Compliance Coordinator

3 weeks ago

York, United States Crédit Agricole Group Full time

Summary: Under the supervision of the FCS New-York, the Compliance Coordinator will work closely with the New York Compliance/ CPL team to support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risks as well as act as the coordinator between CACIB Business Lines/Support Functions and CACIB New York compliance teams. Key Responsibilities: General · Point of contact for New York Compliance team in the business lines/support functions, including but not limited to · Support awareness of applicable laws, rules and regulations (LRR) and work closely with CPL Regulatory Watch team assessing the impact of regulatory changes and leading implementation of changes at the business lines/support functions · Support business lines/support functions with annual Compliance Risk Assessment and any remediation efforts thereof · Implement Compliance policies and procedures in the business line s/support functions · Maintain business line/support function policies and procedures addressing compliance requirements, including annual updates and addressing of gaps and self-identified issues · Design, execute and report on Compliance controls for the business lines/support functions · Build an initial Compliance control inventory and maintain on an on-going basis, including the quarterly submission and annual attestation · Act as the coordinator for Business Lines/Support Functions and provide support to Compliance Testing, Compliance Monitoring and Audit missions · Identify Compliance issues and gaps and update/maintain Issue Management tracker · Escalate Compliance related incidents to respective leadership and governance forums, assist with resolution · Actively manage remediation of Compliance issues or findings, including self-identified issues · Support annual Compliance training needs assessment and assist in development of business line/support function Compliance training · Participate in and contribute Compliance-related topics to CACIB US governance forums, such as CMC, ICC · Support the Regulatory Affairs team with responses to banking and market regulators · Collect and report on Compliance metrics · Perform tasks to support Compliance-lead projects to enhance the business lines compliance policies, procedures, and internal controls Management and Reporting: The position reports directly to the head of FCS NY or one of his deputy.

#J-18808-Ljbffr

  • Compliance Coordinator

    3 weeks ago

    New York, United States Crédit Agricole CIB Full time

    Description du poste Summary: Under the supervision of the FCS New-York, the Compliance Coordinator will work closely with the New York Compliance/ CPL team to support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risks as well as act as the coordinator between CACIB Business Lines/Support...

  • Compliance Coordinator

    6 days ago

    New York, United States Credit Agricole Full time

    Summary: Â Under the supervision of the FCS New-York, the Compliance Coordinator will work closely with the New York Compliance/ CPL team to support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risks as well as act as the coordinator between CACIB Business Lines/Support Functions and CACIB New...

  • Compliance Coordinator

    3 days ago

    New York, United States Momentum Resource Solutions Full time

    The Corporate Compliance department supports the Agency in maintaining compliance in all areas of operations. The department focuses on promoting a culture of compliance, preventing and detecting fraud, waste and abuse, and educating staff on their rights to report suspected non-compliance. The Corporate Compliance function ensures Agency adherence to...

  • Compliance Coordinator/Associate

    2 days ago

    New York, United States Glocap Full time

    Our client, a leading private equity firm in Midtown Manhattan is looking for a Compliance Coordinator/Associate to join their team. This role will assist the CCO to ensure the organization is in compliance with all regulations, laws, and policies. The Compliance Coordinator/Associate's responsibilities include delivering employee training, evaluating...

  • Compliance Coordinator/Associate

    4 days ago

    New York, United States Glocap Full time

    Our client, a leading private equity firm in Midtown Manhattan is looking for a Compliance Coordinator/Associate to join their team. This role will assist the CCO to ensure the organization is in compliance with all regulations, laws, and policies. The Compliance Coordinator/Associate's responsibilities include delivering employee training, evaluating...

  • Compliance Coordinator/Associate

    3 days ago

    New York, United States Glocap Full time

    Our client, a leading private equity firm in Midtown Manhattan is looking for a Compliance Coordinator/Associate to join their team. This role will assist the CCO to ensure the organization is in compliance with all regulations, laws, and policies. The Compliance Coordinator/Associate's responsibilities include delivering employee training, evaluating...

  • Compliance Coordinator/Associate

    3 hours ago

    New York, United States Glocap Full time

    Our client, a leading private equity firm in Midtown Manhattan is looking for a Compliance Coordinator/Associate to join their team. This role will assist the CCO to ensure the organization is in compliance with all regulations, laws, and policies. The Compliance Coordinator/Associate's responsibilities include delivering employee training, evaluating...

