Senior Legal and Compliance Officer

1 week ago


San Francisco, California, United States Legalist Full time

Job Summary:

We are seeking a highly skilled General Counsel to oversee legal, compliance, and regulatory matters at Legalist, an institutional alternative asset management firm. The ideal candidate will have prior in-house experience at an SEC-registered investment adviser and a proven track record of counseling senior stakeholders on novel, uncertain, and urgent matters.

Key Responsibilities:

  • Oversee domestic and foreign fund formation across jurisdictions and coordinate with back office colleagues on related tax, regulatory, and similar issues.
  • Assist HR colleagues on employment- and recruiting-related matters.
  • Work with IR colleagues to prepare compliant fundraising and investor reporting materials and practices.
  • Institute and enforce optimal processes for outside counsel engagement, counterparty and investor NDAs, and similar operational matters.
  • Oversee responses to regulatory inquiries, defensive litigation, and related matters.

Requirements:

  • Prior in-house experience at an SEC-registered investment adviser, preferably one managing alternative assets.
  • 5+ years' experience in non-transactional private practice (e.g., bankruptcy/restructuring or litigation).
  • Demonstrated ability to counsel senior stakeholders on novel, uncertain, and urgent matters and obtain optimal resolutions to same.
  • High EQ and ability to generate both consensus and compliance from colleagues across teams.
  • Operationally savvy, practical, and able to thrive in a rapidly growing company.
  • Multiple years' experience in a fully remote company strongly preferred.

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