Digital Compliance Specialist
18 hours ago
We are seeking a highly skilled Digital Compliance Specialist to join our team in this critical role, overseeing regulatory oversight and management for Fidelity Digital Asset Services.
About the RoleThis position involves working closely with decentralized teams and collaborating with various stakeholders across Fidelity to promote a culture of ethical conduct and commitment to compliance. Key responsibilities include:
- Oversight of regulator relationships and interactions by providing leadership and guidance to support regulatory reporting, examinations, responses, and communications.
- Direct management of regulatory examinations and ongoing supervisory requests, including preparation of business/stakeholders, coordination, engagement during exams, and facilitation of complete and timely responses.
- Assisting in identifying and managing regulatory risks associated with the growing FDAS business.
- Supporting new and existing FDAS products, services, and geographic expansion of the business.
- Tracking the evolving regulatory landscape within the digital assets industry, reviewing, and analyzing regulatory requirements and potential impacts on the business.
- Advising and shaping governance, reporting, and the overall control environment across FDAS.
- Building connections between FDAS and Enterprise Compliance policies and functions.
To be successful in this role, you will need:
- 10+ years of related work experience as a regulator or interfacing with regulators in a Compliance, Risk, or Legal function.
- Experience interacting with federal and/or state regulators for a financial services company or money transmission regulatory program, including filings, registrations, licensing, regulatory exams, and routine communications.
- A 4-year college degree is required; a master's degree, MBA, or JD is a plus.
- Strong attention to detail and experience supporting a regulatory compliance program.
- Strong analytical, organizational, and problem-solving skills.
- Strong relationship and communication skills; ability to work independently and as part of a close-knit team.
- Ability to work effectively in a fast-moving, challenging regulatory environment.
- Ability to influence key decision makers through a combination of knowledge, reasoning, and relationships.
This role reports to the Chief Compliance Officer for Fidelity Digital Assets, a full-service, enterprise-grade platform for securing, trading, and supporting investments in digital assets. The team works collaboratively to drive innovation, explore emerging technologies, enhance operational capabilities, and improve the customer experience.
Benefits and CompensationFidelity Investments offers a competitive salary range of $115,000 - $145,000 per year, depending on experience, along with a comprehensive benefits package that includes health insurance, retirement plans, paid time off, and more. We also provide opportunities for professional growth and development, flexible work arrangements, and a dynamic work environment.
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