Securities Operations Specialist III/IV

5 days ago

Minneapolis, United States Principal Financial Group Full time

What You'll Do:

Were looking for a Securities Operations Specialist to join our Principal Custody Solutions (PCS) team. In this role, youll...

  • Demonstrate in-depth knowledge of processes within immediate team and perform operational tasks for highly complex financial transactions
  • Perform balancing, reconciling, research and resolution for the most complex differences
  • Follow up on high-priority customer requests or concerns while ensuring service level agreements (SLAs) are met
  • Lead and/or participates in production improvement efforts and addresses procedural impacts
  • Provide back-up for most department functions
  • Interact with internal partners and external personnel
  • Understand internal control framework and use this information to provide risk mitigation techniques, while prioritizing and focusing on the higher risk items
  • Work under minimal supervision with a high degree of independence.

We take pride in being a purpose-led firm, motivated by our mission to make financial security accessible to all. Our mission, integrity, and customer focus have made us a trusted leader for more than 140 years

Who You Are:
  • High School Diploma or equivalent
  • 5+ years of relevant experience (i.e., customer service, operations, financial services or business processing)
  • Strong attention to detail and accuracy
  • Good verbal, written and interpersonal communication skills
  • Advanced organizational and multi-tasking skills
  • Ability to achieve advanced and specialized expertise, typically developed through a combination of job-related training and work experience

Skills That Will Help You Stand Out

  • SEI Trust 3000 experience
  • Custody operations experience


Salary Range Information:
Salary ranges below reflect targeted base salaries. Non-sales positions have the opportunity to participate in a bonus program. Sales positions are eligible for sales incentives, and in some instances a bonus plan, whereby total compensation may far exceed base salary depending on individual performance. Actual compensation for all roles will be based upon geographic location, work experience, education, licensure requirements and/or skill level and will be finalized at the time of offer.

Salary Range:
$26.92 - $37.50 / hour

Time Off Program:
Personal Time Off (PTO) is provided to hourly (non-exempt) employees and provides a set amount of accrued time earned each pay period. Employees can use their PTO for vacation, personal or short-term illness.

Pension Eligible:
Yes

Additional Information:

Location

This role will be based in our Minneapolis office.

Work Environments

This role offers the ability for in-office, hybrid (blending both office and remote work in a typical workweek), and remote work arrangements. After onboarding, training, and demonstration of successful performance, you may have the opportunity to work up to 2 days remote from home.

Job Level

Willing to consider talent at the Securities Operations Specialist IV level depending on qualifications, experience, and skillset.

Work Authorization/Sponsorship

At this time, we're not considering applicants that need any type of immigration sponsorship (additional work authorization or permanent work authorization) now or in the future to work in the United States. This includes, but IS NOT LIMITED TO: F1-OPT, F1-CPT, H-1B, TN, L-1, J-1, etc. For additional information around work authorization needs please use the following links.

Nonimmigrant Workers and Green Card for Employment-Based Immigrants

Investment Code of Ethics

For Principal Asset Management positions, youll need to follow an Investment Code of Ethics related to personal and business conduct as well as personal trading activities for you and members of your household. These same requirements may also apply to other positions across the organization.

Experience Principal

At Principal, we value connecting on both a personal and professional level. Together, were imagining a more purpose-led future for financial services and that starts with you. Our success depends on the unique experiences, backgrounds, and talents of our employees. And we support our employees the same way we support our customers: with comprehensive, competitive benefit offerings crafted to protect their physical, financial, and social well-being. Check out our careers site to learn more about our purpose, values and benefits.

Principal is an Equal Opportunity Employer

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.

Posting Window:
We will accept applications for 3 full days following the Original Posting Date, after which the posting may remain open or be removed based upon applications received. If we choose to post the job again, we will accept additional applications for at least 1 full day following the Most Recently Posted Date. Please submit applications in a timely manner as there is no guarantee the posting will be available beyond the applicable deadline.

Date First Posted (TTF):
6/21/2024

Latest Post Date: Careers - US:
6/21/2024

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