Current jobs related to Senior Compliance Analyst - Minneapolis - Piper Sandler Companies

  • Senior Tax and Compliance Analyst

    2 months ago

    Minneapolis, United States Creative Financial Staffing Full time

    Senior Tax and Compliance Analyst I am partnering with a growing multi entity firm in the Greater Twin Cities that is looking for a Senior Tax and Compliance Analyst for their corporate team. They are an incredibly collaborative accounting team, and this is a global organization, so it is the opportunity to apply your Tax and Compliance expertise both in...

  • Senior Tax and Compliance Analyst

    5 days ago

    Minneapolis, United States Creative Financial Staffing Full time

    Senior Tax and Compliance AnalystI am partnering with a growing multi entity firm in the Greater Twin Cities that is looking for a Senior Tax and Compliance Analyst for their corporate team. They are an incredibly collaborative accounting team, and this is a global organization, so it is the opportunity to apply your Tax and Compliance expertise both in the...

  • Senior Compliance Analyst, Licensing

    4 weeks ago

    Minneapolis, Minnesota, United States Adtalem Global Education Full time

    Company OverviewAbout Adtalem Global EducationAdtalem Global Education stands as a prominent entity in the realm of post-secondary education, recognized for its pivotal role in supplying skilled professionals to the healthcare sector. Our mission is to equip and inspire students with the essential knowledge and skills to emerge as influential leaders within...

  • Senior Compliance Analyst, Licensing

    4 weeks ago

    Minneapolis, Minnesota, United States Adtalem Global Education Full time

    Company OverviewAbout Adtalem Global EducationAdtalem Global Education stands as a prominent entity in the realm of post-secondary education, recognized for its pivotal role in supplying skilled professionals to the healthcare sector. Our mission is to educate and empower individuals, equipping them with the essential knowledge and skills to emerge as...

  • Senior Compliance Analyst, Licensing

    4 weeks ago

    Minneapolis, Minnesota, United States Adtalem Global Education Full time

    Company OverviewAbout Adtalem Global EducationAdtalem Global Education stands as a prominent entity in the realm of post-secondary education, recognized for its role as a leading provider of professional talent within the healthcare sector. Adtalem is dedicated to educating and empowering students, equipping them with the essential knowledge and skills to...

  • Lead Tax Compliance Analyst

    4 weeks ago

    Minneapolis, Minnesota, United States Creative Financial Staffing Full time

    Senior Tax AnalystCompany Overview: Creative Financial Staffing is a forward-thinking organization recognized for its innovative practices and dedication to high standards. We are in search of a skilled and knowledgeable Senior Tax Analyst to enhance our vibrant team. This organization promotes a supportive and collaborative workplace, offering outstanding...

  • Senior Compliance Analyst, Licensing

    4 weeks ago

    Minneapolis, Minnesota, United States Adtalem Global Education Full time

    Company OverviewAbout Adtalem Global EducationAdtalem Global Education stands as a prominent entity in the realm of post-secondary education, recognized for its pivotal role in supplying professional talent to the healthcare sector. Our mission is to educate and empower students, equipping them with the essential knowledge and skills to emerge as leaders...

  • Senior Compliance Analyst, Licensing

    4 weeks ago

    Minneapolis, Minnesota, United States Adtalem Global Education Full time

    Company OverviewAbout Adtalem Global EducationAdtalem Global Education stands as a prominent figure in the realm of post-secondary education, recognized for its role as a key provider of professional talent within the healthcare sector. Our mission is to educate and empower students, equipping them with the essential knowledge and skills to emerge as leaders...

  • Senior Tax and Compliance Specialist

    4 days ago

    Minneapolis, Minnesota, United States Creative Financial Staffing Full time

    Senior Tax and Compliance Analyst OpportunityCreative Financial Staffing is partnering with a growing multi-entity firm in the Greater Twin Cities to find a Senior Tax and Compliance Analyst for their corporate team. This is a unique opportunity to apply your Tax and Compliance expertise both in the US and internationally.Key Responsibilities:Timely and...

