Vice President, FX Specialist

2 days ago


Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time
Job Title: Vice President, FX

Sumitomo Mitsui Banking Corp. is seeking an experienced Vice President to join our FX team. As a key member of our compliance department, you will be responsible for monitoring and reporting on compliance risks and issues related to FX and fixed income activities.

Key Responsibilities:
  • Review and follow up on trade surveillance alerts and exception reports to identify potential market abuse risks.
  • Investigate suspicious trades and transactions using market data, trade data, and other relevant information.
  • Collaborate with front office personnel and other stakeholders to ensure a holistic response to potential risks.
  • Escalate issues to senior management as necessary.
  • Support the development and implementation of surveillance controls and procedures.
Requirements:
  • 7+ years of experience in financial services, with a focus on securities business.
  • Knowledge of regulatory agencies' rules and regulations, as well as market abuse typologies.
  • Familiarity with trade surveillance tools and platforms, including Bloomberg BTCA and Actimize.
  • Advanced skills with Microsoft Office applications.
  • Special consideration for candidates with experience in FX and related derivatives.
What We Offer:

Sumitomo Mitsui Banking Corp. offers a competitive salary and benefits package, as well as opportunities for professional growth and development. Our hybrid workforce model allows employees to work from home and from our offices, providing a flexible and dynamic work environment.

We are an equal employment opportunity employer and welcome applications from diverse candidates. If you are a motivated and experienced professional looking to join a dynamic team, please submit your application.



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