Credit Risk Audit, Vice President

1 month ago

Tempe, United States MUFG Bank, Ltd. Full time
Do you want your voice heard and your actions to count?

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.

With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.

Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.

The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details.

Job Summary:

We're seeking a Vice President, Credit Risk Audit who will be subject matter expert responsible for project management of assigned audits reporting to the Director - Credit Risk within Internal Audit for the Americas (IAA). This includes planning, fieldwork, reporting, issue tracking, and follow-up on all audits and regulatory finding validation. You will also be accountable for stakeholder management, judgment calls on audit work, first level review and staff management on individual audit engagements.

Responsibilities:
  • Lead a team of credit risk subject matter experts and execute assigned audits within the audit plan and issue management, with limited supervision
  • Identify and understand risks and controls in changing environments with the ability to execute the full life cycle of an audit, from planning to audit close.
  • Review and challenge audit staff and audit judgment in scoping, risk and control identification, findings and observations, and documentation to ensure accuracy.
  • Partner with the wider audit function and act as a subject matter expert fostering a collaborative environment
  • Perform risk assessments of assigned Auditable Entities, supporting the Audit Director to dynamically manage the audit plan for the assigned portfolio
  • Keep abreast of regulatory developments within the wholesale banking credit risk space and assess the impact on the audit plan
  • Proactive coordination of audit and regulatory finding follow-up with stakeholders and prompt escalation of challenges.
  • Developing and maintaining constructive, collaborative relationships with relevant stakeholders, providing effective challenge and guidance.
  • Maintain compliance with audit methodology, while also operating within industry best practices, applicable standards and regulations, and internal and external professional practice expectations.
  • Actively participate to create a culture of high performance and continuous improvement. Set high standards of performance and behavior for self and the team.
  • Support strategic change initiatives and deliver enhanced performance and practices, taking others with you.
  • Proactively make the use of wider data analytics capabilities within the function to drive efficiencies within audits.
Qualifications:
  • 7+ years internal audit or credit risk management experience
  • Subject matter expertise in wholesale banking credit risk
  • Knowledge of risk assessment, audit methodology, and audit execution
  • Experience in managing end to end delivery of audits and regulatory validations
  • Knowledge of key regulatory requirements for Credit Risk (SR 13-3, SR 11-10 etc.)
  • A strong understanding of key governance, strategy, risk and management processes, internal control, and internal audit within the banking sector.
  • Strong analytical, problem-solving, verbal and written communication skills
  • Bachelor's degree


The typical base pay range for this role is between $134K - $168K depending on job-related knowledge, skills, experience, and location. This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. For more information on our Total Rewards package, please click the link below.

MUFG Benefits Summary

We will consider for employment all qualified applicants, including those with criminal histories, in a manner consistent with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance, (iii) the Los Angeles County Fair Chance Ordinance, and (iv) the California Fair Chance Act) to the extent that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any.

The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.

We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate on the basis of race, color, national origin, religion, gender expression, gender identity, sex, age, ancestry, marital status, protected veteran and military status, disability, medical condition, sexual orientation, genetic information, or any other status of an individual or that individual's associates or relatives that is protected under applicable federal, state, or local law.

  • Audit Portfolio Manager, Vice President

    3 weeks ago

    Tempe, Arizona, United States MUFG Full time

    About the RoleWe are seeking a highly skilled Audit Portfolio Manager, Vice President to join our team at MUFG. As a key member of our audit team, you will be responsible for overseeing and managing the audit portfolio related to data management, change management, and strategic planning.Key ResponsibilitiesDevelop and implement comprehensive audit plans for...

  • Senior Risk Management Specialist

    1 week ago

    Tempe, Arizona, United States MUFG - Mitsubishi UFJ Financial Group, Inc. Full time

    We are seeking a highly skilled Assistant Vice President, Credit Risk Audit to join our team at MUFG - Mitsubishi UFJ Financial Group, Inc. This role will involve leading the planning and execution of credit risk audits, working closely with the Director Credit Risk within Internal Audit for the Americas (IAA).The ideal candidate will have a strong...

  • Internal Audit, Vice President

    13 hours ago

    Tempe, United States MUFG Bank, Ltd. Full time

    Do you want your voice heard and your actions to count?Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...

  • Operational Resilience Oversight Vice President

    1 month ago

    Tempe, Arizona, United States MUFG Bank, Ltd. Full time

    Operational Resilience Oversight, Vice PresidentAre you a seasoned professional looking to make a meaningful impact in the financial industry? We're seeking a highly skilled Vice President to lead our Operational Resilience Oversight program.About the RoleAs a key member of our team, you will be responsible for developing and assessing our Operational...

  • Corporate Travel Manager, Vice President

    2 weeks ago

    Tempe, Arizona, United States MUFG Full time

    Unlock Your Potential as a Corporate Travel Manager, Vice PresidentAre you a seasoned travel professional looking to take your career to the next level? Do you have a passion for delivering exceptional travel experiences and driving business growth? We're seeking a highly skilled Corporate Travel Manager, Vice President to join our team at Mitsubishi UFJ...

