Compliance Coordinator/Associate
2 weeks ago
Our client, a leading private equity firm in Midtown Manhattan is looking for a Compliance Coordinator/Associate to join their team. This role will assist the CCO to ensure the organization is in compliance with all regulations, laws, and policies. The Compliance Coordinator/Associate's responsibilities include delivering employee training, evaluating compliance activities, and acting as a liaison within the organization to ensure the firm meets all policies and laws that are required.
Job Details:
COMPANY: Private Equity
POSITION: Compliance Coordinator/Associate
LOCATION: New York, NY
HOURS: 9am - 6pm (with flexibility) HYBRID 4 days in /1 day remote
COMPENSATION: $80-110k DOE
Responsibilities
- Consulting with the General Counsel/CCO and advising leadership and management on compliance matters
- Developing and providing employee training on compliance policies, practices, and reporting systems
- Identifying, investigating, and reporting compliance issues, irregularities, and violations
- Maintain records of compliance activities and in consultation with the CCO, respond to compliance-related requests
- Prepare and file compliance reports
- Assist in and own portions of annual compliance review, policies and process improvements
- Draft and revise company compliance policies
- Respond to Questions and review marketing materials for compliance with governing rules
- Assist with and oversee AML checks and KYC queries
Qualifications
- BSc/BA in law, finance, business administration or a related field
- Professional certification (e.g. Certified Compliance & Ethics Professional (CCEP) is a plus
- 2-3 years work experience as a Compliance Analyst, Associate or similar role
- Strong analytical and critical thinking skills
- Excellent verbal and written communication skills
- Strong skillset in documentation and reporting
- Ability to ask questions, incorporate information, and apply guidance across different factual situations
- Responsiveness, positive attitude, integrity, with a high attention to detail and ability to understand business context
- Verification of identity, education, prior employment, and references may be required
-
Compliance Coordinator/Associate
2 weeks ago
New York, United States Glocap Full timeOur client, a leading private equity firm in Midtown Manhattan is looking for a Compliance Coordinator/Associate to join their team. This role will assist the CCO to ensure the organization is in compliance with all regulations, laws, and policies. The Compliance Coordinator/Associate's responsibilities include delivering employee training, evaluating...
-
Compliance Coordinator/Associate
2 weeks ago
New York, United States Glocap Full timeOur client, a leading private equity firm in Midtown Manhattan is looking for a Compliance Coordinator/Associate to join their team. This role will assist the CCO to ensure the organization is in compliance with all regulations, laws, and policies. The Compliance Coordinator/Associate's responsibilities include delivering employee training, evaluating...
-
Compliance Coordinator/Associate
2 weeks ago
New York, United States Glocap Full timeOur client, a leading private equity firm in Midtown Manhattan is looking for a Compliance Coordinator/Associate to join their team. This role will assist the CCO to ensure the organization is in compliance with all regulations, laws, and policies. The Compliance Coordinator/Associate's responsibilities include delivering employee training, evaluating...
-
Quality Compliance Coordinator
2 days ago
New York, United States PRWT Services Full timeQuality Compliance Coordinator in Rahway, NJ at PRWT Services Job Description As one of the nation’s premier minority-owned companies, we are a high performance provider of business process solutions, facilities management and infrastructure support services to government and commercial markets. SUMMARY The Quality Compliance Coordinator will be...
-
Compliance Associate
1 month ago
New York, United States Stone Alliance Group Full timeJoin our client's legal team as a **Compliance Associate** and be part of an incredible journey! Our client, a dynamic New York not-for-profit organization, is dedicated to transforming the lives of children and families struggling with mental health and learning disorders. They're growing and establishing international initiatives and engaging in innovative...
-
Compliance Coordinator
1 month ago
New York, United States Crédit Agricole CIB Full timeDescription du poste Summary: Under the supervision of the FCS New-York, the Compliance Coordinator will work closely with the New York Compliance/ CPL team to support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risks as well as act as the coordinator between CACIB Business Lines/Support...
-
Compliance Associate
7 days ago
New York, United States Stone Alliance Group Full timeJoin our client's legal team as a **Compliance Associate** and be part of an incredible journey! Our client, a dynamic New York not-for-profit organization, is dedicated to transforming the lives of children and families struggling with mental health and learning disorders. They're growing and establishing international initiatives and engaging in innovative...
-
Compliance Coordinator
3 weeks ago
New York, United States Credit Agricole Full timeSummary: Â Under the supervision of the FCS New-York, the Compliance Coordinator will work closely with the New York Compliance/ CPL team to support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risks as well as act as the coordinator between CACIB Business Lines/Support Functions and CACIB New...
