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Senior Capital Markets Auditor

2 months ago


Washington, United States SynergyProfessionalStaffing Full time
JOB OVERVIEW

The role involves assisting in the planning, execution, and reporting of financial, operational, and compliance audits/projects to ensure adherence to federal regulations, corporate policies, and generally accepted accounting standards.

As a Senior Internal Auditor, you are expected to exhibit comprehensive knowledge of the mortgage sector and Fannie Mae's operational framework while pursuing specialized expertise in specific functional areas.

PRIMARY RESPONSIBILITIES

Execute all essential functions of the Internal Auditor position with increased complexity, scope, and independence.

Lead audit team discussions to outline the audit strategy, including background information, preliminary objectives/scope (identified during the Annual Audit Planning process), budget considerations, execution timelines, impacted departments, key contacts, and expectations.

Assume responsibility for managing segments of audits with minimal oversight from the Audit Manager/Director. Conduct initial reviews of Internal Auditor outputs and documentation; utilize guidance from the Internal Audit Manager/Director as necessary. Review audit documentation to identify risks and assess their potential impact on the organization. Conduct root cause analyses on findings identified during audits. Validate and document the Risk Control Matrix; formulate testing procedures based on this matrix. Draft audit reports and collaborate with the Audit Manager/Director for revisions and finalization. Document Internal Control Issues (ICIs), engage with audit management, and validate findings with stakeholders; assist in additional report writing as required.

Support the tracking of outcomes from previous audits, identify recurring audit themes across the organization, and evaluate whether suitable corrective actions have been implemented regarding significant audit issues.

Contribute to enhancing the governance, risk, and control framework of the organization; share insights, suggestions, and recommendations with the Internal Audit Manager/Director and Internal Audit teams.

Provide informal coaching and guidance to Internal Auditors on a day-to-day basis. Share expertise in specialized areas to enhance knowledge and capabilities within the Internal Audit team. Cultivate and maintain relationships with business partners at both managerial and staff levels.

Offer advice and share Internal Audit insights with business partner managers and staff to fortify governance, risk, and control frameworks, as appropriate.

REQUIRED KNOWLEDGE & SKILLS
Minimum of 3 years of experience in auditing internal controls is preferred. Experience in a trading environment is advantageous. Familiarity with front office operations is preferred but not mandatory.

Knowledge of financial instruments such as derivatives, futures, options, commodities, fixed income, ABS/MBS/CMBS, swaps, and swaptions is preferred but not essential.

Previous experience in pricing and valuations is preferred but not required.

Proven ability to document and analyze business operations to assess risk and identify and test controls.

Strong analytical skills, including the capacity to evaluate facts and data to draw conclusions, even with limited information, and to explain problems or situations using a systematic approach.

Excellent communication skills, including the ability to build relationships and articulate ideas clearly and effectively.

Ability to convey a fundamental understanding of Fannie Mae's current role in the market, as well as insights into the lending industry and secondary mortgage market.

Ability to thrive in a dynamic and unstructured environment and manage ambiguity. A collaborative team player who works effectively with various team members to achieve integrated solutions.