  • Mwbe Compliance Coordinator

    2 days ago

    New York, United States NYC Careers Full time

    **MWBE Compliance Coordinator**: - Apply**MWBE Compliance Coordinator**: - Agency: POLICE DEPARTMENT - Posted on: 05/14/2024- Job type: Full-time Location NYC-ALL BOROS - Title Classification: Exam may be required Department Contract Admin Procure Div/CV - Salary range: $65,574.00 - $110,229.00- **Applicants must be permanent in the title of...

  • Program Compliance Coordinator

    2 days ago

    New York, United States Bowery Residents'​ Committee Full time

    The Program Compliance Coordinator works as part of the Program Compliance team to ensure that BRC programs provide high quality and safe client services that meet funder regulations. The position is responsible for identifying program compliance risks and potential violations, then mitigating risk by implementing best practices aimed...

  • Program Compliance Coordinator

    4 days ago

    New York, United States Bowery Residents'​ Committee Full time

    The Program Compliance Coordinator works as part of the Program Compliance team to ensure that BRC programs provide high quality and safe client services that meet funder regulations. The position is responsible for identifying program compliance risks and potential violations, then mitigating risk by implementing best practices aimed...

  • Program Compliance Coordinator

    3 hours ago

    New York, United States Bowery Residents'​ Committee Full time

    The Program Compliance Coordinator works as part of the Program Compliance team to ensure that BRC programs provide high quality and safe client services that meet funder regulations. The position is responsible for identifying program compliance risks and potential violations, then mitigating risk by implementing best practices aimed...

  • VP, FCS Compliance Coordinator

    4 weeks ago

    New York, United States Crédit Agricole CIB Full time

    Summary:Under the supervision of the FCS (Financial Client Services) New-York, the Compliance Coordinator will work closely with the New York Compliance/ CPL team to support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risks as well as act as the coordinator between CACIB Business Lines/Support...

  • VP, FCS Compliance Coordinator

    3 weeks ago

    New York, United States Crédit Agricole CIB Full time

    Summary:Under the supervision of the FCS (Financial Client Services) New-York, the Compliance Coordinator will work closely with the New York Compliance/ CPL team to support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risks as well as act as the coordinator between CACIB Business Lines/Support...

  • Compliance Analyst

    3 weeks ago

    New York, United States Millennium Management Corp Full time

    Compliance Analyst The Compliance Department at Millennium serves to adopt, implement, and enforce a Compliance program, including policies and procedures, processes, systems, controls, surveillance, testing and reporting, which is designed to prevent or detect violations of applicable laws, rules and regulatory requirements and Firm policies. We are seeking...

  • Program Compliance Coordinator

    2 weeks ago

    New York, United States Bowery Residents Committee Full time

    The Program Compliance Coordinator works as part of the Program Compliance team to ensure that BRC programs provide high quality and safe client services that meet funder regulations. The position is responsible for identifying program compliance risks and potential violations , then mitigating risk by implement ing best practices aimed at maintaining the h...

  • Compliance Associate

    4 weeks ago

    New York, New York, United States CAIPA MSO LLC Full time

    Description:CAIPA MSO is a management service organization in which we service over 2500 providers in the Greater New York City area. Our mission is to alleviate our provider's administrative tasks so they can focus on patient care. CAIPA MSO is a certified Great Place to Work organization as we strive to take care of our team and the clients we service. The...

  • Compliance Associate

    2 weeks ago

    New York, United States CAIPA MSO Full time

    CAIPA MSO is a management service organization in which we service over 2500 providers in the Greater New York City area. Our mission is to alleviate our provider's administrative tasks so they can focus on patient care. CAIPA MSO is a certified Great Place to Work organization as we strive to take care of our team and the clients we service. The Compliance...

  • Compliance Specialist

    6 days ago

    New York, United States New York University Full time

    Position Summary Manage the Violations Program for New York University and act as a representative with regulatory agencies as necessary in working to resolve violations issued. Collaborate with Facility Managers and NYU's insurance carrier to ensure recommendations made in response to violations or as a result of inspections are addressed Works with...

  • Ethics and Compliance Specialist

    2 weeks ago

    New York, United States Larson Maddox Full time

    A well established Utilities company is looking to add on a Ethics and Compliance specialist to their Ethics and Compliance investigation team. This position will engage with different departments to foster trust, mitigate risks, uphold ethical business practices, develop policies and procedures, conduct training, and facilitate communication on ethics and...

  • Compliance Analyst

    7 days ago

    New York, United States TIKEHAU CAPITAL Full time

    Role: Working closely with the CCO, this role will be responsible for: * Reviewing and updating compliance policies and procedures; * Executing periodic compliance controls over the activities in the Americas; * Assisting with investment compliance; * Reviewing and approving of marketing materials; * Running conflict checks on investment opportunities; *...