Compliance Officer

1 month ago

Wichita, United States Emprise Bank Full time
Job DescriptionJob Description

At Emprise Bank, everything we do is focused on empowering the neighborhoods, businesses, and people in our communities to thrive. We proudly work to provide extraordinary customer service and products to help our customers achieve their goals.

We are currently seeking a Compliance Officer - Banking as a Service (BaaS) to join our team. This role will be responsible for providing compliance oversight for the Bank's Banking as a Service division.

This position is eligible for a Hybrid schedule in Wichita, KS and surrounding areas. Remote in South Dakota, Utah, Oklahoma, Missouri, and Nebraska.

A successful candidate will have:

  • Strong attention to detail and time management skills
  • Confident and articulate communication skills
  • Initiative and strong work ethic
  • Possess the ability to think holistically while also being able to dive into the details to tackle problems and opportunities
  • Effectively build and maintain relationships with Emprise associates, customers, vendors, and other financial institutions
  • An understanding of and commitment to our values
  • Attitude and aptitude to engage in continuous development

Essential functions of the role:

Non-traditional bank compliance strategies
  • Work closely with the Compliance Manager – Banking as a Service, internal stakeholders and external fintech partners to provide compliance support during partner onboarding, due diligence, and ongoing monitoring
  • Identify Compliance requirements for non-traditional products and services
  • Assist with developing internal processes and documentation to provide compliance frameworks and controls for new and existing products, services, and features
  • Partner with team to advise of new products, features, services, and activities to ensure compliance with applicable rules and regulations

Compliance Oversight:
  • Regularly interact with FinTech Partners by providing guidance, corrective action, and ensuring the Partner is performing its compliance responsibilities
  • Perform risk assessments, monitoring, testing, issue management, complaint management, training, marketing reviews, facilitate audits and examinations, and other elements within the Bank’s CMS.
  • Analyze compliance reporting to ensure adequacy of reporting, and to identify trends and further action to be taken based on findings
  • Maintain relevant and current knowledge of applicable law, regulation, guidance, and current events that impact the BaaS line of business
  • Perform site visits as needed
  • Perform special projects as assigned

Legal Requests:
  • Conduct statistical and documentary research and analyze research data, such as statutes, decisions, legal articles, codes, and documents. Report results to Compliance Manager – Banking as a Service
  • Other duties as assigned within the scope and responsibility of the job

Requirements

  • College, or level of education together with financial regulatory compliance experience that enables applicant to meet the job requirements
  • 5 years of banking compliance experience required
  • 2 years of FinTech experience required
  • Proficiency with large server-based applications and typical desktop software

Benefits

In addition to a competitive salary and benefits, Emprise offers professional growth, a rewarding and challenging environment, opportunities to be involved in our communities, and a culture of integrity, passion, and success. We also offer shift differential pay for bilingual candidates

At Emprise Bank, empowering people to thrive means having an all-inclusive culture that honors our commitment to all dimensions of diversity in our workforce and embraces inclusion of all people. People of color, women, LGBTQIA+, veterans, and persons with disabilities are encouraged to apply.

To learn more, please visit our website at www.emprisebank.com.

Emprise Bank is an EEO/AA/ADA/Veteran Employer/Member FDIC/Drug Free Workplace.

Emprise Bank participates in E-Verify and will provide your Form-I 9 to the federal government to confirm authorization to work in the United States.

  • Compliance Officer- Corporate Office

    1 day ago

    Wichita, United States Weigand Omega Management Full time

    Come join the Weigand-Omega Team for this exciting opportunity. We are looking to add a Compliance Officer in our Wichita, Kansas office to assist the Director of Compliance in the coordination, general administration, and monitoring of the Section 42 compliance work for apartment properties involved in the LIHTC Program Section 42 of the IRS code and/or HUD...

