Vice President/BSA Compliance Officer

4 months ago

Denver, United States Core Talent Full time
Job DescriptionJob Description

Vice President/BSA Compliance Officer

SUMMARY:

The Bank Secrecy Act Officer is responsible for developing, implementing, administering, and maintaining all aspects of the Bank Secrecy Act/Anti-Money Laundering Compliance Program which will be designed to ensure a high level of compliance with the BSA/AML related laws and regulations, internal policies and procedures and regulatory expectations. The position of Bank Secrecy Act Officer is required to be fully knowledgeable and skilled in all areas of BSA/AML Compliance and be able to independently recognize, develop, and implement cost effective compliance related solutions for the BSA/AML program.

ESSENTIAL DUTIES AND RESPONSIBILITIES:

Develop, coordinate, and oversee an effective Bank Secrecy Act/Anti-Money Laundering/OFAC Compliance Program that is in line with current industry best practices, regulatory guidance and requirements and is appropriate for the size, complexity, and risk profile of the institution.

Enhance, develop, implement and administer the BSA/AML/OFAC/USA Patriot Act monitoring systems to ensure that appropriate parameters are in place to identify suspicious and/or fraudulent activity.

Establish and maintain an effective CDD/EDD risk rating and monitoring program to include initial and ongoing assessments, and review and analysis of unusual/suspicious account activity.

Coordinate, oversee and maintain appropriate SAR investigation, review and reporting processes that promote consistent decisions; adequate investigation and research; and complete and detailed documentation.

Conduct BSA/AML/OFAC risk assessments annually or as needed with consideration to products, services, customers, and geographies that may present BSA/AML/OFAC related risks.

Responsible for ensuring all required regulatory reporting is conducted in a timely, accurate, and compliant manner, including the filing of Currency Transaction Reports (CTRs) and Suspicious Activity Reports (SARs) to Fin CEN, as well as, FinCEN 314(a) and 314(b) procedures and reporting.

Act as liaison/contact for regulatory examinations and internal and external independent reviews or audits of the BSA/AML/OFAC compliance programs. Participate in response to exam and audit concerns and oversee corrective action of all related compliance deficiencies or violations.

Develop updates and revisions to BSA/AML/OFAC policies and procedures and preparation of monthly BSA reports for the Board of Directors.

Administer BSA/AML/OFAC related training programs to Directors, Management, and Employees and provide BSA guidance and coaching to employees.

Stay abreast of and analyze developing industry and compliance trends, scams or schemes, and changes to laws and regulations pertaining to BSA/AML/OFAC/USA Patriot Act.

Advise Management and Board of Directors of emerging risks, new or amended laws, regulations, or agency guidance and recommend and implement changes and controls to mitigate those risks.

Respond to BSA related questions, issues and concerns from all department managers, bank officers, and employees.

Organizes the work and activities of the BSA Department in order to achieve established goals; monitors the efficiency and performance of the department versus established standards.

QUALIFICATIONS:

Extensive knowledge of Bank Secrecy Act/Anti Money Laundering/U.S. Patriot Act, OFAC Regulations. General knowledge and understanding of bank deposit operations, lending activities, cash intensive and high-risk business banking, and other related consumer banking and compliance functions. Strong interpersonal, communication (written and verbal), and organizational skills with the ability to work independently, as well as, collaboratively within a team environment. Ability to interact effectively with all levels of management, legal counsel, law enforcement, regulators and examiners while maintaining strict confidentiality. Strong decision making, analytical and investigative abilities with attention to detail and accuracy. Proficient in Microsoft Office Suite (Word, Excel). Experience and training in BSA/AML monitoring software.

EDUCATION AND/OR EXPERIENCE:

Bachelor’s degree or equivalent experience, Juris Doctor or Master’s degree preferred. Previous regulatory or financial crime experience preferred. BSA/AML Certifications required. Minimum of eight (8) years of prior financial institution BSA/AML compliance experience in developing and implementing BSA/AML/CIP/OFAC policies, programs, and procedures.

