Compliance Analyst

4 weeks ago


New York, United States TIKEHAU CAPITAL Full time

Role:

Working closely with the CCO, this role will be responsible for:

* Reviewing and updating compliance policies and procedures;
* Executing periodic compliance controls over the activities in the Americas;
* Assisting with investment compliance;
* Reviewing and approving of marketing materials;
* Running conflict checks on investment opportunities;
* Administrating the Firm's Code of Ethics;
* Coordinating and contributing to periodic compliance reporting.


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