  • Senior Tax Analyst

    4 days ago

    Minneapolis, Minnesota, United States Creative Financial Staffing Full time

    Senior Tax AnalystAt Creative Financial Staffing, we are seeking a highly skilled Senior Tax Analyst to join our team. As a Senior Tax Analyst, you will play a critical role in supporting both income tax and sales tax functions within the organization.Key Responsibilities:Prepare and review income tax provisions and related compliance documentation to ensure...

  • Senior Tax Analyst

    2 weeks ago

    Minneapolis, Minnesota, United States Creative Financial Staffing Full time

    {"Job Title": "Senior Tax Analyst", "Company Overview": "At Creative Financial Staffing, we are seeking a highly skilled Senior Tax Analyst to join our team. Our client is a dynamic and growing company known for its innovative approach and commitment to excellence. We strive to provide a positive and collaborative work environment, excellent benefits, and...

  • Senior IRB Analyst

    1 month ago

    Minneapolis, United States Hennepin Healthcare Research Institute Full time

    The Hennepin Healthcare Research Institute (HHRI) is inviting applicants to apply tor our full-time opening for an experienced Institutional Review Board (IRB) Analyst to complete the multi-disciplinary team that supports the research being conducted at Hennepin Healthcare. Please submit a cover letter along with your resume describing your...

  • Senior IRB Analyst

    4 weeks ago

    Minneapolis, United States HHRI Full time $60,000 - $85,000

    Job DescriptionJob DescriptionThe Hennepin Healthcare Research Institute (HHRI) is inviting applicants to apply tor our full-time opening for an experienced Institutional Review Board (IRB) Analyst to complete the multi-disciplinary team that supports the research being conducted at Hennepin Healthcare. Please submit a cover letter along with your resume...

  • Senior Tax Analyst

    4 months ago

    Minneapolis, United States Creative Financial Staffing Full time

    Senior Tax Analyst Company Overview: Our client is a dynamic and growing company known for its innovative approach and commitment to excellence. We are seeking a talented and experienced Senior Tax Analyst to join their thriving team. This company offers a positive and collaborative work environment, excellent benefits, and ample opportunities for...

  • Investor Relations

    4 weeks ago

    Minneapolis, United States Investor Relations & ESG Analyst Full time

    Donaldson is committed to solving the world's most complex filtration challenges. Together, we make cool things. As an established technology and innovation leader, we are continuously evolving to meet the filtration needs of our changing world. Join a culture of collaboration and innovation that matters and a chance to learn, effect change, and make...

  • Compliance Analyst

    4 weeks ago

    Minneapolis, Minnesota, United States BCforward Full time

    Position Title: Compliance AnalystLocation: RemoteJob Type: Full-time, OnsitePay Range: Competitive based on experienceRole Overview:As a Compliance Analyst, you will play a crucial role in ensuring adherence to Anti-Money Laundering (AML) and Bank Secrecy Act (BSA) regulations. Your primary responsibility will be to identify and investigate potentially...

  • Senior Business Analyst

    2 weeks ago

    Minneapolis, Minnesota, United States Best Buy Co. , Inc. Full time

    Senior Analyst - TaxThe Senior Analyst-Tax position is a key role within Best Buy Co., Inc.'s world-class Tax team, supporting a growing multinational company that aims to enrich consumers' lives through technology. We are seeking a talented professional who is passionate about tax analysis, business operations, and accounting.Key Responsibilities:Conduct...

  • Lead Tax Compliance Analyst

    4 weeks ago

    Minneapolis, Minnesota, United States Allianz Popular SL. Full time

    Company Overview:Allianz Popular SL is a prominent entity within the Allianz Group, a leading global financial services organization specializing in insurance and asset management. With a vast clientele of over 86 million across more than 70 nations, we pride ourselves on our expertise, robust financial foundation, and extensive international reach.Position...

  • Senior Tax Analyst

    1 minute ago

    Minneapolis, Minnesota, United States Best Buy Full time

    Senior Tax Analyst Job DescriptionWe are seeking a highly skilled Senior Tax Analyst to join our world-class Tax team at Best Buy. As a key member of our team, you will play a critical role in supporting our growing multinational company's tax needs.Key Responsibilities:Prepare federal and state income tax filings, including consolidated federal returns,...

