Senior Audit Manager

2 weeks ago

New York, New York, United States TD Bank, N.A. Full time

Position Overview

The Senior Audit Manager is responsible for directing the planning and execution of audits related to specific business sectors or corporate functions. This role includes managing the Audit team that conducts these evaluations.

Key Responsibilities:

  • Contributes to the audit strategy for designated business areas, encompassing audit frameworks, resource allocation, and financial planning.
  • Holds overall accountability for the successful completion of audits. Organizes and leads audit initiatives while supervising staff engaged in various audits, drawing conclusions, and communicating findings to relevant business units.
  • Conducts assessments of critical audit areas. Reviews audit documentation and ensures that findings are followed up and validated effectively.
  • Guarantees that audits are performed and finalized in alignment with established standards, adhering to time, budget, and scope requirements to meet deadlines.
  • Supervises a small to medium-sized team assigned to specific audits, providing coaching and performance feedback throughout the audit process.
  • Evaluates internal and external risks for assigned business sectors or functions, leveraging their expertise in the subject matter.
  • Acts as the primary liaison with management regarding audit scope, findings, and progress.

Qualifications:

  • Bachelor's degree is mandatory.
  • Advanced degree is preferred.
  • Minimum of 8 years of relevant experience is required.
  • Proficient in PC applications (MS Office Suite).
  • Exceptional verbal and written communication abilities.
  • Advanced critical thinking and analytical skills.
  • Strong decision-making, problem-solving, and conflict resolution capabilities.
  • Willingness to travel 35% or more.
  • Ability to work independently as well as collaboratively.
  • Timely and accurate task completion.
  • Prompt escalation of issues and delays.
  • Effectively manage competing priorities for self and team members.
  • Thorough understanding of banking regulations and laws impacting the relevant area.
  • In-depth functional audit knowledge and skills.
  • Relevant professional certification is required.
  • Strong project management capabilities.
  • Advanced expertise in designated subject matter areas.
  • Ability to adapt, advocate, and lead change initiatives.
  • Experience in leading and managing small to medium-sized teams.
  • Demonstrated ownership and accountability.
  • Ability to thrive in a fast-paced and challenging environment.
  • Banking experience is advantageous.
  • Strong skills in building and maintaining relationships within and outside the audit function.
  • Ability to develop rapport with business units while conducting audits.
  • Act as a trusted advisor for assigned business lines.
  • Deliver constructive feedback and follow up as necessary.
  • Strong influencing capabilities.
  • Manage a team of professionals, focusing on development, recruitment, training, coaching, and performance evaluations.
  • Ensure effective resource utilization to achieve target rates.
  • Accountable for fostering recognition within the team and division.
  • Engage team members in challenging assignments within the team and at the division level.
  • Keep team members informed and engaged.
  • Exemplify TD leadership core values.
  • Deliver impactful presentations and training at the division level and industry events.
  • Facilitate successful onboarding and orientation for new hires.

Preferred Experience:

  • CAMS or CFE certification.
  • Experience in Financial Crimes/AML Auditing.

About TD Bank, N.A.:
TD Bank is a leading global financial institution and ranks as the fifth largest bank in North America by branches. We are dedicated to delivering exceptional customer experiences to millions of households and businesses across North America and beyond. Our team of over 95,000 colleagues is committed to enriching the lives of our customers, communities, and each other.

Our Commitment to Colleagues:
At TD, we are committed to fostering a culture of growth and development. We provide regular leadership conversations, mentorship, and training programs to support our colleagues in achieving their career aspirations.

Our Total Rewards Package:
We offer a comprehensive Total Rewards package that reflects our investment in our colleagues' financial, physical, and mental well-being. This includes competitive salaries, incentive awards, health benefits, retirement programs, paid time off, and opportunities for career development.

Colleague Development:
We are dedicated to helping our colleagues succeed in their career paths. Regular development conversations, access to online learning platforms, and mentoring programs are available to unlock future opportunities.

Training & Onboarding:
We provide thorough training and onboarding sessions to ensure that new hires have the resources they need to excel in their roles.

Interview Process:
We communicate with candidates of interest to schedule interviews and strive to keep all applicants informed of their application status.

