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Compliance Specialist

4 months ago


Oklahoma City, United States Storm2 Full time

Role: Compliance Specialist Industry: InvestTech Location: Boston, hybrid Storm2 are partnered with a VC backed InvestTech with huge potential. My client are looking for an experienced marketing compliance specialist ready to take on the essential role of optimizing the effectiveness and efficiency of the content marketing team. In this role you will report directly to the Vice President of Marketing Ops and will moderate all marketing materials within the firm to ensure they adhere to guidelines and meet the Financial Industry Regulatory Authority (FINRA) standards. Responsibilities: Work closely with teams across the company including product and compliance. Work closely with the content team and run regular reports to ensure regulations are met on all marketing materials. Manage the status and inventory of all marketing materials always ensuring the best and most appropriate option is available to other internal teams. Complete various project management duties as directed by the company road map. Requirements: 3-5 years experience in marketing compliance in the financial services, preferably FinTech. Strong knowledge the of FINRA advertising compliance guidelines. Bachelors degree. Excellent written and verbal communication skills. Ability to work alongside other teams effectively. Experience working to tight deadlines and in high pressure situations. Reasons to apply: Why not?

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