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Controller - FINOP

3 months ago

New York, United States Solomon Page Full time

We are working with a NYC based FINRA registered Broker-Dealer on a new Controller, FINOP opening. This person will be reporting to the CEO of the firm and overseeing all accounting and financial activities, in addition to all FINRA Filings.

  • Salary: $180k
Responsibilities:
  • Responsible for the preparation and review of the firm's financial statements
  • Prepare quarterly FOCUS Report (15c3-1)
  • Prepare yearly budget, forecasts and projections for the firm
  • Monitor the cash flow and investment strategy
  • Work with external auditors to produce the yearly audited financial statements
  • Reconcile all inflows and outflows of investment revenues and fees
  • Prepare complex commission reports using Maestro software
  • Oversee Back Office, Accounting and Payroll departments
  • Work closely with the CEO to manage the daily operations of the business
  • Member of the Management Committee that oversees decisions of the firm

Required Qualifications:
  • 10+ years Broker-Dealer accounting experience
  • FINOP/ Series 27 License
  • CPA highly preferred
If you meet the required qualifications and are interested in this role, please apply today.

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Founded in 1990, Solomon Page is a specialty niche provider of staffing and executive search solutions across a wide array of functions and industries. The success of Solomon Page reflects an organic growth strategy supported by a highly entrepreneurial culture. Acting as a strategic partner to our clients and candidates, we focus on providing customized solutions and building long-term relationships based on trust, respect, and the consistent delivery of excellent results. For more information and additional opportunities, visit: solomonpage.com and connect with us on Facebook , and LinkedIn .

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