-
Compliance Coordinator
7 days ago
NEW YORK, United States Otis Worldwide Corporation Full timeManage the administrative process specifically related to the testing and violations process. Assist the Violations General Manager in all aspects of the violations process. Work closely with the service supervisors and mechanics to achieve goals. En Compliance Coordinator, Coordinator, Compliance, Field Technician, Manufacturing, Technology
-
Compliance Associate
7 days ago
New York, United States Stone Alliance Group Full timeJoin our client's legal team as a **Compliance Associate** and be part of an incredible journey! Our client, a dynamic New York not-for-profit organization, is dedicated to transforming the lives of children and families struggling with mental health and learning disorders. They're growing and establishing international initiatives and engaging in innovative...
-
Compliance Associate
4 weeks ago
New York, United States CAIPA MSO Full timeCAIPA MSO is a management service organization in which we service over 2500 providers in the Greater New York City area. Our mission is to alleviate our provider's administrative tasks so they can focus on patient care. CAIPA MSO is a certified Great Place to Work organization as we strive to take care of our team and the clients we service. The Compliance...
-
Compliance Coordinator
1 week ago
New York, United States Momentum Resource Solutions Full timeThe Corporate Compliance department supports the Agency in maintaining compliance in all areas of operations. The department focuses on promoting a culture of compliance, preventing and detecting fraud, waste and abuse, and educating staff on their rights to report suspected non-compliance. The Corporate Compliance function ensures Agency adherence to...
-
Compliance Associate
13 hours ago
New York, United States Child Mind Institute Full timeSummary:The Child Mind Institute ("CMI") seeks a Compliance Associate to join our legal team. CMI is an independent New York not-for-profit organization dedicated to transforming the lives of children and families struggling with mental health and learning disorders. CMI is growing. We are establishing initiatives to serve children and families...
-
Compliance Associate
8 hours ago
New York, United States Child Mind Institute Full timeJob DescriptionJob DescriptionSummary:The Child Mind Institute (“CMI”) seeks a Compliance Associate to join our legal team. CMI is an independent New York not-for-profit organization dedicated to transforming the lives of children and families struggling with mental health and learning disorders. CMI is growing. We are establishing initiatives to serve...
-
Compliance Associate
1 week ago
New York, United States Trevose Partners Limited Full timeA boutique Hedge Fund is looking bring on a compliance associate in their Connecticut office. A Global Macro Hedge Fund is looking to bring on a Compliance Associate in their Connecticut office. Responsibilities: Assist with MFA Self Exam and SEC Annual Review Trade compliance monitoring Monitoring employee certifications and trade reviews Implementing...
-
Compliance Associate
10 hours ago
New York, United States Cardea Group Full timeCompliance Associate (New York, NY): Our client, a private investment advisory firm, is in search of a highly motivated Compliance Associate to join their expanding team. This recently established position is anticipated to collaborate closely with the Compliance Consultant, Finance, and Network teams. Key Points: Impact position as the first hire under...
-
Compliance Associate
1 month ago
New York, United States Cardea Group Full timeCompliance Associate (New York, NY): Our client, a private investment advisory firm, is in search of a highly motivated Compliance Associate to join their expanding team. This recently established position is anticipated to collaborate closely with the Compliance Consultant, Finance, and Network teams. Key Points: Impact position as the first hire under the...
-
Compliance Associate
5 days ago
New York, United States Cardea Group Full timeCompliance Associate (New York, NY): Our client, a private investment advisory firm, is in search of a highly motivated Compliance Associate to join their expanding team. This recently established position is anticipated to collaborate closely with the Compliance Consultant, Finance, and Network teams. Key Points: Impact position as the first hire under the...
-
Compliance Associate
1 month ago
New York, United States Cardea Group Full timeCompliance Associate (New York, NY): Our client, a private investment advisory firm, is in search of a highly motivated Compliance Associate to join their expanding team. This recently established position is anticipated to collaborate closely with the Compliance Consultant, Finance, and Network teams. Key Points: Impact position as the first hire under the...
-
Compliance Associate
3 weeks ago
New York, United States Pistilli Management Full timeReal Estate property management company looking to hire a compliance associate to assist in maintaining all buildings in compliance with all Federal and local laws, rules, and regulations and to assist with the clearing and dismissal of DOB, ECB, FDNY, and Department of Health building violations.