We have other current jobs related to this field that you can find below
-
Junior Risk And Compliance analyst
2 days ago
Dallas, United States Buzzclan Full timeJob DescriptionJob DescriptionJob Title: GRC AnalystLocation: Downtown (100% Onsite)Company: BuzzClan (for a direct client)Job Type: Full-TimeOverview: BuzzClan is seeking a junior GRC Analyst with over 2 years of experience in Governance, Risk, and Compliance (GRC) tools, as well as familiarity with Hitrust and SOC 2 audits. This role is crucial for...
-
Junior Financial Analyst
3 months ago
Dallas, United States The LaSalle Group Full timeAre you ready to start your corporate finance career at a growing organization? LaSalle Network has partnered with an advertising agency in Highland Park, TX in their search for a Junior Financial Analyst to join their team. This company prides itself on growing from the ground up and investing in the training of new hires. The available growth opportunities...
-
Junior Investment Analyst
2 weeks ago
Dallas, United States Bridge Tower Full timeBridge Tower Properties is a property management company specializing in luxury residential communities. We pride ourselves on delivering exceptional leasing experiences for our residents and delivering quality results for our investors. Our newly built communities of modern single-family homes offer top-tier specs and unparalleled living...
-
Junior Investment Analyst
3 weeks ago
Dallas, United States Bridge Tower Full timeJob DescriptionJob DescriptionBridge Tower Properties is a property management company specializing in luxury - residential communities. We pride ourselves on delivering exceptional leasing experiences for our residents and delivering quality results for our investors. Our newly built communities of modern single-family homes offer top-tier specs and...
-
Compliance Analyst
2 months ago
Dallas, United States BGSF Full timeCompliance Analyst Job DescriptionOverview:We are looking for a proactive Compliance Analyst to join our team. The Compliance Analyst will ensure that our operations align with regulatory standards and internal policies, supporting financial advisors in managing client investments.Key Responsibilities:- Regulatory Monitoring- Policy Implementation- Risk...
-
Junior Risk and Compliance Specialist
2 days ago
Dallas, Texas, United States Buzzclan Full timeJob OverviewBuzzClan is seeking a skilled professional to fill the role of Junior Risk and Compliance Specialist. This position is crucial for ensuring our client's adherence to regulatory standards and effective risk management practices.Key ResponsibilitiesCollaborate with IT and business units to provide guidance on compliance and security...
-
Junior Risk and Compliance Specialist
13 hours ago
Dallas, Texas, United States Buzzclan Full timeJob OverviewBuzzClan is seeking a skilled professional to fill the role of Junior Risk and Compliance Specialist. This position is crucial for ensuring our client's adherence to regulatory standards and effective risk management practices.Key ResponsibilitiesCollaborate with IT and business units to provide guidance on compliance and security...
-
Junior Real Estate Analyst
7 days ago
Dallas, United States Bridge Tower Full time $60,000 - $75,000Job DescriptionJob DescriptionBridge Tower Properties is a property management company specializing in luxury - residential communities. We pride ourselves on delivering exceptional leasing experiences for our residents and delivering quality results for our investors. Our newly built communities of modern single-family homes offer top-tier specs and...
-
Junior Credit Analyst
6 days ago
Dallas, Texas, United States Linscomb & Williams Full timePosition: Junior Credit AnalystOrganizational Overview: This role is integral to the credit evaluation process within our organization.Primary Objective: The main responsibility is to assess and evaluate credit applications submitted by various departments. This involves conducting thorough research and financial analysis to ascertain the creditworthiness of...
-
Compliance Analyst
2 months ago
Dallas, United States BGSF Full timeOverview: We are seeking a meticulous and proactive Compliance Analyst to join our team. Our company provides a comprehensive platform for financial advisors to manage their clients' money by handling account tracking and transaction processing. The Compliance Analyst will play a crucial role in ensuring that our operations comply with all applicable...
-
Compliance Analyst
4 weeks ago
Dallas, United States BGSF Full timeOverview: We are seeking a meticulous and proactive Compliance Analyst to join our team. Our company provides a comprehensive platform for financial advisors to manage their clients' money by handling account tracking and transaction processing. The Compliance Analyst will play a crucial role in ensuring that our operations comply with all applicable...
-
Junior Financial Analyst
3 weeks ago
Dallas, United States augmentjobs Full timeJob DescriptionJob DescriptionJob Description:We are seeking a detail-oriented and motivated Junior Financial Analyst to join our Digital Finance team. This role is ideal for an individual with a strong analytical mindset who is passionate about digital finance and eager to contribute to our company's financial strategy and decision-making processes. As...
-
Junior Technical Data Analyst
4 weeks ago
Dallas, United States BravoTech Full timeJunior Technical Data Analyst5 days onsite Downtown Dallas, TXparking paidseeking a Technical Senior Data Analyst who will be a key component to meeting overall business data and reporting objectives. This role will help manage the day-to-day flow of Sales Operations data to and from the data warehouse. It involves developing and maintaining databases,...
-
Senior Insight Analyst
1 month ago
Dallas, Texas, United States Simplify Compliance Full timeIf you're in data center real estate, are looking to grow personally and professionally, are looking to stop living deal to deal, or are looking to reclaim some balance on your life while still working hard – you should consider joining datacenterHawk As a Senior Insight Analyst, you will be responsible for networking with people in different data center...
