Compliance Testing Specialist II

3 weeks ago

Franklin, United States Comerica Incorporated Full time
Welcome

We invite you to explore the award-winning culture, people, rewards and opportunities that make Comerica Bank so special. Make your next career choice a confident one.

Qualifications

Job Qualifications:

  • Bachelor's Degree from an accredited university in Business, Finance, or related field OR, in lieu of a bachelor's degree, a High School Diploma or GED and 6 years of Risk Management or other related experience in the Financial Services Industry
  • 4 years of experience working with Compliance testing or a similar area (i.e., Risk Management, Audit or a related area)
  • 3 years of experience in banking regulatory compliance, legal, or financial services consulting
  • 3 years of experience working with lines of business in interpreting and applying relevant rules, laws, and regulations to the business
Licenses/Certifications:
  • Certified Regulatory Compliance Manager (CRCM) certification or other applicable/relevant certification preferred
Job Description

Compliance Testing Specialist II

The Compliance Testing Specialist II within the Second Line of Defense (2LOD) plays a pivotal role in providing oversight and guidance to the business on compliance testing strategies and methodologies. The Compliance Testing Specialist II is responsible for coordinating with the more junior team members of the Testing team and executing on the Compliance Testing program for Comerica, relying upon a strong and deep working knowledge of applicable banking laws and regulations. Assist and mentor junior Testing team members by working in collaboration to coordinate the lifecycle of compliance testing, from planning and fieldwork to final reporting and issue validation. This position will lead the development and preparation of moderate to highly complex test scripts, execute against associated test plans, prepare management reporting, and ensure adequate resolution of risks and/or identified issues.

Position Responsibilities:

Compliance Testing and Business Partnership
  • Assist team in managing the end-to-end testing lifestyle including planning, fieldwork, final reporting, and resolution of testing plans for moderate to highly complex tests.
  • Partner with Compliance Advisory Specialists to define scope, framework, objective, and depth of testing by reviewing the risks and controls identified in the Compliance Risk Assessment (CCRA), Risk Assessment (RCSA) or by other means.
  • Participate in and, at times, lead the development and documentation of test scripts, including supporting documentation, to ensure testing is appropriate and covers the applicable regulatory scope for Comerica.
  • Execute on moderate to highly complex testing plans to assess the control environment, including producing accurate and timely workpapers that adequately support testing results and conclusions.
  • Document findings and remediation plans in accordance with Comerica's Issue Management process.
  • Participate in and, at times, oversee, recommend, evaluate, and provide guidance on testing strategies and methodologies to demonstrate the effectiveness and adequacy of policies, procedures, and controls to the Compliance Specialist I colleagues.
Regulatory Compliance and Risk Awareness
  • Provide advice, guidance, and oversight for assigned area of testing by possessing intermediate working knowledge of the applicable rules and regulations.
  • Identify, measure, and escalate compliance risk issues to the Compliance Testing Lead and/or management as necessary.
  • In partnership with Compliance Advisory Specialists and the Compliance Testing Lead and/or management, provide compliance risk expertise to the lines of business on developing issue remediation plans and effectively managing regulatory change and risk.
  • Maintain up to date knowledge of changing regulatory requirements and Comerica's business model to identify changes that have potential to impact Comerica's compliance framework and the Compliance Testing plan.
Monitoring, Audits and Exams
  • Prepare and coordinate deliverables accurately and timely (i.e., responses, artifacts).
  • Assist the Compliance Testing Lead with preparation of responses to inquiries as needed.
  • Other duties as asssigned.


About Comerica

We know our employees are critical to our overall success and we are dedicated to investing in their future. One of the ways we do this is to offer a comprehensive Total Rewards package designed to recognize and reward individual performance, as well support health, well-being, development and security for our colleagues and their family. Total Rewards consists of cash compensation, development and flexible benefit programs designed to meet individual needs today and in the future. Your salary will be commensurate with your work experience and our programs are reviewed regularly to ensure each remain competitive. We are proud to offer benefits such as health and welfare programs, strong retirement benefits, and generous paid time off programs. You and your eligible family members, including domestic partners and their children, can participate in medical, dental, and vision benefits, 401(k) and pension, income protection benefits such as life insurance, AD D, and supplemental health programs to offset unexpected health care expenses. We also have a variety of time off programs for things like vacation, sick time, disability, and parental leave. Eligibility for some programs varies based on employment status and tenure.

Upon offer, Comerica conducts a comprehensive background and fingerprint check.

NMLS certification requirement: where applicable, a favorable background check screening, credit check, fingerprint check, and NMLS certification is required in accordance with the SAFE Act.