Accommodation:
We are committed to providing accommodations for applicants with disabilities throughout the application process.

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

  • Audit Manager

    2 months ago

    New York, New York, United States Paritas Recruitment - Audit Full time

    The Audit Manager will support the Head of US Audit to lead a small team of Assistant Audit Managers and additional resource provided by their co-source internal audit provider on occasion. It is essential that the Audit Manager has a proven track record of leading and managing internal audits within a financial services firm.The ideal candidate would have...

  • Senior Audit Manager

    2 weeks ago

    New York, New York, United States Tech Brains Solutions, Inc. Full time

    Job OverviewPosition: Senior Audit Manager - Global Markets Trade OversightLocation: RemoteCompensation: Competitive SalaryRole Summary:The Senior Audit Manager is tasked with executing comprehensive audit evaluations within complex operational frameworks for various Lines of Business (LOBs). This role emphasizes the independent formulation and...

  • Senior Audit Manager

    7 days ago

    New York, New York, United States Lindquist LLP Full time

    **About the Role**Lindquist LLP is seeking a highly skilled and experienced Senior Audit Manager to join our team. As a Senior Audit Manager, you will be responsible for leading the engagement team staff on the planning and execution of audits, reviews, and compilations to provide world-class client service to our clients.**Key Responsibilities**Lead the...

  • Senior Audit Manager

    2 months ago

    New York, New York, United States Kforce Inc Full time

    RESPONSIBILITIES:Kforce has a client that is seeking to hire a Senior Audit Manager - Lending Operations in New York City, New York (NY).Summary:This client offers a comprehensive benefits package that includes generous paid time off and the ability to participate in medical coverage and 401(k) plan on your very first day. They are committed to diversity and...

  • Senior Audit Manager

    2 months ago

    New York, New York, United States Michael Page Full time

    COMPETITIVE BASE COMPENSATIONA flexible work model that combines in-office and working remotely. About Our Client Our client is a Financial Services firm who focuses on Commercial Banking and Private Banking. Job Description The Senior Audit Manager should identify and communicate audit findings, recommendations, and risk exposures to senior management and...

  • Senior Manager, Internal Audit

    2 weeks ago

    New York, New York, United States Tandym group Full time

    A prominent financial services organization is seeking a seasoned and proactive professional to join their team as the new Senior Manager - Internal Audit. In this pivotal role, the Senior Manager - Internal Audit will oversee intricate and essential audits and evaluations within a risk and control framework, collaborating closely with the global audit...

  • Senior Audit Manager

    2 weeks ago

    New York, New York, United States Spartan Placements LLC Full time

    Senior Audit ManagerKey Responsibilities: Lead and mentor audit teams, ensuring effective coordination of daily tasks related to planning, execution, and completion of audits. Organize audit schedules, select team members, and allocate workloads efficiently. Provide guidance, training, and oversight to junior staff and senior accountants. Evaluate team...

  • Manager - Senior Internal Audit

    2 months ago

    New York, New York, United States Bally's Atlantic City Full time

    Performs or leads a team in the planning and execution of regulatory, financial (SOX), operational (gaming and non-gaming) and IT audits and special projects and interact with mid-senior management in the presentation and discussion of audit findings. This includes the following functions: Audit department executive pursuant to 13:69D-1.11(b)2...

  • Senior Audit Manager

    2 weeks ago

    New York, New York, United States FORVIS Full time

    Position Overview:As a Senior Audit Manager at FORVIS, you will play a pivotal role in our audit division, delivering services that extend beyond mere compliance. Our team is dedicated to enhancing the credibility of our clients' financial reporting, providing clear and objective insights that empower organizations to elevate their operations.Key...

  • Senior Audit Manager

    2 weeks ago

    New York, New York, United States Smartwork IT Services Full time

    Job OverviewPosition Title: Audit Manager - Global Corporate and Investment BankingJob Type: Fulltime, HybridLocation: New York, NYRole Summary:The Audit Manager is tasked with supervising designated audit domains, serving as the Auditor-in-Charge (AIC), and executing the audit framework for various Lines of Business (LOBs). This role encompasses leading...