  • Cloud Engineer, Vice President

    4 days ago

    Tempe, Arizona, United States MUFG Full time

    Cloud Engineer, Vice PresidentAre you a seasoned cloud engineer looking for a new challenge? Do you have a passion for designing and implementing cloud-based solutions? We're seeking a Vice President of Cloud Engineering to join our team at MUFG.Key Responsibilities:Lead the design, build, and implementation of cloud-based infrastructure and...

  • Regulatory Reporting Vice President Position

    20 hours ago

    Tempe, Arizona, United States MUFG Full time

    Expand Your Career with MUFGDo you want to take your skills to the next level and make a meaningful impact in the financial industry? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), a global leader in banking and financial services.As a key member of our team, you will play a critical role in shaping the future of our company. We're...

  • Regulatory Reporting Manager, Vice President

    2 weeks ago

    Tempe, Arizona, United States MUFG Full time

    Unlock Your Potential as a Regulatory Reporting Manager, Vice PresidentAre you ready to make a meaningful impact in the financial industry? Do you have a passion for regulatory reporting and compliance? We're seeking a highly skilled Regulatory Reporting Manager, Vice President to join our team at Mitsubishi UFJ Financial Group (MUFG).About the RoleThe...

  • Internal Audit, Assistant Vice President

    13 hours ago

    Tempe, United States MUFG Bank, Ltd. Full time

    Do you want your voice heard and your actions to count?Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...

  • Risk Reporting Lead, Vice President

    13 hours ago

    Tempe, United States MUFG Bank, Ltd. Full time

    Do you want your voice heard and your actions to count?Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s 10 largest financial institutions according to S & P Global. Across the globe, we’re 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our...

  • Lead Credit Risk Officer

    3 weeks ago

    Tempe, Arizona, United States Wells Fargo Full time

    About this Role:We are seeking a highly skilled Lead Credit Risk Officer to join our Consumer Credit Risk team as part of Corporate Risk. In this role, you will provide senior credit officers and business partners with insights through proactive and forward-looking in-depth analysis.Key Responsibilities:Identify and resolve policy and process gaps by...

  • Corporate Travel Manager, Vice President

    4 weeks ago

    Tempe, Arizona, United States MUFG Full time

    Job SummaryWe are seeking a highly skilled and experienced Corporate Travel Manager, Vice President to join our team at MUFG. The successful candidate will be responsible for providing strategic and operational leadership for the Americas Corporate Travel Program, fostering internal and external partnerships to provide a best-in-class travel program that...

  • Associate Vice President, Unit Development

    2 weeks ago

    Tempe, Arizona, United States Arizona State University Full time

    About the RoleWe are seeking an exceptional Associate Vice President, Unit Development to lead our development efforts and drive growth for Arizona State University. As a key member of our team, you will be responsible for developing and implementing strategies to secure philanthropic support for the university.Key ResponsibilitiesLead a team of development...

  • Audit Professional

    4 days ago

    Tempe, Arizona, United States KPMG Full time

    About the Role:KPMG is seeking an Audit Intern to join our Audit Services team. As an Audit Intern, you will be responsible for developing an understanding of client-specific risks through review of financial results, relevant external information, current business trends, and specific client transactions.Responsibilities:Develop an understanding of...

  • Regulatory Reporting Manager, Vice President

    4 days ago

    Tempe, Arizona, United States MUFG Full time

    We are seeking a highly skilled Regulatory Reporting Manager, Vice President to join our team at Mitsubishi UFJ Financial Group (MUFG).About the RoleThe selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details.Key ResponsibilitiesProvide mentorship...

  • Senior Risk Auditor

    4 days ago

    Tempe, Arizona, United States Northern Trust Full time

    About Northern Trust:Northern Trust is a leading financial institution with a rich history dating back to 1889. As a Fortune 500 company, we provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.We are committed to delivering exceptional service, expertise, and integrity in all our...

  • Firefighter Credit Union Branch Manager

    1 week ago

    Tempe, Arizona, United States Firefighters First Credit Union Full time

    Job SummaryFirefighters First Credit Union is seeking a highly motivated and experienced Branch Manager to lead our Tempe, Arizona branch. As a key member of our team, you will be responsible for managing branch operations, leading and developing a team of professionals, and providing exceptional service to our members.Key ResponsibilitiesManage all aspects...

  • Reporting Shared Services, Assistant Vice President

    14 hours ago

    Tempe, United States MUFG Bank, Ltd. Full time

    Do you want your voice heard and your actions to count?Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...

  • Data Governance Vice President

    4 weeks ago

    Tempe, Arizona, United States MUFG Bank, Ltd. Full time

    Job SummaryThe Data & Financial Operations Governance VP will support the Chief Data & Financial Operations (CDFO) management team in preparing, tracking, facilitating, and executing governance activities with our business partners and lines of defense. In this role, you will lead various types of governance processes that include risk and control...

  • Audit Professional

    4 days ago

    Tempe, Arizona, United States KPMG Full time

    Job SummaryKPMG is seeking a highly skilled Audit Professional to join our team. As an Audit Professional, you will play a critical role in conducting financial statement audits and ensuring the accuracy and reliability of client financial information. You will work closely with our clients to understand their financial processes and systems, and provide...