Compliance Manager

1 week ago

Atlanta, United States Bellwether Staffing Solutions Full time

Location: NYC (Midtown) or Atlanta, GA | 140K - 160K Base + Bonus + Benefits Package We are currently recruiting for a Regulatory Compliance Manager in New York City (Midtown) or Atlanta, GA with insurance industry experience. The Compliance Manager will drive the Business’s understanding of regulatory risk and establish control frameworks where necessary across business units. This role requires a broad knowledge of insurance regulatory matters including but not limited to: Sanctions and Financial Crime, Conduct Risk, Insurance Distribution Rules, International Licensing, as well as Systems of Governance. The ideal candidate will have experience negotiating regulatory with the state, handling new regulatory and experience designing compliance process. 140K – 160K Base + Bonus + Benefits Package Responsibilities: Develop and manage relationships with stakeholders at all levels of the business and play a lead role in embedding a good compliance culture Work with stakeholders at all levels of seniority, providing regulatory advice and challenge Understand the operational and commercial complexities of the business with the need to drive through regulatory change Provide oversight and develop the business’s understanding of regulatory risk Identify commercially viable solutions to the application of regulatory requirements Monitor and communicate regulatory change and actively influence the business to establish control frameworks Providing regulatory SME support to projects and change initiatives Lead the coordination and business support for regulator information requests, reviews and regulatory returns Prepare Executive and Board level presentations Respond to the business’ day to day regulatory queries Investigate sanctions referrals and provide monitoring and assurance Support the wider compliance team (e.g. team initiatives, weekly sanctions screening) Drive the development of the team, its processes and approach Requirements: In depth knowledge of and experience in insurance is essential A great communicator who can work with people at all levels, with excellent written and verbal communication skills, particularly “soft” influencing, persuasion and consultancy skills and an ability to encourage business leaders to positively respond to questions, requests and challenges Ability to gain respect with stakeholders at all levels by understanding their business A broad knowledge of key insurance regulatory topics, and ease with complex and technical regulations Experience in driving through regulatory change Detailed knowledge of economic sanctions, including controls, investigation, assurance and monitoring Broad knowledge of insurance regulatory matters including but not limited to: Sanctions and Financial Crime, Conduct Risk, Insurance Distribution Rules, International Licensing, as well as Systems of Governance Experience negotiating regulatory with the state, handling new regulatory and experience designing compliance process Proven skills in workload management, including multi-tasking, appropriate delegation of work, monitoring progress and re-allocating work where needed The ability to actively manage work performed by others, ensuring appropriate oversight and delivery of work 140K – 160K Base + Bonus + Benefits Package. Must be local to NYC or Atlanta, GA area. No sponsorship. To apply email resume to porecchio@bellwetherstaffing.com

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