Financial Services Controller
4 weeks ago
The Tandym Group is seeking a skilled Controller to oversee and manage the day-to-day accounting functions of the firm. Under the direction of the CFO, the Controller will be responsible for ensuring accurate and timely completion of all accounting reports and financials.
Key Responsibilities:
Oversee payroll processing and administration, including ADP Workforce Now Time & Attendance administration, new employee set-up, payroll audits, payroll tax reporting, and reconciliations.
Ensure accurate and timely completion of all accounting reports and financials.
Perform monthly reconciliations and bookkeeping, prepare and submit wire requests as needed, and travel & entertainment expense oversight and accounting.
Actively ensure the firm is in regulatory compliance with net capital requirements.
Develop and maintain concrete accounting policies, processes, and systems to ensure optimal controls for the company.
Oversee the monthly close of the company books, the general ledger, and reporting of financial results.
Prepare weekly and monthly management financial health reports, including revenue/ expenses as well as financial comments with recommendations.
Oversee account payables / receivables accounting and expense allocations.
Assist in managing new and existing banking relationships and administration.
Assist in data gathering for all tax filings and annual audit support.
Requirements:
6+ years of Accounting experience.
Bachelor's Degree.
Experience as a broker-dealer FINOP professional.
An understanding of Financial Reporting systems, procedures, and controls.
Basic understanding of Internal Controls.
Working knowledge of QuickBooks or equivalent Accounting platforms.
Microsoft Excel proficient.
Solid analytical, critical thinking, and problem-solving skills.
Great interpersonal skills.
Excellent communication skills (written and verbal).
Strong attention to detail.
Highly organized.
Desired Skills:
CPA or parts passed.
Series 27.
Previous experience in an Accounting function within a Broker Dealer, Clearing firm, and/or Financial Services industry.
Experience with Microsoft Dynamics GP.
Prior Payroll experience.
Experience using ADP Workforce Now.
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