  • Senior Audit Manager

    2 weeks ago

    New York, New York, United States RaiZan Solutions Full time

    Job OverviewRaiZan Solutions LLC is seeking a qualified candidate for the role of Audit Supervisor. This position offers a unique opportunity to engage in a fast-paced, international setting where your contributions will be highly valued.The Audit Supervisor is responsible for executing comprehensive audit procedures across various Lines of Business (LOBs)....

  • Senior Audit Manager

    1 week ago

    New York, New York, United States Vodastra Full time

    Job OverviewPosition: Audit Supervisor - Corporate Finance DivisionLocation: Flexible (Hybrid Work Model)Salary: Competitive, based on experienceCompany Profile:Vodastra is a prominent global financial services provider dedicated to enhancing financial well-being through innovative solutions. We prioritize Responsible Growth by nurturing a diverse and...

  • Senior Internal Audit Manager

    5 days ago

    New York, New York, United States Amalgamated Bank Full time

    Job SummaryAmalgamated Bank is seeking a highly skilled Senior Internal Auditor to join our team. As a Senior Internal Auditor, you will be responsible for performing individual internal audit projects, developing internal audit scope, performing internal audit procedures, and preparing internal audit reports.Key ResponsibilitiesDevelop and maintain risk...

  • Senior IT Audit Manager

    2 weeks ago

    New York, New York, United States CNB Full time

    POSITION SUMMARY:The Senior IT Audit Manager will play a crucial role in overseeing the independent assessment of CNB's IT risk management practices and governance processes. This position is responsible for ensuring the effectiveness of internal controls within the IT domain, particularly in relation to Platform Technology audits.KEY RESPONSIBILITIES:1....

  • Senior Manager

    9 hours ago

    New York, New York, United States Forvis Mazars, LLP Full time

    About the RoleWe are seeking a highly skilled Senior Manager to join our Internal Audit team at Forvis Mazars, LLP. As a Senior Manager, you will be responsible for leading teams and supporting clients across critical audits in emerging areas of risk, banking operations, and issues management and validation.Key ResponsibilitiesProvide clients with expertise...

  • Senior Compliance Audit Manager

    2 weeks ago

    New York, New York, United States Bank of China Limited, New York Branch Full time

    Introduction Founded in 1912, Bank of China Limited, New York Branch is among the world's leading financial institutions, boasting over $3 trillion in assets and a presence in more than 60 countries and regions. Our extensive experience and global reach enable us to provide clients with a dependable financial partnership across various sectors, including...

  • Senior Treasury Audit Manager

    4 weeks ago

    New York, New York, United States Selby Jennings Full time

    We are collaborating with a leading bank that is actively expanding its presence in the US. They are currently seeking a Senior Audit Manager specializing in Corporate Treasury areas, including Liquidity and Interest Rate Risk in the Banking Book (IRRBB).Responsibilities Independently and objectively evaluate the adequacy and effectiveness of Finance,...

  • Senior Audit Consultant

    2 weeks ago

    New York, New York, United States Tandym Group Full time

    A prominent regional CPA firm is seeking a skilled Audit Senior to join their team. This role is ideal for candidates with a strong background in Commercial auditing, looking to take on a significant position within the firm. The Audit Senior will play a crucial role in managing client engagements, evaluating accounting practices, and ensuring robust...

  • Audit Senior Manager

    1 month ago

    New York, New York, United States EisnerAmper Full time

    Job DescriptionAt EisnerAmper, we look for individuals who welcome new ideas, encourage innovation, and are eager to make an impact. Whether you're starting out in your career or taking your next step as a seasoned professional, the EisnerAmper experience is one-of-a-kind. You can design a career you'll love from top to bottom - we give you the tools you...

  • Senior Audit Associate

    5 days ago

    New York, New York, United States Tandym Group Full time

    Tandym Group is seeking a qualified professional to join their team as a Senior Audit Associate. This role offers a unique opportunity to be part of a supportive corporate environment that emphasizes employee development and career advancement.Key Responsibilities:The Senior Audit Associate will be responsible for:Overseeing client audit projects, which...