Director, Compliance

We are currently partnered with a SEC-registered investment adviser specializing in event-driven, long/short equity strategies based in Dallas, Texas looking to add a Compliance Director to their team.Compliance Director Role Responsibilities:Manage compliance calendar and regulatory reports (e.g., Section 13 filings, Form ADV, Form PF).Test and document...

A growing registered investment adviser located in Dallas, Texas is looking for a Director of Compliance to join their team. The Director of Compliance will work alongside the firm's Chief Compliance Program to update, implement, and maintain the firm's compliance program. The firm invests in both private and public markets on behalf of hedge funds and...

A growing registered investment adviser located in Dallas, Texas is looking for a Director of Compliance to join their team. The Director of Compliance will work alongside the firm's Chief Compliance Program to update, implement, and maintain the firm's compliance program. The firm invests in both private and public markets on behalf of hedge funds and...

We are currently partnered a leading P&C insurance provider dedicated to innovative solutions and exceptional service. Position Overview:The Compliance Associate Director will manage the compliance program for our P&C insurance division, ensuring regulatory adherence and developing compliance policies.Compliance Associate Director Key...

12 Oaks is seeking an RN Director of Quality and Compliance with Senior Living experience.ResponsibilitiesThis clinical position oversees quality improvement initiatives and ensures compliance with regulations and standards. Responsibilities include developing systems to monitor and improve care quality, ensuring regulatory adherence, and maintaining high...

Job DescriptionJob DescriptionWho We Are:When you join MISA Imports, you join a team that is taking the wine and spirits industry to new heights. Sharing an entrepreneurial mindset as leaders, visionaries and subject matter experts in wine and supply chain. With a culture inspired by family values we work collaboratively to ensure our team members remain...

Director of Controls & Compliance Dallas, TX - Onsite/Hybrid One of Vaco's distribution clients is looking to onboard an Audit Director to assist with a company-wide initiative to streamline operational controls across all of their distribution centers. They are looking for folks with proven experience building SOP's, juggling multiple special projects and...

Are you a seasoned leader compliance professional with a passion for ensuring regulatory adherence in a dynamic and fast-paced environment? Do you excel within the operations space and optimizing policies and procedures while fostering a positive and supportive workplace culture? Are you driven by details and solving problems cross-departmentally? If so, we...

Are you a seasoned leader compliance professional with a passion for ensuring regulatory adherence in a dynamic and fast-paced environment? Do you excel within the operations space and optimizing policies and procedures while fostering a positive and supportive workplace culture? Are you driven by details and solving problems cross-departmentally? If so, we...

This Director Compliance Capabilities Standards, Training & Awareness, Systems & Analytics works cross functionally to develop and implement standards setting out the companys expectations, develop and deliver training and awareness programs desig Director, Compliance, Training, Systems, Analytics, Business Partner, Business Services

Job DescriptionJob DescriptionPOSITION: Tax Compliance Director  – Multifamily OperationsREPORTS TO: EVPThe purpose of this job description is to communicate the responsibilities and duties associated with the position of Tax Compliance Director. While the following information should be considered a comprehensive description of this position, it should...

Recruiters: Please do not contact individuals. Please review our position on LinkedIn for further instructions. VWH Capital Management, LP (“VWH”) is an SEC-registered investment advisor and private equity firm with multi-billion dollars in assets under management. The firm is the winner of the 2023 Private Equity Wire US Emerging Manager Award for Best...

JOB DESCRIPTION JOB SUMMARY The Corporate Ethics and Compliance Consultant (under the supervision of the Manager of Corporate Ethics & Compliance) oversees the Provider Compliance Program, functioning as an independent and objective body that reviews and evaluates compliance issues/concerns within the provider organizations. The position reports to the...

Job DescriptionJob DescriptionCompany DescriptionHana Group is a multinational company leading sales in pan-Asian cuisine sold in grocery retailers and commerce marketplaces. The company has tailored brands providing custom collaborations to our partners and to our consumers. Through our distribution company, GHG Logistics, we are able to deliver on our...

Are you ready to make an impact at DTCC? Do you want to work on innovative projects, collaborate with a dynamic and supportive team, and receive investment in your professional development? At DTCC, we are at the forefront of innovation in the financial markets. We're committed to helping our employees grow and succeed. We believe that you have the skills...

Senior SOX Compliance Analyst Location: North Dallas Area LOA: Full-Time on-site 5 days per week Job Summary: The Senior SOX Compliance Analyst will assist in managing the SOX Compliance program, reporting to the Director of SOX Compliance. Responsibilities include conducting the annual SOX risk assessment, maintaining SOX documentation, and ensuring the...

Job Description: Logistics at full potential. At GXO, we're constantly looking for talented individuals at all levels who can deliver the caliber of service our company requires. You know that a positive work environment creates happy employees, which boosts productivity and dedication. On our team, you'll have the support to excel at work and the resources...

Job Description: Logistics at full potential. At GXO, we're constantly looking for talented individuals at all levels who can deliver the caliber of service our company requires. You know that a positive work environment creates happy employees, which boosts productivity and dedication. On our team, you'll have the support to excel at work and the resources...

Senior SOX Compliance Analyst Location:North Dallas AreaLOA:Full-Time on-site 5 days per week Job Summary:The Senior SOX Compliance Analyst will assist in managing the SOX Compliance program, reporting to the Director of SOX Compliance. Responsibilities include conducting the annual SOX risk assessment, maintaining SOX documentation, and ensuring the...

Senior SOX Compliance Analyst Location: North Dallas Area LOA: Full-Time on-site 5 days per week Job Summary: The Senior SOX Compliance Analyst will assist in managing the SOX Compliance program, reporting to the Director of SOX Compliance. Responsibilities include conducting the annual SOX risk assessment, maintaining SOX documentation, and ensuring the...