VP Regulatory Management, Asset Management Compliance

2 weeks ago

Boston MA, United States Fidelity Investments Full time

Job Description: Vice President, Fidelity Digital Assets Compliance – Product Advisory Job Description:
The Role As a leader within the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and dedication to compliance, regulatory and legal obligations. In this role you will lead the Compliance Product Advisory program, collaborating closely within FDAS and across the Fidelity organization.
Lead the Compliance Product Advisory team supporting launch of new products, existing offerings, implementing new rules, and developing the Product Advisory program including communication and marketing review
Partner with international compliance teams to support compliance readiness
Define compliance requirements, identify and document controls, and develop compliance policies and procedures
Provide Compliance leadership for Business Acceptance, New Product, and Trade Oversight Committees
Partner with AML and Risk on surveillance
Partner with Compliance Governance and Operations team on product risk assessments
Remain up-to-date on regulatory changes and landscape, best practices and new developments in the industry
Promote compliance awareness through training and education
Assist Regulatory Management in responding to relevant regulatory matters
15+ years of combined experience in Compliance, Risk, and Legal
~ Strong leadership skills with experience managing teams
~4-year college degree required, master's degree, MBA or JD is a plus
~ Strong attention to detail and experience supporting a regulatory compliance program
~ Ability to thrive in a fast paced, start-up environment operating in an uncharted regulatory environment
~ Experience working collaboratively across various teams, including Legal, Operations, Risk and Audit
~ A curiosity about learning the digital assets space

The Team This team reports to the Chief Compliance Officer for Fidelity Digital Assets, a full-service, enterprise-grade platform for securing, trading, and supporting investments in digital assets. FDA is part of the Enterprise Services portfolio of agile, standalone organizations, which drive innovation, with the purpose of collaborating with Fidelity's businesses to develop new sources of revenue, explore emerging technologies, enhance operational capabilities, and improve the customer experience. The Enterprise Services portfolio also includes Fidelity Labs, the Fidelity Center for Applied Technology, F-Prime Capital, and Impresa Management LLC.
#cryptojobs Fidelity's hybrid working model blends the best of both onsite and offsite work experiences. Most hybrid roles require associates to work onsite every other week (all business days, M-F) in a Fidelity office.
Note: If you are a FINRA registered internal employee who is considering moving to a non-licensed role, you may want to proactively have a conversation with the hiring manger to understand the potential impact to your registrations before a final hiring decision is made.
Company Overview Fidelity Investments is a privately held company with a mission to strengthen the financial well-being of our clients. We help people invest and plan for their future. We assist companies and non-profit organizations in delivering benefits to their employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own clients' money.
You can take advantage of flexible benefits that support you through every stage of your career, empowering you to thrive at work and at home. This investigation includes but is not limited to a criminal, civil litigations and regulatory review, employment, education, and credit review (role dependent). These investigations will account for 7 years or more of history, depending on the role. Amphetamines, THC (marijuana), cocaine, opiates, phencyclidine.
We believe that the most effective way to attract, develop and retain a diverse workforce is to build an enduring culture of inclusion and belonging.
Fidelity will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process. We welcome those with experience in jobs such as Field Client Relationship Manager, Controller, and Home Buyer s Consultant and others in the Accounting and Finance to apply.
Enterprise Services Compliance
Compliance
Fidelity Investments is a privately held company with a mission to strengthen the financial well-being of our clients. We help people invest and plan for their future. We assist companies and non-profit organizations in delivering benefits to their employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own clients' money.
You can take advantage of flexible benefits that support you through every stage of your career, empowering you to thrive at work and at home. Fidelity's hybrid working model blends the best of both onsite and offsite work experiences. Most roles listed as Hybrid will require associates to work onsite all business days of every other week in a Fidelity office. This does not apply to roles listed as Remote or Onsite.
Candidates who are presented with a Fidelity offer will need to go through a background investigation, detailed in this document, and may be asked to provide additional documentation as requested. This investigation includes but is not limited to a criminal, civil litigations and regulatory review, employment, education, and credit review (role dependent). These investigations will account for 7 years or more of history, depending on the role. Amphetamines, THC (marijuana), cocaine, opiates, phencyclidine.
We believe that the most effective way to attract, develop and retain a diverse workforce is to build an enduring culture of inclusion and belonging.
Fidelity will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process. We welcome those with experience in jobs such as Residential Real Estate Agent, Financial Analyst, and Accounts Receivable Clerk and others in the Accounting and Finance to apply.

