Current jobs related to Vice President, Marketing Compliance - jersey city - B+ Alternative Asset Manager

  • Vice President, Trade Surveillance Compliance

    1 month ago

    Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time

    Job Title: Vice President, Trade Surveillance ComplianceSumitomo Mitsui Banking Corp. is seeking a highly skilled and experienced professional to join our team as a Vice President, Trade Surveillance Compliance. In this role, you will be responsible for monitoring and analyzing trade surveillance data to identify potential market abuse and other compliance...

  • Vice President, Trade Surveillance Compliance

    4 weeks ago

    Jersey City, New Jersey, United States SMBC Full time

    Job Title: Vice President, Trade Surveillance ComplianceAt SMBC, we are seeking a highly skilled and experienced Vice President, Trade Surveillance Compliance to join our team. As a key member of our Compliance Department, you will be responsible for monitoring and analyzing trade surveillance data to identify potential market abuse and other compliance...

  • Vice President, FX Specialist

    2 weeks ago

    Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time

    Job Title: Vice President, FXSumitomo Mitsui Banking Corp. is seeking a highly skilled and experienced Vice President, FX to join our team. As a key member of our Compliance Department, you will be responsible for monitoring and reporting on compliance risks and issues related to FX and fixed income activities.Key Responsibilities:Review and follow up on...

  • Vice President, FX Specialist

    4 weeks ago

    Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time

    Job Title: Vice President, FXSumitomo Mitsui Banking Corp. is seeking an experienced Vice President to join our FX team. As a key member of our compliance department, you will be responsible for monitoring and reporting on compliance risks and issues related to FX and fixed income activities.Key Responsibilities:Review and follow up on trade surveillance...

  • Vice President, FX Specialist

    4 weeks ago

    Jersey City, New Jersey, United States Sumitomo Mitsui Financial Group, Inc. Full time

    Job Title: Vice President, FXSumitomo Mitsui Financial Group, Inc. is seeking a highly skilled and experienced professional to join our team as a Vice President, FX. As a key member of our FX Compliance Department, you will be responsible for monitoring and reporting on compliance risks and issues related to our corporate banking, investment banking, and...

  • Vice President of Marketing Compliance

    4 weeks ago

    Jersey City, New Jersey, United States $50B+ Alternative Asset Manager Full time

    Marketing Compliance Expert WantedWe are a leading $50B+ Alternative Asset Manager seeking a seasoned Marketing Compliance expert to join our team.Key Responsibilities:Review and approve marketing materials, including RFPs, DDQs, and sales collateral, to ensure compliance with regulatory requirements.Collaborate with sales teams to ensure marketing materials...

  • Vice President Compliance

    1 month ago

    new york city, United States Cardea Group Full time

    VP, Compliance - Marketing (New York, NY): Our client, a prominent asset manager with more than $40B in AUM, is looking to hire an exceptional Vice President of Compliance with a focus on marketing material review. This leadership position involves overseeing investor and third-party communications while providing guidance on compliance issues related to...

  • Vice President Compliance

    2 weeks ago

    new york city, United States Cardea Group Full time

    VP, Compliance - Marketing (New York, NY): Our client, a prominent asset manager with more than $40B in AUM, is looking to hire an exceptional Vice President of Compliance with a focus on marketing material review. This leadership position involves overseeing investor and third-party communications while providing guidance on compliance issues related to...

  • Vice President of Marketing Compliance

    1 month ago

    Jersey City, New Jersey, United States $50B+ Alternative Asset Manager Full time

    {"h1": "Marketing Compliance Expert Wanted", "p": "A leading global alternative asset manager seeks a seasoned Marketing Compliance professional to join their team in Jersey City, NJ.", "ul": [{"li": "Review and approve marketing materials, including RFPs, DDQs, and sales collateral"}, {"li": "Collaborate with sales teams to ensure compliance with regulatory...

  • Vice President, FX Trader

    2 weeks ago

    Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corporation (SMBC) Full time

    Job Title: Vice President, FXSumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution with a rich history dating back to 400 years. As a top-tier bank, we offer a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. Our global network spans over 40 countries, with more...

  • Vice President of Product Management

    1 month ago

    Jersey City, New Jersey, United States FMR LLC dba Fidelity Investments Full time

    Job Title: Vice President, IT Product ManagementAt FMR LLC d/b/a Fidelity Investments, we are seeking a highly skilled Vice President, IT Product Management to lead our technology solutions delivery team. As a key member of our organization, you will be responsible for designing, developing, and maintaining dynamic software products that support our risk and...