Comerica Incorporated (NYSE: CMA) is a financial services company headquartered in Dallas, Texas, and strategically aligned into three major business segments; the Commercial Bank, the Retail Bank, and Wealth Management. Comerica's colleagues focus on relationships, and helping people and businesses be successful. In addition to Texas, Comerica Bank locations can be found in Arizona, California, Florida and Michigan, with select businesses operating in several other states, as well as in Canada and Mexico.

Comerica is proud to be an Equal Opportunity Employer - veterans/individuals with disabilities, committed to workplace diversity.

  • IT Support Specialist II

    3 weeks ago

    Franklin, United States ICBD Holdings LLC Full time

    DescriptionIT Support Specialist II - ABA Centers of AmericaHendersonville, TNAbout ABA Centers of America ABA Centers of America is a healthcare startup experiencing steady growth while revolutionizing the autism care field. We provide ABA (Applied Behavior Analysis) therapy and diagnostic services to our clients and families in our centers, in homes, and...

  • IT Support Specialist II

    2 weeks ago

    Franklin, United States ICBD Holdings LLC Full time

    DescriptionIT Support Specialist II - ABA Centers of AmericaHendersonville, TNAbout ABA Centers of America ABA Centers of America is a healthcare startup experiencing steady growth while revolutionizing the autism care field. We provide ABA (Applied Behavior Analysis) therapy and diagnostic services to our clients and families in our centers, in homes, and...

  • OSHA Compliance Specialist I

    2 months ago

    Franklin, United States CorVel Corporation Full time

    The OSHA Compliance Specialist will provide OSHA services designed to assist and support client OSHA recordkeeping obligations, run QC/exception reports, and generate routine and ad hoc reports as requested and facilitate client compliance with regulatory requirements. This is a remote opportunity. Essential functions and responsibilities: ·Reviews,...

  • OSHA Compliance Specialist I

    2 months ago

    Franklin, United States CorVel Enterprise Comp, Inc. Full time

    Job DescriptionJob DescriptionThe OSHA Compliance Specialist will provide OSHA services designed to assist and support client OSHA recordkeeping obligations, run QC/exception reports, and generate routine and ad hoc reports as requested and facilitate client compliance with regulatory requirements.This is a remote opportunity.Essential functions and...

  • Clinical Systems Specialist II

    1 week ago

    Franklin, Tennessee, United States Mercy Health Services Inc Full time

    Mercy Health Services Inc is seeking a dynamic and proactive Clinical Systems Specialist II dedicated to enhancing the lives of individuals within our community.Our Mission: At Mercy Health Services Inc, we strive to embody the love and compassion of Jesus Christ by delivering exceptional healthcare to everyone and offering support to their families. We...

  • EHS Compliance Specialist

    1 week ago

    Franklin, Massachusetts, United States Planet Professional Full time

    Position Overview:The EHS Compliance Specialist will foster a culture of safety aimed at achieving a Zero Harm environment, ensuring a workplace devoid of recognized hazards while promoting safe work practices.Employment Type: Direct hireWork Schedule: Full-time, onsiteResponsibilities:Conduct safety audits and inspections as required.Ensure proper...

  • Systems Compliance Specialist

    3 days ago

    Franklin, Massachusetts, United States Dynisco Full time

    Job DescriptionJob Title: Quality Systems EngineerJob Summary:Dynisco is seeking a highly skilled Quality Systems Engineer to join our team. As a Quality Systems Engineer, you will play a critical role in supporting our Quality Management System (QMS), driving improvements, and maintaining compliance throughout the organization.Key Responsibilities:Reports...

  • IT Support Technician II

    2 weeks ago

    Franklin, Tennessee, United States ICBD Holdings LLC Full time

    IT Support Specialist II - ICBD Holdings LLCAbout ICBD Holdings LLCICBD Holdings LLC is a dynamic organization at the forefront of innovation in the healthcare sector. We specialize in providing comprehensive support services that enhance operational efficiency and improve client experiences. Our commitment to excellence drives our growth and expansion...

  • Senior Compliance Specialist in Regulatory Affairs

    5 days ago

    Franklin, Wisconsin, United States Extremity Care Full time

    Extremity Care: Senior Regulatory Affairs SpecialistExtremity Care is seeking a Senior Regulatory Affairs Specialist dedicated to ensuring that our innovative medical products meet all regulatory standards. The successful candidate will possess a deep understanding of regulatory strategies and will play a crucial role in facilitating regulatory success in...

  • Electrical Testing Specialist

    1 week ago

    Franklin, Wisconsin, United States Sterling Engineering Full time

    Position: Electrical Test Technician - 2nd ShiftType: Contract to HireLocation: Franklin, WIHours: Monday – Thursday, 4:00 PM to 2:30 AM (with overtime on 2 or 3 Fridays a month)Compensation: $27.00 hourly + 20% shift differentialJob Overview: Sterling Engineering is in search of a committed and proficient Electrical Test Technician to enhance our team....

