Compliance Officer

We are seeking a highly skilled Compliance Officer to join our team at One Ten Associates in New York. This is a broad generalised compliance role with full exposure across the business.The ideal candidate will have buy-side experience, either working within a hedge fund or regulatory consultancy. Strong control room/code of ethics experience is...

New Start Capital is seeking a detail-oriented Compliance Officer to monitor and enforce adherence to regulatory requirements, particularly within the debt modification industry. The Compliance Officer will play a critical role in maintaining the company’s regulatory compliance by reviewing internal processes, monitoring client interactions, and developing...

Job SummaryAmalgamated Bank of NY is seeking a highly skilled Compliance Officer to join our team. The successful candidate will be responsible for ensuring the Bank's loan, deposit products, and services maintain compliance with federal and state regulations, as well as all Bank compliance-related policies and procedures.Key Responsibilities:Monitor and...

TradeZero America (“TZA”), is a broker dealer focused on the retail active trader and institutional options trading. TZA is seeking a Compliance Officer to assist its current team located in Brooklyn NY. The role requires prior experience as a compliance officer and experience should include knowledge in:CAT reporting/ Regulatory reporting15c3-5 market...

About StellarPayStellarPay is a global borderless financial platform that seamlessly integrates traditional fiat currencies and digital assets like cryptocurrencies and stablecoins. We empower individuals and businesses to spend, send, and save across multiple currencies through multi-currency accounts, real-time crypto-to-fiat conversion, peer-to-peer (P2P)...

Job Title: Compliance Officer - International Compliance SpecialistAbout Us: Glencore is a leading integrated producer and marketer of commodities that industries around the world need.Job Summary: We are seeking a Compliance Officer to implement the corporate compliance program in our relevant offices and operations in the region.Key...

Glencore, a leading global commodities producer and marketer, is seeking a highly skilled Compliance Officer to join its team.The ideal candidate will have a strong background in compliance, risk management, and corporate governance, with experience in implementing and maintaining effective compliance programs.Key responsibilities will include adapting...

New Start Capital is seeking a detail-oriented Compliance Officer to monitor and enforce adherence to regulatory requirements, particularly within the debt modification industry. The Compliance Officer will play a critical role in maintaining the company’s regulatory compliance by reviewing internal processes, monitoring client interactions, and developing...

Hi, This is Carl Rush, Sr. Staffing Manager with iStaff Global Solutions Inc., and I would like to let you know about an URGENT position I am currently recruiting for. Let’s connect when you have some time to review some of the details, the company, and the compensation package my client is offering. The job responsibilities and requirements are as...

Job SummaryThe Compliance Specialist will assist in achieving quality compliance with the requirements of the WSFSSH's external funders and regulators, thereby safeguarding WSFSSH's assets and income streams, and meeting WSFSSH's high standards for excellence in this sphere. The Compliance Specialist will interact extensively with both external stakeholders...

Job Title: AML Officer Services – Administrator/AssociateClient X is seeking a highly organized and detail-oriented individual to join the AML Officer Services team as an administrator/associate. The successful candidate will provide support to the AML Compliance Officer in the provision of AML Officer Services, ensuring compliance with Client X's...

Job Title: Compliance SpecialistWe are seeking a highly skilled Compliance Specialist to join our team at Bryten Real Estate Partners. As a Compliance Specialist, you will be responsible for monitoring and documenting compliance activities, processing annual recertifications and inspections, and assisting with application verifications and certification...

Investment Compliance Officer (New York, NY): Our client, a hedge fund with over $3B in AUM is seeking an experienced Investment Compliance Officer to join their team a newly created position to lead surveillance initiatives within their growing New York office. The ideal candidate will have a strong background in investment compliance and direct experience...

Equities Compliance OfficerFinancial FirmNYC – Downtown225K base + bonus Hybrid, 3 days onsiteJob Summary:A leading interdealer broker covering equities, fixed income and commodities is seeking an Equities Compliance Officer to oversee the Equity and Equity Derivatives Trading Business. You will report into the head of equities compliance. You will draft,...

The Department for the Aging seeks a highly motivated Senior Manager with broad-based experience in compliance, internal and external audit, financial reporting, and programmatic fiscal processes to serve as Chief Compliance Officer.Reporting to the Chief Financial Officer, with additional accountability to the First Deputy Commissioner on investigative...

Job DescriptionThe Ares Legal & Compliance Department is seeking a highly skilled Compliance professional to join our team as a Senior Compliance Officer. In this role, you will be responsible for creating and implementing the Firm's Registered Investment Adviser program, working closely with the Chief Regulatory Officer to direct the Compliance function...

The Department For The Aging seeks a highly motivated Senior Manager with broad-based experience in compliance, internal and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer.The selected candidate for this position will use an independent, structured and disciplined approach to adhere to reporting...

About the Role:We are seeking a highly skilled Compliance Officer, Data to join our team at S&P Global. This role will be responsible for providing advice on business-as-usual (BAU) compliance and regulatory matters related to Data & Technology.Key Responsibilities:Provide advice on BAU compliance and regulatory matters related to Data & Technology.Partner...

Job DescriptionTradeweb Compliance is seeking a junior to mid-level compliance officer to support our core compliance functions across our regulated entities globally.This role will involve providing support for ensuring our compliance programs are being followed by our employees and upheld throughout our regulated entities globally.The successful candidate...

About UsWellington Management Company, LLP is a leading investment management firm that offers comprehensive investment solutions to institutional clients worldwide. Our team of experienced professionals is dedicated to providing exceptional service and expertise to our clients. About the RoleWe are seeking a highly skilled Compliance Officer to join our...