  • Vice President of Audit and Compliance

    7 days ago

    Denver, Colorado, United States Sage Hospitality Full time

    About the RoleSage Hospitality Group is seeking a highly skilled Vice President of Audit, Compliance and Risk to join our team in Denver, Colorado. As a key member of our organization, you will play a critical role in ensuring the company's risk management, audit, and compliance functions are aligned with our business objectives.Key ResponsibilitiesDevelop...

  • Vice President of Financial Strategy

    4 weeks ago

    Denver, Colorado, United States BOYS AND GIRLS CLUBS OF METRO DENVER, Inc. Full time

    As a pivotal member of the executive leadership team, the Vice President of Financial Strategy is accountable for the comprehensive financial oversight of Boys & Girls Clubs of Metro Denver (BGCMD). This role is essential in crafting a sustainable financial framework that aligns with the organization's mission and strategic objectives. The Vice President...

  • Vice President of Technology

    4 weeks ago

    Denver, Colorado, United States CarePool Full time

    Join CarePool as the Vice President of Technology for our software engineering division as we expand. This position is vital for our tech-driven organization. We provide competitive remuneration along with significant equity options that are negotiable.As a specialized competitor in the healthcare delivery sector, we directly challenge larger tech firms. We...

  • Regional Vice President of Operations

    7 days ago

    Denver, Colorado, United States CCG Business Solutions, LLC Full time

    Regional Vice President Overview At CCG Business Solutions, LLC, we are seeking a highly skilled Regional Vice President to oversee all sales and operational functions for the NorCal area. This is a key leadership role that requires strategic planning, large-scale operations management, and maintaining key industry relationships. Responsibilities: * Lead...

  • Senior Vice President of Property Management

    4 weeks ago

    Denver, Colorado, United States Monroe Group Ltd. Full time

    Position Overview:The Senior Vice President of Property Management is tasked with executing strategic property management initiatives aligned with the organization's objectives. This role encompasses the oversight of daily operations across all properties within the affordable housing sector, ensuring that all team members receive the necessary support and...

  • Vice President of Cost Management

    4 weeks ago

    Denver, Colorado, United States Prime Data Centers Full time

    Job OverviewPosition Summary: The Vice President of Quantity Surveying is accountable for overseeing the quantity surveying operations within our organization and managing contract execution with general contractors. This role involves ensuring the financial integrity of construction projects, from preliminary cost assessments to final project completion,...

  • Vice President of Operations

    4 weeks ago

    Denver, Colorado, United States SymphonicHCM Full time

    SymphonicHCM is seeking a Vice President of Operations to lead our organization in a full-time, impactful leadership role.Purpose of the RoleThe Vice President of Operations will oversee the daily functions of our organization. This position is crucial for the operational and financial success of our various programs, with a primary focus on our dedicated...

  • Senior Vice President of Fundraising Operations

    4 weeks ago

    Denver, Colorado, United States ACE Scholarships Full time

    Position: Senior Vice President of Fundraising OperationsAbout ACE ScholarshipsACE Scholarships is a recognized 501(c)(3) non-profit organization dedicated to ensuring that children from low-income families have equitable access to high-quality K-12 private education through partial scholarship assistance. Since its inception in 2000, ACE has successfully...

  • Executive Vice President of Operations

    3 weeks ago

    Denver, Colorado, United States DaVita Full time

    About the RoleWe are seeking an experienced Executive Vice President of Operations to lead our Kidney Care Operations team. As a key member of our leadership team, you will be responsible for the overall management and direction of our operations, ensuring the delivery of high-quality patient care and exceptional business results.Key...

  • Senior Vice President of Financial Operations

    4 weeks ago

    Denver, Colorado, United States The Vertex Companies Full time

    Senior Vice President of Financial Operations at The Vertex CompaniesIn this pivotal role, the Senior Vice President of Financial Operations will oversee the financial management of various projects, working in close partnership with project leaders and team members to maintain high standards of project execution. With extensive experience in the field, this...

