Regulatory Reporting Change Management VP
6 days ago
Background
A multinational banking and financial services institution operates in retail, corporate, and investment banking segment worldwide.
This position reports into the Director of Change Management Department and will work with other teams within the Data and Technology Departments to carry out the regulatory reporting automation within FAD Controllers to ensure that the regulatory reports are prepared in accordance with applicable reporting instructions, and data is sourced with granularity within robust controlled environment, as well as communicating/monitoring Risk and issues to management and other stakeholders. Automation Team s main objective is to provide assurances to the CFO Function that manual reporting process due to internal control deficiencies, misinterpretations and data issues that could impact regulatory reporting are minimized.
Responsibilities
Understanding of Regulatory Reporting for US (any of FR Y-9C, FFIEC 009, call reports, broker-dealer such as FOCUS, or liquidity reports, etc.)
Work product creation and overall quality through all phases of a regulatory reporting solution implementation project, including:
o Gathering regulatory reporting business requirements
o Translating business requirements into functional requirements
o Designing the regulatory reporting solution architecture system specifications
o Overseeing the configuration and development
o Testing system changes and results
o Developing the production support model
Work with technology professionals, and/or third-party strategic alliance associates to implement regulatory reporting vendor packages and related technology solution. Application/Package experience in any of the following is a plus:
o Regulatory Reporting Vendor Solutions Axiom Controller View
o Data and Compliance Analytics tools SQL, Power BI, Spotfire, Denodo
Understanding of QA and UAT testing lifecycle (including test planning, test execution and test management)
Understanding of data quality governance, and working knowledge of data exception remediation process
Qualifications
10+ years of work experience, including 7+ year of system implementation, and/or lean / six-sigma operational improvement projects.
7 years of experience in financial services; 5 years of regulatory reporting experience
Post-graduate / Graduate degree in computer science, engineering, accounting, finance, or a related field
Experience in Banking, Regulatory Reporting and Risk Management projects.
Excellent verbal and written communication skills.
Strong analytical, problem-solving skills and attention to detail
Regulatory Reporting Change Management VP-
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