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Vice President, Marketing Compliance

1 month ago

jersey city, United States $50B+ Alternative Asset Manager Full time

Top tier global alternative asset management firm with dedicated office in Jersey City, NJ seeks VP Marketing Compliance to be an integral member of the Marketing Review team.


Responsibilities include:

-Reviewing RFPs, DDQs, sales materials for distribution

-Reviewing corporate and social media content prior to publishing

-Liasing with domestic and international sales teams to ensure compliance with materials

-Ongoing training to sales teams relating to compliance policies and regulatory requirements


Qualifications:

-7+ years experience in marketing review compliance for investment advisor

-FINRA Series 7 and 24 required