Current jobs related to 401k Compliance Consultant - Dallas - Cps4jobs

  • Lead Compliance Strategy Consultant

    7 days ago

    Dallas, Texas, United States Infosys Consulting Full time

    Position: Governance Risk and Compliance ConsultantRole: Principal ConsultantAbout the RoleThe Principal Consultant position is part of the Infosys Consulting team within the Financial Services sector. This role involves collaborating with senior stakeholders in both business and technology to shape and implement strategic initiatives.Key...

  • Sr. Consultant

    6 days ago

    Dallas, United States Inspira Enterprise Full time

    Role: Sr. Consultant - Security & Privacy ComplianceExperience: 7-10 Yrs.Preferred location: Dallas, Texas.Responsibilities:Perform security and privacy compliance assessments to confirm solution compliance with different industry and government standards and frameworksPrepare compliance documentation such as security plans, plan of action and milestones,...

  • Senior Insight Analyst

    2 months ago

    Dallas, Texas, United States Simplify Compliance Full time

    If you're in data center real estate, are looking to grow personally and professionally, are looking to stop living deal to deal, or are looking to reclaim some balance on your life while still working hard – you should consider joining datacenterHawk As a Senior Insight Analyst, you will be responsible for networking with people in different data center...

  • Senior Insight Analyst

    2 months ago

    Dallas, Texas, United States Simplify Compliance Full time

    At the heart of our company is our people. People from many different backgrounds with different vantage points, opinions, and experiences. We strive to continually lead with our IMPACT values and empower our employees to develop their full potential on a team that is passionate about acceptance, inclusivity, and achievement. Our employees are the driving...

  • Director, Compliance

    2 months ago

    Dallas, United States Larson Maddox Full time

    We are currently partnered with a SEC-registered investment adviser specializing in event-driven, long/short equity strategies based in Dallas, Texas looking to add a Compliance Director to their team.Compliance Director Role Responsibilities:Manage compliance calendar and regulatory reports (e.g., Section 13 filings, Form ADV, Form PF).Test and document...

  • Director, Compliance

    2 months ago

    Dallas, United States Larson Maddox Full time

    We are currently partnered with a SEC-registered investment adviser specializing in event-driven, long/short equity strategies based in Dallas, Texas looking to add a Compliance Director to their team.Compliance Director Role Responsibilities:Manage compliance calendar and regulatory reports (e.g., Section 13 filings, Form ADV, Form PF).Test and document...

  • Senior Consultant

    1 month ago

    Dallas, United States Ryan Full time

    Why Ryan? Hybrid Work Options Award-Winning Culture Generous Personal Time Off (PTO) Benefits 14-Weeks of 100% Paid Leave for New Parents (Adoption Included) Monthly Gym Membership Reimbursement OR Gym Equipment Reimbursement Benefits Eligibility Effective Day One 401K with Employer Match Tuition Reimbursement After One Year of...

  • IT Risk and Compliance Auditor

    7 days ago

    Dallas, Texas, United States Texas Capital Bank Full time

    Company Overview: Texas Capital Bank is dedicated to empowering businesses and their leaders. Our extensive expertise allows us to offer the advantages of larger firms while maintaining a scale that aligns with our clients' needs. Our seasoned bankers are committed to fostering success for our clients today and in the future. Our Approach: While we...

  • Head of Compliance Operations

    7 days ago

    Dallas, Texas, United States Larson Maddox Full time

    We are collaborating with a reputable investment advisory firm, seeking to appoint a Compliance Director to enhance their compliance framework.Key Responsibilities of the Compliance Director:Oversee the compliance calendar and ensure timely submission of regulatory documentation.Evaluate and document compliance policies and procedures.Assess electronic...

  • Director of Compliance

    2 months ago

    Dallas, United States Dallas Capital Bank Full time

    Job DescriptionJob DescriptionAt Dallas Capital Bank, we are proud to bring a world-class banking experience that combines new technology with unceasing service to the Dallas metroplex, and the people who make it strong. We take pride in understanding our clients and the time to recognize their needs. Combining years of proficiency with a heart for service,...

  • AML Compliance Specialist

    2 days ago

    Dallas, Texas, United States Forrest Solutions Full time

    Forrest Solutions is seeking to recruit AML Compliance Specialists to enhance our team. This position is pivotal within the financial technology and cryptocurrency landscape, focusing on adherence to regulations and safeguarding against financial misconduct. This is a stable, long-term role ideal for professionals eager to grow within a respected consulting...

  • Compliance Associate

    2 months ago

    Dallas, United States CORE-CCO Services, LLC Full time

    Company DescriptionCORE-CCO Services, LLC (Core) is comprised of a team of former SEC regulators, seasoned private fund experts, certified AML/KYC specialists, IT-proficient staff, and professional compliance consultants. We serve as an extension of our clients’ in-house compliance team to provide the regulatory and compliance expertise firms need and that...

  • Compliance Associate

    2 months ago

    Dallas, United States CORE-CCO Services, LLC Full time

    Company DescriptionCORE-CCO Services, LLC (Core) is comprised of a team of former SEC regulators, seasoned private fund experts, certified AML/KYC specialists, IT-proficient staff, and professional compliance consultants. We serve as an extension of our clients’ in-house compliance team to provide the regulatory and compliance expertise firms need and that...