-
Compliance Analyst
2 weeks ago
Dallas, Texas, United States Norton Rose Fulbright Full timePractice Group / Department:Compliance Analyst ManagementJob DescriptionWe are a global law firm with a powerful strategic focus and real momentum. Our industry-focused strategy is seeing us take on pioneering work in places that others have yet to reach. Our shared values define our culture and our workplace. You will find us to be unusually collegial,...
-
Junior Lease Analyst
1 month ago
Dallas, United States Colliers International Full timeMake your next move an expert one. At Colliers it's not our success that sets us apart, it's how we achieve it. Our people are passionate, take ownership and always do what's right for our clients, people and communities. Why Colliers? Our enterprising environment needs your expertise to facilitate Colliers' continued growth as an industry leader. Our...
-
Junior Lease Analyst
1 month ago
Dallas, Texas, United States Colliers International Full timeMake your next move an expert one.At Colliers it's not our success that sets us apart, it's how we achieve it. Our people are passionate, take ownership and always do what's right for our clients, people and communities.Why Colliers?Our enterprising environment needs your expertise to facilitate Colliers' continued growth as an industry leader. Our nimble,...
-
Junior Lease Analyst
1 month ago
Dallas, Texas, United States Colliers International Full timeMake your next move an expert one.At Colliers it's not our success that sets us apart, it's how we achieve it. Our people are passionate, take ownership and always do what's right for our clients, people and communities.Why Colliers?Our enterprising environment needs your expertise to facilitate Colliers' continued growth as an industry leader. Our nimble,...
-
Junior Lease Analyst
1 month ago
Dallas, United States Colliers International Full timeMake your next move an expert one. At Colliers it's not our success that sets us apart, it's how we achieve it. Our people are passionate, take ownership and always do what's right for our clients, people and communities. Why Colliers? Our enterprising environment needs your expertise to facilitate Colliers' continued growth as an industry leader. Our...
-
Senior Insight Analyst
1 month ago
Dallas, Texas, United States Simplify Compliance Full timeAt the heart of our company is our people. People from many different backgrounds with different vantage points, opinions, and experiences. We strive to continually lead with our IMPACT values and empower our employees to develop their full potential on a team that is passionate about acceptance, inclusivity, and achievement. Our employees are the driving...
Junior Compliance Analyst
2 months ago
About Altruist
Altruist is a fast growing fintech company that's transforming the financial advice industry. Our mission is to make financial advice better, more affordable, and accessible to everyone. We’re a modern custodian built exclusively for registered investment advisors (RIAs). As we disrupt legacy custodians and revolutionize the $100T RIA market, we're seeking exceptional individuals to join our team. If you embody our core values of kindness, brilliance, and grit, and are passionate about making a meaningful impact, we want to hear from you
About the position
Altruist is entering an exciting phase and we are seeking a Junior Compliance Analyst to join our team at Altruist, a self-clearing broker-dealer. The successful candidate will play a pivotal role in ensuring that the organization adheres to regulatory requirements and implements effective compliance programs. As a member of our compliance team, you will be responsible for overseeing internal reviews, monitoring activities, and promoting a culture of compliance within the organization
What you’ll do
Assist in the development and implementation of our compliance policies and procedures in accordance with SEC, FINRA, and state rules and regulations
Employee registration and termination fillings
Complaint monitoring
Aid in the maintenance of processes and procedures to comply with FINRA Rule 3130
Assist in the development of compliance training programs for employees at all levels
Foster a culture of compliance through educational initiatives and ongoing awareness campaigns
Prepare and submit required reports to regulatory bodies accurately and within established deadlines
Maintain comprehensive and up-to-date documentation of compliance activities, internal reviews, and risk management processes
What you’ll bring
Bachelor's degree in Business, Finance, Law, or a related field. Advanced degrees or professional certifications (e.g., CRCM, CAMS, CFE) are a plus
At least 2 years of brokerage experience. Experience in a compliance role within a self-clearing broker-dealer is a plus
Understanding of basic FINRA rules and regulations, registration process, and complaint process
Series 7
Series 24 is a plus
Excellent communication, collaborative and interpersonal skills with the ability to engage effectively with stakeholders at all levels
Ability to adapt to a dynamic regulatory environment and implement effective compliance strategies accordingly
Dallas, TX salary range
$59,000
—
$86,000 USD
Benefits
Competitive salary and stock options
Premium Healthcare, Dental, and Vision insurance plans
Generous paid parental leave
401(k) savings plan with matching contributions
Flexible paid time off
Total compensation includes a competitive benefits package along with equity in the form of Stock Options (ISOs). A salary offer will be determined by a number of factors including experience, skill level, internal pay equity, geographic location, and other relevant business considerations. We review all employee pay and compensation programs regularly to ensure
fair, equitable, and competitive pay. At Altruist, we are committed to providing fair, equitable, and competitive compensation by leveraging market data to inform our pay bands. Base salaries will be reviewed at regular intervals throughout the year, typically in conjunction with performance review cycles. By evaluating compensation on a regular basis, we are able to reward high performance and ensure all employees have opportunities for growth.
Don’t meet every single requirement? Studies have shown that women and people of color are less likely to apply to jobs unless they meet every single qualification. At Altruist we are dedicated to building a diverse, inclusive, and authentic workplace, so if you’re excited about this role, but your past experience doesn’t align perfectly with every qualification in the job description, we encourage you to apply anyways. You may be just the right candidate for this or other roles.
#J-18808-Ljbffr