  • VP Regulatory Management, Asset Management Compliance

    4 weeks ago

    Boston, MA, United States Fidelity Investments Full time

    Vice President, Fidelity Digital Assets Compliance – Product Advisory As a leader within the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and dedication to compliance, regulatory and legal obligations. In this role you will lead the...

  • VP Regulatory Management, Asset Management Compliance

    2 weeks ago

    Boston, MA, Suffolk County, MA; Massachusetts, United States Fidelity Investments Full time

    Vice President, Fidelity Digital Assets Compliance – Product Advisory As a leader within the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and dedication to compliance, regulatory and legal obligations. In this role you will lead the...

  • Compliance Director for Digital Assets and Regulatory Expert

    6 days ago

    Boston, Massachusetts, United States Fidelity TalentSource LLC Full time

    Job Summary:Fidelity Digital Asset Services, LLC ('FDAS') seeks a seasoned compliance professional to serve as an informed business partner, promoting a culture of ethical conduct and commitment to regulatory obligations.The Role:This Compliance Director will be responsible for overseeing regulator relationships, managing regulatory examinations, identifying...

  • Vice President, Fidelity Digital Assets Compliance

    4 weeks ago

    Boston, United States Enterprise Services Compliance Full time

    Job Description: Vice President, Fidelity Digital Assets Compliance – Product Advisory Job Description: The Role As a leader within the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and dedication to compliance, regulatory and legal...

  • Vice President, Fidelity Digital Assets Compliance

    4 weeks ago

    Boston, United States Enterprise Services Compliance Full time

    Job Description: Vice President, Fidelity Digital Assets Compliance – Product Advisory Job Description: The Role As a leader within the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and dedication to compliance, regulatory and legal...

  • Regulatory Compliance Leader

    2 weeks ago

    Boston, Massachusetts, United States Fidelity Investments Full time

    Job SummaryWe are seeking a highly skilled Regulatory Compliance Leader to oversee the digital asset operations at Fidelity Investments. This role will be responsible for managing regulatory relationships, leading decentralized teams, and ensuring compliance with evolving regulations.About the RoleThis position requires a strong background in regulatory...

  • Regulatory Compliance Director

    1 week ago

    Boston, Massachusetts, United States Fidelity Investments Full time

    Secure the Future of Digital AssetsWe are seeking a highly skilled Regulatory Compliance Director to join our team at Fidelity Investments. In this role, you will serve as a trusted advisor and business partner, promoting a culture of compliance and integrity.The ideal candidate will have 10+ years of experience in regulatory compliance, with a strong...

  • Senior Compliance Associate

    6 days ago

    Boston, United States Geode Capital Management Full time

    Reporting to the Compliance Director, the Sr. Compliance Associate is responsible for assisting in the implementation of the firm's investment compliance program. This role will focus on the oversight and maintenance of the compliance system for monitoring client investment guidelines and restrictions. The successful candidate will coordinate with investment...

  • VP, International Regulatory Affairs

    3 weeks ago

    Boston, MA, Suffolk County, MA; Massachusetts, United States Fidelity Investments Full time

    Vice President, Fidelity Digital Assets Compliance – Product Advisory As a leader within the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and dedication to compliance, regulatory and legal obligations. In this role you will lead the...

  • Digital Asset Compliance Leader

    2 weeks ago

    Boston, Massachusetts, United States Fidelity Investments Full time

    **Job Summary:**We are seeking an experienced Digital Asset Compliance Leader to join our team at Fidelity Investments. This role will play a critical part in ensuring the company's compliance with regulatory requirements and promoting a culture of ethical conduct.**About the Role:**The successful candidate will be responsible for overseeing regulatory...

  • VP, International Regulatory Affairs

    2 weeks ago

    Boston, MA, Suffolk County, MA; Massachusetts, United States Fidelity Investments Full time

    Job Description: Vice President, Fidelity Digital Assets Compliance – Product Advisory Job Description: The Role As a leader within the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and dedication to compliance, regulatory and legal...

