Compliance Monitoring

At Social Capital Resources, we are seeking a Compliance Monitoring & Testing Specialist to join our team in a full-time position.Responsibilities:Conduct ongoing monitoring and testing to ensure the effective execution and sustainability of our adherence to all regulatory requirements (excluding Financial Crimes Compliance) and escalate any issues of...

At Social Capital Resources, we are seeking a highly skilled Compliance Monitoring Specialist to join our team. The ideal candidate will have a strong background in regulatory compliance and a proven track record of identifying and mitigating risk.Responsibilities:Conduct ongoing monitoring and testing to ensure compliance with regulatory requirements and...

Top-Tier Bank in Midtown, Manhattan is seeing a Compliance Monitoring & Testing Specialist for a full-time position!Responsibilities:Conduct ongoing monitoring and testing to ensure the effective execution and sustainability of bank's adherence to all regulatory requirements (excluding Financial Crimes Compliance) and escalate any issues of...

The Compliance Monitoring and Testing Specialist will conduct ongoing monitoring and testing to ensure compliance with regulatory requirements. This role requires a background in audit and risk management, focusing on corporate compliance, and involves developing reports on control deficiencies, tracking remediation objectives, and staying informed on...

Top-Tier Bank in Midtown, Manhattan is seeing a Compliance Monitoring & Testing Specialist for a full-time position!Responsibilities:Conduct ongoing monitoring and testing to ensure the effective execution and sustainability of bank's adherence to all regulatory requirements (excluding Financial Crimes Compliance) and escalate any issues of...

Top-Tier Bank in Midtown, Manhattan is seeing a Compliance Monitoring & Testing Specialist for a full-time position!Responsibilities:Conduct ongoing monitoring and testing to ensure the effective execution and sustainability of bank's adherence to all regulatory requirements (excluding Financial Crimes Compliance) and escalate any issues of...

Company DescriptionJob Description TASK FORCE: FEMA Disaster Recovery and Homeland Security Grants Unit:Homeland Security Monitoring and Compliance Job Title:One (1) Assistant Analyst / Analyst / Senior Analyst Control Code:BAW-25-05 Summary: The Mayor's Office of Management and Budget (OMB) is the City government's chief financial agency. OMB's staff of...

We are currently partnered with a top Canadian bank looking to expand their Compliance Monitoring & Testing team in NYC by bring on a VP. This bank is know for having a strong employee centric culture built on prioritizing internal promotion and strong work/life balance. In this role, you'll work alongside the head of the group to execute the annual...

The Compliance Monitoring and Testing Specialist will conduct ongoing monitoring and testing to ensure compliance with regulatory requirements. This role requires a background in audit and risk management, focusing on corporate compliance, and involves developing reports on control deficiencies, tracking remediation objectives, and staying informed on...

We are currently partnered with a top Canadian bank looking to expand their Compliance Monitoring & Testing team in NYC by bring on a VP. This bank is know for having a strong employee centric culture built on prioritizing internal promotion and strong work/life balance. In this role, you'll work alongside the head of the group to execute the annual...

Improve the compliance department's risk management and controls through the monitoring and testing of their regulatory compliance frameworks. Client DetailsLargest international financial services institution in the world. DescriptionMonitor and test regulatory and internal requirement-related controls in business-level procedures or policies and identify...

Improve the compliance department's risk management and controls through the monitoring and testing of their regulatory compliance frameworks. Client DetailsLargest international financial services institution in the world. DescriptionMonitor and test regulatory and internal requirement-related controls in business-level procedures or policies and identify...

Top-Tier Bank in Midtown, Manhattan is seeing a Compliance Monitoring & Testing Specialist for a full-time position!Responsibilities:Conduct ongoing monitoring and testing to ensure the effective execution and sustainability of bank's adherence to all regulatory requirements (excluding Financial Crimes Compliance) and escalate any issues of...

The City of New York seeks a highly skilled Compliance Officer to join its team in the Office of Diversity, and Industry Relations (ODIR). The selected candidate will be responsible for monitoring agency contracts for compliance with New York City Local Law I (LLI) and Local Law 129 (LLI29).The Compliance Officer will work closely with the Department of...

Job SummaryAmalgamated Bank of NY is seeking a highly skilled Compliance Officer to join our team. The successful candidate will be responsible for ensuring the Bank's loan, deposit products, and services maintain compliance with federal and state regulations, as well as all Bank compliance-related policies and procedures.Key Responsibilities:Monitor and...

Compliance OfficerWe are seeking a highly skilled Compliance Officer to join our team at Societe Generale. As a Compliance Officer, you will be responsible for providing advice and guidance on compliance matters to our business lines, ensuring that our activities are conducted in accordance with relevant laws and regulations.Key Responsibilities:Provide...

Job SummaryWe are seeking a skilled Geotechnical Monitoring Specialist to oversee and manage the monitoring phase of multiple construction projects. The ideal candidate will have a strong understanding of geotechnical engineering principles and experience with construction monitoring.Key ResponsibilitiesManage construction monitoring for optical, crack, and...

New Start Capital is seeking a detail-oriented Compliance Officer to monitor and enforce adherence to regulatory requirements, particularly within the debt modification industry. The Compliance Officer will play a critical role in maintaining the company’s regulatory compliance by reviewing internal processes, monitoring client interactions, and developing...

The Senior Compliance Consultant role involves ensuring compliance with FINRA, SEC, and broker-dealer regulations by developing and implementing compliance policies, conducting audits, and overseeing risk assessments. Additionally, the position serves as a liaison with regulatory bodies and manages anti-money laundering (AML) and Know Your Customer (KYC)...

Job Title: Compliance SpecialistWe are seeking a highly skilled Compliance Specialist to join our team at Bryten Real Estate Partners. As a Compliance Specialist, you will be responsible for monitoring and documenting compliance activities, processing annual recertifications and inspections, and assisting with application verifications and certification...