  • Tax Compliance Officer

    5 days ago

    Wichita, Kansas, United States Jobot Full time

    Compensation - Competitive Salary - Tax ExpertiseThis opportunity is hosted by Jobot.About Us:We are a leading hotel management firm known for our strong family-oriented culture and a workforce of nearly 1000 employees nationwide.Why Consider This Role?401k PlanComprehensive Medical CoverageDental InsuranceVision BenefitsPosition OverviewWe are on the...

  • BSA Compliance Officer

    31 minutes ago

    Wichita Falls, Texas, United States Noor Staffing Group Full time

    Job SummaryNoor Staffing Group is seeking a highly skilled BSA Officer to join our team. As a key member of our compliance department, you will be responsible for ensuring our organization's adherence to federal laws and regulations regarding anti-money laundering (AML) and the Bank Secrecy Act (BSA).Key ResponsibilitiesBSA/AML Compliance: Monitor and...

  • Fair Lending Compliance Officer

    7 days ago

    Wichita, United States Larson Maddox Full time

    A $5 billion bank is growing it's compliance team and is looking for you to be it's next Fair Lending Compliance Associate! There has never been a more exciting time to join the team as they are looking for someone who is eager to grow and take on more responsibility. If the below is in line with your background, apply into this Fair Lending Compliance...

  • Fair Lending Compliance Officer

    9 hours ago

    Wichita Falls, Texas, United States Larson Maddox Full time

    Job DescriptionLarson Maddox is seeking a highly skilled Fair Lending Compliance Associate to join its growing compliance team. As a key member of the team, you will be responsible for ensuring the bank's fair lending practices are in compliance with regulatory requirements.Key Responsibilities:Oversee Fair Lending Policy and Program: Serve as the primary...

  • EHS Compliance Specialist

    7 days ago

    Wichita, United States iSi Environmental Full time

    Job DescriptionJob DescriptionPosition Summary: Provides customer service and technical support for a variety of environmental, health, and safety compliance projects. Position Responsibilities: Provide technical support on environmental, health, and safety compliance projects including sampling, permitting, auditing, reporting, plan development,...

  • EHS Compliance Specialist

    3 months ago

    Wichita, United States iSi Environmental Full time

    Job DescriptionJob DescriptionPosition Summary: Provides customer service and technical support for a variety of environmental, health, and safety compliance projects. Position Responsibilities: Provide technical support on environmental, health, and safety compliance projects including sampling, permitting, auditing, reporting, plan development,...

  • Trade Compliance Specialist

    7 hours ago

    Wichita, Kansas, United States Viavi Solutions Full time

    Job SummaryVIAVI Solutions is seeking a highly skilled Trade Compliance Specialist to join our Global Trade Compliance Team. As a key member of our team, you will be responsible for ensuring global trade compliance, with a focus on supporting compliance in terms of exports from and imports to the United States.Key ResponsibilitiesAssist in the maintenance...

  • Global Trade Compliance Advisor

    2 weeks ago

    Wichita, Kansas, United States Viavi Full time

    Position Overview:We are seeking a dedicated Global Trade Compliance Advisor to join our esteemed Global Trade Compliance Team. This role is pivotal in ensuring adherence to international trade regulations, particularly focusing on export and import compliance within the United States.Key Responsibilities:Collaborate with the Global Trade Compliance Team to...

  • Trade Compliance Specialist

    3 months ago

    Wichita, United States Viavi Solutions Full time

    Summary: Duties & Responsibilities: The position We are currently looking for a Trade Compliance Specialist for the Global Trade Compliance Team. Our new team member will support the Trade Compliance Team in ensuring global trade compliance, with a focus on supporting compliance in terms of exports from and imports to the United States. You will be based...

  • BSA Officer

    3 weeks ago

    Wichita, United States Noor Staffing Group Full time

    The Bank Secrecy Act (BSA) Officer is responsible for ensuring the organization is compliant with all federal laws and regulations regarding anti-money laundering (AML) and the Bank Secrecy Act (BSA). This position is the primary contact for all BSA/AML matters as well as for internal and external audits.Bank Secrecy Act (BSA) Officer Duties and...

