Financial Trader

5 hours ago


Los Angeles, California, United States Lido Advisors, LLC Full time
Job Title: Trader, Investment Management

Lido Advisors, LLC, a leading wealth management firm, is seeking a skilled Trader to leverage our diverse range of firm assets.

Key Responsibilities:
  • Assist in executing orders for fixed income, derivatives, equity, and exchange traded options.
  • Review and assist in implementing general and administrative issues relevant to the department.
  • Verify accuracy of account information and ensure correct ticket entry and order routing.
  • Maintain communication with the operations team and assist in resolving settlement problems.
  • Reconcile daily and/or monthly reports, as assigned.
  • Ensure compliance monitoring is in place, including processes for management of operational risk, in accordance with Lido Advisors' regulatory standards.
  • Trade Reconciliation - Work with Private Client Services to review and reconcile reports to ensure trades have been executed and booked correctly.
  • Monitor market conditions and key indicators to measure impact on price movements and volumes.
  • Act as a liaison between the internal trading desk and supporting functions such as Investment Operations, Risk, and Compliance, and Technology to resolve issues that may arise.
Requirements:
  • 2+ years of related work experience in the Asset Management or Financial Services Industry.
  • Proven project management skills required to assist the Chief Investment Officer and Head of Trading.
  • Series 63 or Series 65.
  • Must have experience as a Trader or Trading Assistant for equity and/or derivative-related products such as options, swaps, or other over-the-counter securities.
  • Strong communication skills required to provide market updates and make presentations to senior members within the Investment Management team.
  • Equity middle office and operations experience is a plus but not required.
  • Working knowledge of Excel (VBA, Pivot Tables, etc.), Python, other coding skills are a plus.

We are an equal-opportunity employer. All applicants will be considered for employment without attention to race, color, religion, sex, sexual orientation, gender identity, national origin, veteran or disability status, or any other class protected by federal, state or local law.

The successful candidate's starting pay will be determined based on job-related skills, experience, qualifications, work location, and market conditions. The range below is an estimate and may be modified in the future.

Salary Description: $70,000 - $100,000


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