Compliance Officer II

1 day ago

Irvine, California, United States Pacific Premier Full time
Job Summary

Pacific Premier is seeking a highly skilled Compliance Officer II to support the Bank's Compliance Management Program. This role will act in a senior compliance officer capacity, providing guidance and training to junior staff while overseeing moderate to highly complex compliance reviews and advisory projects.

Key Responsibilities
  • Develop and implement compliance testing or advisory programs to address compliance risk, assessing risk mitigation approaches and making recommendations for policies and procedures.
  • Lead and/or independently oversee compliance reviews or advisory projects, ensuring comprehensive and timely execution consistent with established compliance methodologies and framework.
  • Ensure adequate documentation is maintained for reviews or advisory projects, and write comprehensive reports based on monitoring and testing or advisory support performed.
  • Assess and compile results, identify compliance gaps, evaluate compliance risk, and recommend solutions that result in new or enhanced policies and procedures.
  • Conduct follow-up on previously identified issues to validate issues are adequately resolved, and act in a lead capacity to lower level staff, providing guidance and feedback as applicable.
  • Participate in the development of annual testing or advisory related activity schedules, and assist in preparing management reports on testing/advisory support metrics and KRIs.
  • Develop junior testing team members to lead and/or independently conduct compliance reviews or advisory projects, and develop, implement and maintain compliance department procedures.
  • Provide guidance to business partners regarding the development of their procedures, and review business unit procedures for gaps and assist with closing, if needed.
  • Develop job aids as necessary, and participate in the preparation of various management information system reports for committee reporting.
  • Lead or participate in special projects as directed by the Chief Compliance Officer, Compliance Director, or Compliance Testing Manager, and participate in necessary education and training events to attain/maintain essential work-related knowledge and information.
  • Maintain an awareness of regulatory and legislative developments and industry trends through reading, classes, webinars and seminars, and develop and deliver training presentations on compliance related topics.
  • Coordinate outside training presentations with Bank personnel, and provide support to all areas of the department as directed or where service or assistance is needed.
Requirements
  • 5-7 years of regulatory compliance experience required in consumer financial services field, or at a regulatory agency.
  • Certified Regulatory Compliance Manager (CRCM) certification preferred or willingness to earn after three years in role.
What We Offer

Pacific Premier offers a competitive salary range of $93,570 to $140,355, a discretionary bonus and/or business line incentive, and a comprehensive benefits package, including medical and other benefits. For more information regarding our benefits, please visit our website.

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