  • BSA Officer

    3 weeks ago

    Wichita, United States Noor Staffing Group Full time

    Job DescriptionJob DescriptionThe Bank Secrecy Act (BSA) Officer is responsible for ensuring the organization is compliant with all federal laws and regulations regarding anti-money laundering (AML) and the Bank Secrecy Act (BSA). This position is the primary contact for all BSA/AML matters as well as for internal and external audits.Bank Secrecy Act (BSA)...

  • (Onsite) Real Estate Contract Compliance Specialist

    2 weeks ago

    Wichita, United States Pentagon Federal Credit Union Full time

    Berkshire Hathaway HomeServices PenFed Realty (PenFed Realty), a wholly owned subsidiary of PenFed Credit Union (PenFed), is hiring a Real Estate Contract Compliance Specialist to work onsite at our East Wichita, Kansas office. The primary purpose of Compliance Specialist, Contract, Estate, Real Estate, Compliance, Specialist, Banking, Business Services

  • Matter & Time Compliance Specialist

    4 weeks ago

    Wichita, United States Milbank LLP Full time

    Matter & Time Compliance Specialist Job Locations US-Kansas Job ID 2024-1447 Category Accounting/Finance/Billing Type Full-Time Responsibilities Client/Matter Intake ComplianceQuality control of new client/matter intake to include: review of incoming matters; triage with finance team to ensure quality and consistency.Review and approve...

  • Fair Lending Officer

    4 weeks ago

    Wichita, United States Larson Maddox Full time

    A growing bank is looking to add a Fair Lending Officer to their team! While reporting to the CCO, this role is responsible for developing, implementing, and administering all aspects of the Bank's Fair Lending including various lending product lines. This role sits 5 days in office in Wichita, KS. Responsibilities: Supervise the Bank's Fair Lending Policy...

  • Executive Assistant

    2 months ago

    Wichita, United States DONHAM COMPANY Full time

    Job DescriptionJob DescriptionWe are seeking an Executive Assistant / Office Manager to join our team! You will provide high-level administrative support for our company. As part of our team, you will also help maintain and administer accounts receivable records and files, process credit card payments, prepare daily financial reports, and facilitate...

  • Quality Assurance Compliance Specialist

    6 days ago

    Wichita, Kansas, United States Spirit AeroSystems Full time

    Job SummarySpirit AeroSystems is a leading manufacturer of aerostructures for commercial and defense customers. As a Quality Assurance Compliance Specialist, you will play a critical role in ensuring the highest quality standards are met in our manufacturing processes.Key Responsibilities:Represent Spirit as a customer quality representative (CQS) and...

  • Defense SCM Compliance Analyst 3

    2 weeks ago

    Wichita, United States Spirit AeroSystems, Inc. Full time

    OverviewSpirit AeroSystems is one of the world’s largest manufacturers of aerostructures for commercial airplanes, defense platforms, and business/regional jets. With expertise in aluminum and advanced composite manufacturing solutions, the company’s core products include fuselages, integrated wings and wing components, pylons, and nacelles. Also, Spirit...

  • Tax Reporting Officer

    2 weeks ago

    Wichita, Kansas, United States Jobot Full time

    Compensation - Competitive Salary - Tax FocusedThis opportunity is hosted by Jobot.About Us:We are a leading hotel management firm known for our family-oriented culture and a workforce of nearly 1000 employees nationwide.Why Work With Us?401k PlanHealth InsuranceDental CoverageVision InsurancePosition OverviewWe are looking for a motivated and skilled...

  • Matter & Time Compliance Specialist

    3 weeks ago

    Wichita Falls, Texas, United States Milbank LLP Full time

    Matter & Time Compliance SpecialistJob LocationsUS-KansasJob ID CategoryAccounting/Finance/BillingTypeFull-TimeResponsibilitiesClient/Matter Intake ComplianceQuality control of new client/matter intake to include: review of incoming matters; triage with finance team to ensure quality and consistency.Review and approve new/amended case memos received through...