Compliance Monitoring

At Social Capital Resources, we are seeking a Compliance Monitoring & Testing Specialist to join our team in a full-time position.Responsibilities:Conduct ongoing monitoring and testing to ensure the effective execution and sustainability of our adherence to all regulatory requirements (excluding Financial Crimes Compliance) and escalate any issues of...

At Social Capital Resources, we are seeking a highly skilled Compliance Monitoring Specialist to join our team. The ideal candidate will have a strong background in regulatory compliance and a proven track record of identifying and mitigating risk.Responsibilities:Conduct ongoing monitoring and testing to ensure compliance with regulatory requirements and...

Top-Tier Bank in Midtown, Manhattan is seeing a Compliance Monitoring & Testing Specialist for a full-time position!Responsibilities:Conduct ongoing monitoring and testing to ensure the effective execution and sustainability of bank's adherence to all regulatory requirements (excluding Financial Crimes Compliance) and escalate any issues of...

Top-Tier Bank in Midtown, Manhattan is seeing a Compliance Monitoring & Testing Specialist for a full-time position! Responsibilities: Conduct ongoing monitoring and testing to ensure the effective execution and sustainability of banks adherence to all regulatory requirements (excluding Financial Crimes Compliance) and escalate any issues of non-compliance...

Top-Tier Bank in Midtown, Manhattan is seeing a Compliance Monitoring & Testing Specialist for a full-time position!Responsibilities:Conduct ongoing monitoring and testing to ensure the effective execution and sustainability of bank's adherence to all regulatory requirements (excluding Financial Crimes Compliance) and escalate any issues of...

The Compliance Monitoring and Testing Specialist will conduct ongoing monitoring and testing to ensure compliance with regulatory requirements. This role requires a background in audit and risk management, focusing on corporate compliance, and involves developing reports on control deficiencies, tracking remediation objectives, and staying informed on...

We are currently partnered with a top Canadian bank looking to expand their Compliance Monitoring & Testing team in NYC by bring on a VP. This bank is know for having a strong employee centric culture built on prioritizing internal promotion and strong work/life balance. In this role, you'll work alongside the head of the group to execute the annual...

Company DescriptionJob Description TASK FORCE: FEMA Disaster Recovery and Homeland Security Grants Unit:Homeland Security Monitoring and Compliance Job Title:One (1) Assistant Analyst / Analyst / Senior Analyst Control Code:BAW-25-05 Summary: The Mayor's Office of Management and Budget (OMB) is the City government's chief financial agency. OMB's staff of...

We are currently partnered with a top Canadian bank looking to expand their Compliance Monitoring & Testing team in NYC by bring on a VP. This bank is know for having a strong employee centric culture built on prioritizing internal promotion and strong work/life balance. In this role, you'll work alongside the head of the group to execute the annual...

The Compliance Monitoring and Testing Specialist will conduct ongoing monitoring and testing to ensure compliance with regulatory requirements. This role requires a background in audit and risk management, focusing on corporate compliance, and involves developing reports on control deficiencies, tracking remediation objectives, and staying informed on...

Improve the compliance department's risk management and controls through the monitoring and testing of their regulatory compliance frameworks. Client DetailsLargest international financial services institution in the world. DescriptionMonitor and test regulatory and internal requirement-related controls in business-level procedures or policies and identify...

Improve the compliance department's risk management and controls through the monitoring and testing of their regulatory compliance frameworks. Client DetailsLargest international financial services institution in the world. DescriptionMonitor and test regulatory and internal requirement-related controls in business-level procedures or policies and identify...

Top-Tier Bank in Midtown, Manhattan is seeing a Compliance Monitoring & Testing Specialist for a full-time position!Responsibilities:Conduct ongoing monitoring and testing to ensure the effective execution and sustainability of bank's adherence to all regulatory requirements (excluding Financial Crimes Compliance) and escalate any issues of...

Job SummarySMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance.The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial...

The City of New York seeks a highly skilled Compliance Officer to join its team in the Office of Diversity, and Industry Relations (ODIR). The selected candidate will be responsible for monitoring agency contracts for compliance with New York City Local Law I (LLI) and Local Law 129 (LLI29).The Compliance Officer will work closely with the Department of...

New Start Capital is seeking a detail-oriented Compliance Officer to monitor and enforce adherence to regulatory requirements, particularly within the debt modification industry. The Compliance Officer will play a critical role in maintaining the company’s regulatory compliance by reviewing internal processes, monitoring client interactions, and developing...

Compliance Professional (New York, NY): Our client is seeking a detail-oriented and proactive senior compliance professional with a background in 1940 Act work to join their compliance team. As a part of a leading Private Equity Secondaries Fund, this new hire will lead the compliance effort of the firm’s newly launched ’40 Act registered fund. The...

Bank in Midtown, Manhattan is seeking a Transaction Monitoring VP for a full-time position!Responsibilities:Responsible for overseeing the transaction monitoring process, managing fraud escalations, and ensuring compliance with relevant regulations and internal policies.Ensure compliance with relevant regulations, such as the Bank Secrecy Act (BSA), USA...

Bank in Midtown, Manhattan is seeking a Transaction Monitoring VP for a full-time position!Responsibilities:Responsible for overseeing the transaction monitoring process, managing fraud escalations, and ensuring compliance with relevant regulations and internal policies.Ensure compliance with relevant regulations, such as the Bank Secrecy Act (BSA), USA...

Location: Midtown ManhattanCompensation: $225K-$300K total compensationJob Description The Legal and Compliance Department consists of the General Counsel, the Chief Compliance Officer, Associate General Counsels, and several paralegals, legal assistants and compliance professionals. The Legal and Compliance Department coordinates, oversees, and handles all...