Compliance Department Administrative Assistant

3 weeks ago


Washington, United States ASPEN OF DC INC Full time
Job Details

Level
Entry

Job Location
DC - Washington, DC

Salary Range
$20.00 - $22.00 Hourly

Description

General Summary:

Under general supervision, but in line with established policies and procedures, assist the Compliance Officer in performing various compliance administrative duties.

Principal Responsibilities and Duties:
  • Conduct an analysis of information pertaining to various compliance-related functions and regulations, as directed by the Compliance Officer.
  • Prepares and presents a summary of findings to the Compliance Officer for review.
  • Assist with maintaining the company's compliance library that provides adequate and necessary reference materials.
  • Assist writing policies and procedures and disseminate information to management and employees.
  • Complete special projects as assigned by the Compliance Officer.
  • Gather data and compile various reports for management and the compliance department.
  • Performs all other duties as assigned.
Qualifications

Skills and Abilities Required:
  • Ability to read, analyze and interpret information as it pertains to compliance-related functions and regulations.
  • Ability to demonstrate a high level of interpersonal skills to conduct productive communication and to effectively present oral and written communications.
  • Ability to follow instruction and to work both independently and within a team environment.
  • Ability to demonstrate punctuality and good attendance.
  • Ability to define issues, collects data, establish facts, and draw valid conclusions.
  • Proficient in computer programs, such as word processing and spreadsheet software programs.


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