Compliance Department Administrative Assistant
3 weeks ago
Level
Entry
Job Location
DC - Washington, DC
Salary Range
$20.00 - $22.00 Hourly
Description
General Summary:
Under general supervision, but in line with established policies and procedures, assist the Compliance Officer in performing various compliance administrative duties.
Principal Responsibilities and Duties:
- Conduct an analysis of information pertaining to various compliance-related functions and regulations, as directed by the Compliance Officer.
- Prepares and presents a summary of findings to the Compliance Officer for review.
- Assist with maintaining the company's compliance library that provides adequate and necessary reference materials.
- Assist writing policies and procedures and disseminate information to management and employees.
- Complete special projects as assigned by the Compliance Officer.
- Gather data and compile various reports for management and the compliance department.
- Performs all other duties as assigned.
Skills and Abilities Required:
- Ability to read, analyze and interpret information as it pertains to compliance-related functions and regulations.
- Ability to demonstrate a high level of interpersonal skills to conduct productive communication and to effectively present oral and written communications.
- Ability to follow instruction and to work both independently and within a team environment.
- Ability to demonstrate punctuality and good attendance.
- Ability to define issues, collects data, establish facts, and draw valid conclusions.
- Proficient in computer programs, such as word processing and spreadsheet software programs.
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