  • Digital Compliance Specialist

    6 days ago

    Boston, Massachusetts, United States Fidelity Investments Full time

    Job OverviewWe are seeking a highly skilled Digital Compliance Specialist to join our team in this critical role, overseeing regulatory oversight and management for Fidelity Digital Asset Services.About the RoleThis position involves working closely with decentralized teams and collaborating with various stakeholders across Fidelity to promote a culture of...

  • Digital Asset Compliance Leader

    2 weeks ago

    Boston, Massachusetts, United States Fidelity Investments Full time

    Job Title: Digital Asset Compliance LeaderAbout the Role:The Fidelity Digital Assets Compliance team is seeking an experienced leader to serve as a trusted business partner, promoting a culture of ethical conduct and dedication to compliance, regulatory, and legal obligations. As a leader within this team, you will collaborate closely with FDAS and across...

  • Manager, Accreditation

    2 weeks ago

    Cambridge, MA, United States Cambridge Health Alliance Full time

    Location: 1035 Cambridge Street Work Days: M-F with some flexibility required Category: Professional and Management Department: Risk Management Job Type: Full time Work Shift: Day Hours/Week: 40 Union Name: Non Union The Quality and Safety Department serves as a resource center to the organization to cultivate a culture of safety, eliminate preventable harm...

  • Compliance Expert Leader

    2 weeks ago

    Boston, Massachusetts, United States Fidelity Investments Full time

    Fidelity Investments is a leading financial services company seeking an experienced Compliance Expert Leader to join our team. This role will play a critical part in ensuring the company's digital assets are compliant with regulatory requirements.Job SummaryWe are looking for a highly skilled and motivated individual to lead our compliance efforts related to...

  • Manager, Accreditation

    2 weeks ago

    Cambridge, MA, United States Cambridge Health Alliance Full time

    Location: 1035 Cambridge Street Work Days: M-F with some flexibility required Category: Professional and Management Department: Risk Management Job Type: Full time Work Shift: Day Hours/Week: 40Union Name: Non Union The Quality and Safety Department serves as a resource center to the organization to cultivate a culture of safety, eliminate preventable harm...

  • Manager, Accreditation

    1 month ago

    Cambridge, MA, United States Cambridge Health Alliance Full time

    Location: 1035 Cambridge Street Work Days: M-F with some flexibility required  Category: Professional and Management  Department: Risk Management  Job Type: Full time  Work Shift: Day Hours/Week: 40Union Name: Non UnionThe Quality and Safety Department serves as a resource center to the organization to cultivate a culture of safety, eliminate...

  • Operations Associate

    2 weeks ago

    Boston, United States SDL Search Partners Full time

    Operations Associate - IT (Asset Management)New opening with one of Boston's top Asset Management firm. This role will report directly to the VP of Operations & IT, and will be responsible for Project Management, Document Control, Vendor Management / Procurement, as well as Compliance related functions. Compensation & Benefits: Above market base pay+ bonus+...

  • Compliance Manager

    1 month ago

    Boston, MA, United States Search BizAthletes Full time

    Compliance Analyst Manager - Investment Management FirmCOMPENSATION/PERKS:$110k - $120k Salary$10k - $30k in Company Bonus3 Hours of Flextime Per WeekPrivate Gym in OfficePrivate Trainer in OfficePrivate Massage Therapist in OfficeHybrid work - Monday - Thursday In-Office & Friday Fully RemoteBenefits: Medical/ Vision/ Dental - 100% Company Paid$2k Annually...

  • Compliance Manager

    2 months ago

    Boston, United States Search BizAthletes Full time

    Compliance Analyst Manager - Investment Management FirmCOMPENSATION/PERKS:$110k - $120k Salary$10k - $30k in Company Bonus3 Hours of Flextime Per WeekPrivate Gym in OfficePrivate Trainer in OfficePrivate Massage Therapist in OfficeHybrid work - Monday - Thursday In-Office & Friday Fully RemoteBenefits: Medical/ Vision/ Dental - 100% Company Paid$2k Annually...