  • Vice President, Financial Crimes Compliance Auditor

    3 weeks ago

    Jersey City, New Jersey, United States BNY Mellon Full time

    About the RoleBNY Mellon is seeking a highly skilled Vice President, Financial Crimes Compliance Auditor to join our team. As a key member of our Financial Crimes Compliance team, you will be responsible for ensuring the effective implementation of our financial crimes compliance program.Key ResponsibilitiesDevelop and implement financial crimes compliance...

  • Vice President, Marketing Compliance

    2 weeks ago

    jersey city, United States $50B+ Alternative Asset Manager Full time

    Top tier global alternative asset management firm with dedicated office in Jersey City, NJ seeks VP Marketing Compliance to be an integral member of the Marketing Review team.Responsibilities include:-Reviewing RFPs, DDQs, sales materials for distribution -Reviewing corporate and social media content prior to publishing-Liasing with domestic and...

  • Vice President, Marketing Compliance

    1 month ago

    Jersey City, United States $50B+ Alternative Asset Manager Full time

    Top tier global alternative asset management firm with dedicated office in Jersey City, NJ seeks VP Marketing Compliance to be an integral member of the Marketing Review team.Responsibilities include:-Reviewing RFPs, DDQs, sales materials for distribution -Reviewing corporate and social media content prior to publishing-Liasing with domestic and...

  • Vice President, Marketing Compliance

    1 month ago

    Jersey City, United States $50B+ Alternative Asset Manager Full time

    Top tier global alternative asset management firm with dedicated office in Jersey City, NJ seeks VP Marketing Compliance to be an integral member of the Marketing Review team.Responsibilities include:-Reviewing RFPs, DDQs, sales materials for distribution -Reviewing corporate and social media content prior to publishing-Liasing with domestic and...

  • Vice President of Product Management

    2 weeks ago

    Jersey City, New Jersey, United States FMR LLC dba Fidelity Investments Full time

    Job Summary:As a seasoned Vice President of IT Product Management, you will lead the development and delivery of dynamic software products that support a risk and compliance platform. Your expertise in technical project management, Agile methodologies, and software development will drive the execution of specific software product features using technical...

  • Vice President for Human Resources

    2 weeks ago

    Jersey City, New Jersey, United States InsideHigherEd Full time

    Job Title: Vice President for Human ResourcesInsideHigherEd is seeking a highly skilled and experienced Vice President for Human Resources to join our team. As a key member of our leadership team, you will be responsible for developing and implementing human resources strategies that align with our organization's mission and goals.Key...

  • Vice President of IT Product Management

    1 month ago

    Jersey City, New Jersey, United States Fidelity TalentSource LLC Full time

    Job Description:As a Vice President of IT Product Management, you will be responsible for designing, developing, and maintaining dynamic software products that support a risk and compliance platform. You will drive and manage application development technology teams to execute on specific software product features using technical project management tools,...

  • Vice President of Brand Marketing Leadership

    1 month ago

    Arizona City, Arizona, United States P.F. Chang's Full time

    Job Title: Vice President of Brand MarketingP.F. Chang's is seeking a seasoned marketing leader to drive the strategic direction and execution of all brand marketing initiatives. As Vice President of Brand Marketing, you will be responsible for developing and implementing brand strategies aligned with company goals, targeting both short- and long-term...

  • Vice President, Events and Experiences

    4 weeks ago

    Jersey City, New Jersey, United States The Bank of New York Mellon Full time

    Job Title: Vice President, Events and ExperiencesAt BNY Mellon, we're seeking a highly skilled and experienced professional to join our Marketing and Communications team as a Vice President, Events and Experiences. This role will be responsible for conceptualizing, developing, and implementing integrated event marketing strategies and experiential...

Vice President, Marketing Compliance

1 month ago

jersey city, United States $50B+ Alternative Asset Manager Full time

Top tier global alternative asset management firm with dedicated office in Jersey City, NJ seeks VP Marketing Compliance to be an integral member of the Marketing Review team.


Responsibilities include:

-Reviewing RFPs, DDQs, sales materials for distribution

-Reviewing corporate and social media content prior to publishing

-Liasing with domestic and international sales teams to ensure compliance with materials

-Ongoing training to sales teams relating to compliance policies and regulatory requirements


Qualifications:

-7+ years experience in marketing review compliance for investment advisor

-FINRA Series 7 and 24 required