Vice President, FX Specialist
2 days ago
Sumitomo Mitsui Banking Corp. is seeking an experienced Vice President to join our FX team. As a key member of our compliance department, you will be responsible for monitoring and reporting on compliance risks and issues related to FX and fixed income activities.
Key Responsibilities:- Review and follow up on trade surveillance alerts and exception reports to identify potential market abuse risks.
- Investigate suspicious trades and transactions using market data, trade data, and other relevant information.
- Collaborate with front office personnel and other stakeholders to ensure a holistic response to potential risks.
- Escalate issues to senior management as necessary.
- Support the development and implementation of surveillance controls and procedures.
- 7+ years of experience in financial services, with a focus on securities business.
- Knowledge of regulatory agencies' rules and regulations, as well as market abuse typologies.
- Familiarity with trade surveillance tools and platforms, including Bloomberg BTCA and Actimize.
- Advanced skills with Microsoft Office applications.
- Special consideration for candidates with experience in FX and related derivatives.
Sumitomo Mitsui Banking Corp. offers a competitive salary and benefits package, as well as opportunities for professional growth and development. Our hybrid workforce model allows employees to work from home and from our offices, providing a flexible and dynamic work environment.
We are an equal employment opportunity employer and welcome applications from diverse candidates. If you are a motivated and experienced professional looking to join a dynamic team, please submit your application.
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Vice President, FX Specialist
2 weeks ago
Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full timeJob Title: Vice President, FXSumitomo Mitsui Banking Corp. is seeking a highly skilled and experienced Vice President, FX to join our team. As a key member of our Compliance Department, you will be responsible for monitoring and reporting on compliance risks and issues related to FX and fixed income activities.Key Responsibilities:Review and follow up on...
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