  • Personal Banking Specialist II

    5 days ago

    Franklin, New Hampshire, United States Franklin Savings Bank Full time

    At Franklin Savings Bank, we strive to exceed our customers' expectations every day.Position OverviewPersonal Banker IIClassification: Non-ExemptService StandardsAll personnel at Franklin Savings Bank are expected to uphold the bank's Pledge of Excellence, which outlines the standards of conduct necessary for delivering exceptional service to both customers...

  • Test Technician

    1 month ago

    Franklin, United States Sterling Engineering Full time

    Position: Electrical Test Technician-2nd shiftType: Contract to HireLocation: Franklin, WIHours: Monday – Thursday, 4:00 PM to 2:30 AM (with overtime 2 or 3 Fridays a month)Pay Rate: $27.00 hourly + 20% differentialJob Summary: We are seeking a dedicated and skilled Electrical Test Technician to join our team. The ideal candidate will have experience with...

  • Test Technician

    1 month ago

    Franklin, United States Sterling Engineering Full time

    Position: Electrical Test Technician-2nd shiftType: Contract to HireLocation: Franklin, WIHours: Monday – Thursday, 4:00 PM to 2:30 AM (with overtime 2 or 3 Fridays a month)Pay Rate: $27.00 hourly + 20% differentialJob Summary: We are seeking a dedicated and skilled Electrical Test Technician to join our team. The ideal candidate will have experience with...

  • Site Development Project Specialist II

    3 months ago

    Franklin, United States Educational Media Foundation Full time

    Job DescriptionJob DescriptionWorking closely with landlords and respective zoning and permitting agencies, the Site Development Project Specialist II is responsible for ensuring that EMF site development construction and modification projects are completed on time, economically and meet or exceed industry standards while providing superior customer service...

  • Construction Materials Field Specialist

    2 days ago

    Franklin, Tennessee, United States ECS Limited Full time

    About the RoleWe are seeking a highly motivated and detail-oriented Construction Materials Field Specialist to join our team at ECS Limited. As a Field Specialist, you will play a critical role in conducting observation, testing, and sampling of materials on construction materials testing project sites.Key ResponsibilitiesField Activities: Conduct...

  • Personal Banking Specialist II

    5 days ago

    Franklin, New Hampshire, United States Franklin Savings Bank Full time

    At Franklin Savings Bank, we strive to exceed our customers' expectations every day.Position OverviewPersonal Banker IIClassificationNon-ExemptService StandardsAll personnel at Franklin Savings Bank are expected to uphold the standards outlined in our Pledge of Excellence. This pledge emphasizes the importance of conduct that reflects Accuracy, Quality...

  • Electrical Mechanical Assembler II

    3 weeks ago

    Franklin, United States Carlisle Interconnect Technologies Full time

    Company InformationHeadquartered in St. Augustine, FL, with offices and manufacturing facilities all around the globe, Carlisle Interconnect Technologies (CarlisleIT) is one of the world's leading designers and manufacturers of high-performance wire, cable, and medical devices. We provide complete interconnect solutions to industries like Aerospace, Military...

  • Personal Banking Specialist II

    5 days ago

    Franklin, New Hampshire, United States Franklin Savings Bank Full time

    At Franklin Savings Bank, we are dedicated to earning our customers' trust and business every day through excellence in service.Position OverviewPersonal Banker IIClassification: Non-ExemptService StandardsAll personnel at Franklin Savings Bank are expected to embody the principles outlined in our Pledge of Excellence. This pledge encompasses the standards...

  • Laboratory Specialist, PRN

    2 weeks ago

    Franklin, Louisiana, United States Bayou Bend Health Full time

    Position Title: Laboratory Specialist, PRNLocation: Bayou Bend Health SystemThe Laboratory Specialist or Medical Laboratory Technician role involves the meticulous handling of specimen samples, executing a variety of laboratory analyses, and accurately reporting findings.Qualifications:Associate Degree in Medical Laboratory Technology or a Bachelor’s...

  • Polymer Research Specialist

    1 week ago

    Franklin, New Jersey, United States LinkedIn - Jobboard Full time

    Position: Polymer Research SpecialistLocation: Franklin Lakes, NJDuration: 12+ Months ContractTotal Hours/week: 40.00Shift: 1st ShiftClient: Medical Device CompanyEmployment Type: Contract on W2 (US Citizens or GC Holders Only)No H1BsJob Overview:A degree in Materials Science (Plastics) or Engineering is required, with a preference for candidates holding a...