Senior Manager of Financial Regulatory Affairs

2 weeks ago


Virginia Beach, Virginia, United States augmentjobs Full time
Job Overview

Position Summary:

We are looking for an experienced and dedicated Lead Financial Compliance Strategist to become a vital part of our organization. This role involves the comprehensive management of our financial compliance initiatives, ensuring that all fiscal operations are in line with applicable regulations and internal standards. The successful candidate will possess a robust background in financial compliance, a thorough understanding of regulatory frameworks, and exceptional leadership capabilities.

Core Responsibilities:

  • Regulatory Oversight: Ensure compliance with all pertinent financial regulations, including SEC, SOX, and GAAP. Remain informed about regulatory changes and evaluate their implications for the organization.
  • Policy Formulation: Create, implement, and uphold financial compliance policies and procedures. Guarantee that these policies are effectively disseminated and comprehended across the organization.
  • Risk Assessment: Identify and evaluate financial compliance risks. Formulate and execute strategies to mitigate these risks, ensuring a proactive stance on compliance management.
  • Audit Coordination: Oversee and manage both internal and external audits concerning financial compliance. Prepare necessary documentation and address audit inquiries promptly.
  • Training and Development: Offer training and support to finance and accounting teams on compliance-related issues. Promote a culture of compliance throughout the organization.
  • Reporting Duties: Generate and present regular reports on compliance status, challenges, and enhancements to senior management and relevant stakeholders.
  • Process Optimization: Review existing compliance processes and propose improvements to boost efficiency and effectiveness.
  • Stakeholder Engagement: Serve as the primary liaison for regulatory bodies and internal stakeholders regarding financial compliance matters.

Qualifications:

  • Bachelor's degree in Accounting, Finance, Business Administration, or a related discipline. A Master's degree or CPA (Certified Public Accountant) designation is highly desirable.
  • Minimum of 7 years of experience in financial compliance or a related area, with at least 3 years in a managerial or senior position.
  • Comprehensive knowledge of financial regulations, standards, and compliance requirements.
  • Proven experience in managing compliance programs and successfully navigating audits.
  • Strong analytical abilities with the capacity to interpret complex regulations and apply them in practical contexts.
  • Excellent communication and interpersonal skills, capable of effectively engaging with all organizational levels.
  • Strong problem-solving abilities and meticulous attention to detail.
  • Ability to work autonomously and manage multiple priorities in a dynamic environment.

Benefits:

  • Competitive salary and performance-based incentives
  • Comprehensive health, dental, and vision coverage
  • 401(k) plan with company matching
  • Paid time off and holidays
  • Opportunities for professional growth
  • Flexible working arrangements


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