  • Compliance Officer

    4 weeks ago

    Dallas, United States CORE-CCO Services, LLC Full time

    Company DescriptionCORE-CCO Services, LLC (Core) is comprised of a team of former SEC regulators, seasoned private fund experts, certified AML/KYC specialists, IT-proficient staff, and professional compliance consultants. We serve as an extension of our clients’ in-house compliance team to provide the regulatory and compliance expertise firms need and that...

  • Compliance Officer

    2 months ago

    Dallas, United States CORE-CCO Services, LLC Full time

    Company DescriptionCORE-CCO Services, LLC (Core) is comprised of a team of former SEC regulators, seasoned private fund experts, certified AML/KYC specialists, IT-proficient staff, and professional compliance consultants. We serve as an extension of our clients’ in-house compliance team to provide the regulatory and compliance expertise firms need and that...

  • Compliance Manager

    3 months ago

    Dallas, United States Conant Automotive Resources LLC Full time

    Job DescriptionJob DescriptionLocation: Dallas, TX (On Site) | Type: Full TimeThe Compliance Manager will perform periodic audits of the organization’s compliance efforts across its various operational domains, provide summary reports of the outcome of those audits to executive leadership, and will study ongoing compliance efforts, and recommend possible...

  • Lead Compliance Strategist

    7 days ago

    Dallas, Texas, United States CORE-CCO Services, LLC Full time

    Company OverviewCORE-CCO Services, LLC (Core) is a distinguished organization composed of a team of former SEC regulators, experienced private fund professionals, certified AML/KYC experts, and skilled compliance consultants. We act as an extension of our clients' internal compliance teams, providing the regulatory and compliance expertise necessary to meet...

  • Compliance Officer

    2 weeks ago

    Dallas, United States Larson Maddox Full time

    We are currently partnered with a Hedge Fund specializing in event-driven, long/short equity strategies based in Dallas, Texas looking to add a Compliance Director to their team.Compliance Officer Role Responsibilities:Manage compliance calendar and regulatory reports (e.g., Section 13 filings, Form ADV, Form PF).Test and document compliance policies and...

  • EHS & Compliance Manager

    4 days ago

    Dallas, Texas, United States Axis Energy Services Full time

    Axis Energy Services is seeking a dedicated and experienced EHS & Compliance Manager to lead our commitment to safety, regulatory adherence, and operational excellence. As the EHS & Compliance Manager, you will play a pivotal role in shaping and implementing our comprehensive safety and compliance strategy. You will ensure that all operations align with...

  • Real Estate Compliance Manager

    7 days ago

    Dallas, Texas, United States HomeSmart Services Full time

    Job OverviewSalary: Based on ExperienceThe Designated Broker plays a crucial role in overseeing the professional real estate operations within their domain, ensuring compliance and guiding all affiliated sales and broker licensees at HomeSmart Services. This position involves providing consultation and advice to brokers and agents regarding company policies...

401k Compliance Consultant

3 months ago

Dallas, United States Cps4jobs Full time

Job Description:

As a 401(k) Compliance Consultant, you will be responsible for ensuring our clients' retirement plans adhere to all relevant compliance regulations. Your role will involve performing compliance testing, preparing necessary filings, and providing expert guidance to clients. Your extensive experience with ADP/ACP testing, top-heavy testing, IRC 415 limitations, cross-testing, and Form 5500 filings, along with proficiency in industry-standard software, will be critical to your success in this role.

Key Responsibilities:

Conduct annual ADP/ACP testing, top-heavy testing, and cross-testing for client 401(k) plans. Calculate and monitor IRC 415 contribution limits to ensure compliance. Prepare and review Form 5500 and associated schedules. Utilize ASC, Datair, Relius, or FT William software to perform compliance testing and generate reports. Provide expert advice to clients on corrective measures for failed compliance tests. Assist clients in understanding and meeting their fiduciary responsibilities. Stay current with regulatory changes and industry trends affecting retirement plan compliance. Prepare and review plan documents, amendments, and Summary Plan Descriptions (SPDs) for compliance. Conduct plan audits and reviews to identify and resolve compliance issues. Communicate effectively with clients, plan sponsors, and other stakeholders to ensure a clear understanding of compliance requirements. Support and train junior staff on compliance processes and best practices.

Qualifications:

Bachelor's degree in Business, Finance, Accounting, or a related field. 3+ years of experience in 401(k) plan compliance and administration. In-depth knowledge of ADP/ACP testing, top-heavy testing, IRC 415 limitations, and cross-testing. Experience with Form 5500 preparation and filing. Proficiency in ASC, Datair, Relius, or FT William software. Strong analytical and problem-solving skills. Excellent communication and client service skills. Ability to manage multiple projects and deadlines effectively. Detail-oriented with a high level of accuracy in work. Professional certifications such as QKA, QPA, or CPC are preferred.

Benefits:

Competitive salary commensurate with experience. Comprehensive benefits package including health, dental, and vision insurance. 401(k) plan with company match. Paid time off and holidays. Professional development opportunities. Collaborative and supportive work environment.

#J-18808-Ljbffr