  • VP of Operations/Regional Vice President

    1 month ago

    Denver, United States Madrich Talent Solutions Full time $200,000 - $250,000

    Job DescriptionJob DescriptionVP of Operations/Regional Vice PresidentSUMMARY:The VP of Operations/Regional Vice President's role is responsible for the successful execution of all sales and operational functions pertaining to their designated region. This role oversees and leads a variety of teams that are accountable for maintaining safety,...

  • Executive Vice President of Operations

    2 weeks ago

    Denver, Colorado, United States DaVita Full time

    About the RoleDaVita is seeking an experienced Executive Vice President of Operations to lead our Kidney Care Operations division. As a key member of our field leadership team, you will be responsible for strategic and tactical leadership, counsel, and direction to the field management to ensure safe, efficient, therapeutic, and ethical patient care.Key...

  • Vice President of Investment Strategies

    4 weeks ago

    Denver, Colorado, United States Soul Equity Solutions Full time

    Private Equity Vice PresidentAbout Soul Equity SolutionsSoul Equity Solutions is a specialized Executive Search firm focused exclusively on assisting Middle Market Private Equity Firms and their Portfolio Companies in identifying top-tier talent.Our firm is dedicated to collaborating with Middle Market Private Equity firms to enhance their internal teams and...

  • Vice President of Operations

    4 weeks ago

    Denver, Colorado, United States RES Full time

    Company Overview:At RES, we prioritize creating an inclusive environment where every employee feels valued and empowered to contribute their unique perspectives.Position Summary:The Vice President of Operations is tasked with steering strategic initiatives and decisions that align with the organization’s most critical projects. Reporting directly to the...

  • Regional Vice President, Education Partnerships

    4 weeks ago

    Denver, Colorado, United States The College Board Full time

    Regional Vice President, Education Partnerships at The College BoardThe College Board is seeking a Regional Vice President for Education Partnerships in the Midwest. This is a full-time position that allows for remote work, although candidates must be located within the Midwest region, with a focus on those residing in key states.About the TeamThe Midwest...

  • Senior Vice President of Sales

    3 weeks ago

    Denver, Colorado, United States Dynata Full time

    Senior Vice President of Sales at DynataThe Senior Vice President of Sales at Dynata is instrumental in spearheading business expansion and ensuring client satisfaction. By strategically managing key accounts and fostering robust relationships with clients, this role is pivotal for sustained success and profitability.KEY RESPONSIBILITIES:Oversee the...

  • Vice President of Operations

    4 weeks ago

    Denver, Colorado, United States HepQuant Full time

    About the CompanyHepQuant is an innovative clinical laboratory start-up based in Denver, specializing in non-invasive, quantitative assessments of liver health. Our flagship product, the HepQuant DuO Test, is designed to assist healthcare professionals in effectively managing patients with liver conditions by providing critical insights into liver cell...

  • Vice President of Compliance

    4 months ago

    Denver, United States Madison Management Full time

    Job DescriptionJob DescriptionDynamic, full-time, VP of Compliance position available at an exceptional Affordable Property Management Company, headquartered in Atlanta, GA. We are not just looking for a VP, but a positive, hard-working, intelligent, professional, and highly motivated team player with excellent leadership skills and attention to detail. We...

  • Vice President of Development, Colorado

    1 week ago

    Denver, Colorado, United States ACE Scholarships Full time

    {"Job Title": "Vice President of Development, Colorado", "Job Summary": "ACE Scholarships seeks a highly qualified individual to serve as its Vice President of Development in Colorado. This role will oversee the operations and fundraising activities in the state, working closely with the ACE National office and the Chief Development Officer. The successful...

  • Regional Vice President of Sales

    3 weeks ago

    Denver, Colorado, United States Renaissance Services Full time

    Job DescriptionJob Title: Regional Vice President of SalesJob Summary:Renaissance Services is seeking a highly skilled and experienced Regional Vice President of Sales to lead our sales team in the West region. As a key member of our leadership team, you will be responsible for driving sales growth, developing and executing sales strategies, and building a...