  • Senior Business Analyst III

    1 week ago

    Minneapolis, Minnesota, United States Western National Insurance Group Umialik Insurance Company Full time

    Job Title: Senior Business Analyst IIIWe are seeking a highly skilled Senior Business Analyst III to join our team at Western National Insurance Group. As a Senior Business Analyst III, you will play a critical role in analyzing and improving business processes, identifying opportunities for growth and efficiency, and collaborating with cross-functional...

Senior Compliance Analyst

4 months ago

Minneapolis, United States Piper Sandler Companies Full time

At Piper Sandler, we connect capital with opportunity to build a better future.

We believe diverse teams with unique backgrounds, skills and experiences yield more innovative solutions. Our mission is to recruit, develop, retain and engage a diverse, high-performing team. Our business enables bright, committed people working in partnership within an environment that allows each person to achieve at a high level. We commit to encouraging and valuing inclusivity because every partner brings unique perspectives that help us better serve our clients.

We are currently seeking a Senior Compliance Analyst in Minneapolis, MN.

This role is responsible for assisting in the direction and execution of Piper Sandler's compliance efforts surrounding our Fixed Income and Public Finance lines of business. This position will report to the Compliance Director for Fixed Income and Public Finance and is primarily responsible for performing various compliance and oversight functions designed to ensure compliance with rules, regulations, and internal policies. The Compliance Department is an integral part of the Firm's overall risk management schema, specifically charged with carrying out regulatory obligations to establish, maintain, review, test and modify the Firm's system of supervision and control.

Responsibilities:

* Assist with the direction and execution of the Fixed Income and Public Finance compliance program, including compliance oversight for municipal securities investment banking and underwriting, municipal advisory, and fixed income trading and sales activities
* Perform Fixed Income and Public Finance recurring and ad hoc compliance reviews to identify possible violations of industry rules and regulations and internal policies and procedures.
* Assist in the planning, coordination and execution of the Firms' branch office inspection program. Schedule and conduct branch office compliance inspections to assess compliance with applicable securities industry regulations and internal policies and procedures.
* Prepare written reports to management documenting compliance reviews and branch office inspection results, including all areas of potential non-compliance along with potential solutions for corrective actions.
* Assist in responding to any regulatory inquiries, examinations or investigations relating to Fixed Income or Public Finance
* Participate in assessing the impact and requirements of new or amended security industry rules and regulations and assist in the implementation of policy or procedure changes that may be required
* Assist in reviewing and updating written supervisory policies and procedures and participate in the development of compliance training materials
* Participate in the review and approval process for advertising and sales literature materials
* Other duties as needed



Basic Qualifications:

* Bachelors' degree required - Business, Finance or related field preferred
* 2-5 years of relevant experience
* Strong computer skills. Proficient with Microsoft Office Suite required.
* Ability and willingness to travel up to 10% per year
* FINRA Licenses: SIE and Series 7 (or ability to obtain within 12 months)

Preferred Skills / Experience:

* Deep experience with Excel and Tableau is a plus.
* Strong written and oral communication and interpersonal skills.
* Ability to interact and collaborate effectively across departments in a professional manner in a variety of situations.
* Attention to detail and ability to handle multiple priorities simultaneously while maintaining a positive and productive attitude
* Ability to handle confidential and sensitive information and the ability to handle matters with discretion when required
* FINRA Licenses: Municipal Securities Representative Exam (Series 52), Uniform Combined Securities State Law Exam (Series 66 or 63 or 65), General Securities Principal (Series 24) and Municipal Securities Principal Exam (Series 53) or willingness to pursue

As a leading investment bank, we enable growth and success for our clients through deep sector expertise, candid advice and a differentiated, highly productive culture.

Our human capital, technology, marketing and other corporate support teams work with our business partners to maximize each employee. We understand the dynamic nature of the industry and work alongside our company strategies. Learn more about our firm here.

Piper Sandler values a strong culture dedicated to the emotional and physical well-being of our employees. Learn more about our commitment to our employee's health and well-being. Learn more about our benefits program and how we are here for our employees and their families today, tomorrow and beyond.

All qualified applicants will receive consideration for employment without regard to race, color, creed, religion, sex, sexual orientation, gender identity, national origin, disability, age, marital status, status as a protected veteran or status with regard to public assistance.

* LI-BSL1