Vice President, Marketing Compliance

Job Title: Vice President, FXSumitomo Mitsui Banking Corp. is seeking a highly skilled and experienced Vice President, FX to join our team. As a key member of our Compliance Department, you will be responsible for monitoring and reporting on compliance risks and issues related to FX and fixed income activities.Key Responsibilities:Review and follow up on...

VP, Compliance - Marketing (New York, NY): Our client, a prominent asset manager with more than $40B in AUM, is looking to hire an exceptional Vice President of Compliance with a focus on marketing material review. This leadership position involves overseeing investor and third-party communications while providing guidance on compliance issues related to...

Top tier global alternative asset management firm with dedicated office in Jersey City, NJ seeks VP Marketing Compliance to be an integral member of the Marketing Review team.Responsibilities include:-Reviewing RFPs, DDQs, sales materials for distribution -Reviewing corporate and social media content prior to publishing-Liasing with domestic and...

Top tier global alternative asset management firm with dedicated office in Jersey City, NJ seeks VP Marketing Compliance to be an integral member of the Marketing Review team.Responsibilities include:-Reviewing RFPs, DDQs, sales materials for distribution -Reviewing corporate and social media content prior to publishing-Liasing with domestic and...

Sumitomo Mitsui Banking Corp is a premier global financial institution with a rich history spanning over 400 years. Headquartered in Tokyo, the organization provides a comprehensive suite of financial services, including banking, leasing, securities, credit cards, and consumer finance. With a presence in nearly 40 countries and a workforce exceeding 80,000...

We are seeking a seasoned Vice President of Marketing to lead all marketing initiatives within the organization and craft a comprehensive marketing strategy and vision. You will manage a dynamic team of marketing professionals and steer our marketing endeavors towards exceptional outcomes. An outstanding VP of Marketing is not only passionate about their...

Job Title: Compliance Program Management Vice President - External Fraud Risk Assessment LeadSumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution with a rich history and diverse range of financial services. We are seeking a highly skilled Compliance Program Management Vice President to lead our External Fraud Risk Assessment...

Senior Vice President - Markets Compliance Advisory At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system, we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to...

The Vice President, Compliance Officer is responsible for acting in an advisory capacity to the Advanced Clearing and Prime Services (ACaPS) Division and Fixed Income, Commodities, Currencies and Stock Lending Division (FICCS) as well as the Operations Department. Activities in these departments include correspondent clearing services, prime brokerage...

Job Description:As a Vice President of IT Product Management, you will be responsible for designing, developing, and maintaining dynamic software products that support a risk and compliance platform. You will drive and manage application development technology teams to execute on specific software product features using technical project management tools,...

Vice President of Fixed Income ValuationAshton Lane Group, Inc. is seeking a Vice President of Fixed Income Valuation to oversee the valuation and pricing of Fixed Income products. This role will focus on credit, rates, and LATAM markets, ensuring accurate and reliable valuations.Key Responsibilities:Execute Independent Price Verification (IPV) for Fixed...

Vice President of Fixed Income ValuationAshton Lane Group, Inc. is seeking a Vice President of Fixed Income Valuation to oversee the valuation and pricing of Fixed Income products, particularly in the areas of credit, rates, and Latin American markets.Key Responsibilities:Execute Independent Price Verification (IPV) for Fixed Income securitiesLead...

Job Title: Tax Audit Controversy Vice PresidentWe are seeking a highly skilled Tax Audit Controversy Vice President to join our Corporate Tax Department at JPMorgan Chase. As a key member of our State and Local Tax team, you will play a critical role in handling state and local corporate income tax audits, interacting with state tax auditors, and...

Job Title: Capital Markets Vice PresidentEquiniti is a leading international provider of shareholder, pension, remediation, and credit technology. With over 6000 employees, it supports 37 million people in 120 countries.EQ US is a leading provider of ownership data management, analytics and advisory services to public and private companies as well as...

Job Title: Compliance Program Management Vice President - External Fraud Risk Assessment LeadSumitomo Mitsui Financial Group, Inc. is a leading global financial institution with a rich history and diverse range of financial services. We are seeking a highly skilled Compliance Program Management Vice President to lead our External Fraud Risk Assessment...

Join our team today as a Tax Audit Controversy Vice President. This role provides an excellent opportunity to apply your state and local tax experience and develop your skills in a dynamic and supportive environment.  As a Tax Audit Controversy Vice President within JPMorgan Chase’s Corporate Tax Department, you will be a key player in our State and Local...

Join our team today as a Tax Audit Controversy Vice President. This role provides an excellent opportunity to apply your state and local tax experience and develop your skills in a dynamic and supportive environment. As a Tax Audit Controversy Vice President within JPMorgan Chase’s Corporate Tax Department, you will be a key player in our State and Local...

JOB DESCRIPTION Join our team today as a Tax Audit Controversy Vice President. This role provides an excellent opportunity to apply your state and local tax experience and develop your skills in a dynamic and supportive environment. As a Tax Audit Controversy Vice President within JPMorgan Chase’s Corporate Tax Department, you will be a key player in our...

Top-Tier Bank in Midtown, Manhattan is seeking a Vice President of Compliance to support their Front Office!Responsibilities:Support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risksMaintain business line and support function policies and procedures addressing compliance requirements, including...

Employment Type:Full-TimeJob Title: Executive Vice President of Operations at Trinity HealthThe Executive Vice President of Operations at Trinity Health is tasked with steering and accomplishing the organization's operational objectives, performance metrics, and strategic initiatives. Working in close collaboration with the Central Iowa Division Market Chief...