a Regulatory Compliance Specialist to join our team. This role is crucial for ensuring adherence to regulatory standards and practices.Key Responsibilities:Conduct thorough analysis of regulatory controls.Utilize extensive experience in banking regulatory frameworks.Engage in comprehensive systems and data management related...

Job DescriptionRole SummaryWe are seeking a highly skilled AML-CTF Analyst to support our efforts in detecting and preventing financial crimes. As a key member of our team, you will conduct thorough investigations and analysis of customer transactions, identify potential risks, and ensure compliance with relevant regulations.Key ResponsibilitiesTransaction...

Job DescriptionWe help the world see new possibilities and inspire change for better tomorrows. Our analytic solutions bridge content, data, and analytics to help business, people, and society become stronger, more resilient, and sustainable.**Key Responsibilities**Timely approval and implementation of regulatory filings of insurance program coverage forms,...

Job SummarySumitomo Mitsui Banking Corp. is seeking a highly motivated and detail-oriented Regulatory Reporting Specialist to join our team in the Regulatory Reporting Analysis Department. As a key member of our team, you will be responsible for partnering with business stakeholders to automate regulatory reporting processes, ensuring data quality, and...

Job SummaryThe Senior Investigative Specialist, Market Regulation will conduct comprehensive and timely investigations into potential violations of securities laws and regulations. This role requires a strong understanding of regulatory compliance and the ability to work independently to initiate, strategize, and complete complex investigations.Key...

Job SummarySumitomo Mitsui Banking Corp. is seeking a highly motivated and detail-oriented Regulatory Reporting Specialist to join our team in the Regulatory Reporting Analysis Department. As a key member of our team, you will be responsible for partnering with business stakeholders to automate regulatory reporting processes, ensuring data quality, and...

Job SummaryNeptune Retail Solutions is seeking a highly skilled Tax Compliance Specialist to join our team. As a Tax Compliance Specialist, you will be responsible for preparing state and local income tax returns for a partnership and a C-Corp, as well as assisting in preparing federal income tax returns.Key ResponsibilitiesPrepare state and local income tax...

Job SummaryThe Senior Investigative Specialist, Market Regulation will conduct comprehensive and timely investigations into potential violations of securities laws and regulations. This role requires a strong understanding of regulatory compliance and the ability to work independently to initiate, strategize, and complete complex investigations.Key...

Company OverviewSMBC Group is a premier global financial institution with a rich history spanning over 400 years. Headquartered in Tokyo, the Group provides a comprehensive array of financial services, including banking, leasing, securities, credit cards, and consumer finance. With a workforce exceeding 80,000 across more than 130 offices in nearly 40...

About the RoleWe are seeking a seasoned professional to lead our Compliance Control Inventory (CCI) efforts, ensuring the development and implementation of policies, procedures, and processes to maintain and periodically validate the inventory.The ideal candidate will have a strong background in regulatory compliance, risk management, and project management,...

Job OverviewCompany OverviewWe are dedicated to unveiling new opportunities and fostering transformative change for a brighter future. Our analytical solutions integrate content, data, and insights to empower businesses, individuals, and communities to become more robust, resilient, and sustainable.Position SummaryIn this role, reporting to the Regional Vice...

Job Overview:PositionAs a Senior Compliance Consultant within Fidelity Digital Asset Services, LLC ("FDAS"), you will be an essential partner in fostering a culture of ethical practices and adherence to compliance, regulatory, and legal standards. In this pivotal role on the Regulatory Compliance Team, you will oversee regulatory compliance for FDAS, working...

Job Summary:The Compliance Risk Officer will serve as a key member of the Surveillance Intelligence Unit within the Independent Compliance Risk Management (ICRM) organization. This role is responsible for designing, implementing, and overseeing controls and solutions to support Surveillance, Employee Compliance, and Control Room teams in detecting behaviors...

Job Overview:PositionAs a key member of the Fidelity Digital Asset Services, LLC ("FDAS") Compliance team, you will act as a knowledgeable and reliable business partner, fostering a culture of ethical behavior and adherence to compliance, regulatory, and legal standards.Key ResponsibilitiesOverseeing the money transmission licensing unit, ensuring the proper...

Job SummaryCitigroup Inc. is seeking a highly skilled Compliance Risk Officer to join its Independent Compliance Risk Management (ICRM) team. As a key member of the Surveillance team, you will be responsible for designing, implementing, and overseeing a suite of surveillances to detect behaviors that may violate regulatory rules or internal policies and...

Job SummaryWe are seeking a highly skilled Compliance Risk Officer to join our team at Citigroup Inc. This is a senior-level position that requires a deep understanding of compliance laws, regulations, and risk management principles.Key ResponsibilitiesDesign, implement, and oversee controls and solutions to detect behaviors that may violate regulatory rules...