Compliance Officer

2 weeks ago


Bellevue, United States NW Recruiting Partners Full time
Job DescriptionJob Description

Compliance Officer

Bellevue, WA

Our client, a leading private real estate lender with a robust team and over $350 million in capital, is seeking a Compliance Officer to ensure adherence to all regulations in their mortgage and investment activities. The company specializes in lending to builders and developers and also operates a mortgage brokerage and development division. With one of the top-performing funds in the U.S. and $100 million in real estate acquisitions over the past four years, they are expanding both organically and through acquisitions.

Compliance Officer Responsibilities:

  • Implement and update a compliance program for mortgage activities and regulatory changes.
  • Develop, update, and enforce compliance policies and staff training.
  • Set up and oversee a program to review loan files and identify compliance issues.
  • Prepare and submit accurate regulatory reports, and maintain compliance records.
  • Create and deliver compliance training for staff.
  • Manage regulatory engagements and submissions, and advise on compliance queries.
  • Develop a risk management framework, address emerging risks, and update policies as needed.
  • Work with various teams to ensure integrated compliance across departments.
  • Resolve compliance-related customer complaints fairly.

Compliance Officer Qualifications:

  • Bachelor's degree in business, finance, or related field, or equivalent experience
  • At least 3 years in mortgage compliance, auditing, or a related field
  • In-depth knowledge of mortgage regulations, credit agreements, and compliance tools
  • Strong analytical, problem-solving, and organizational skills
  • Excellent communication skills
  • Proficiency in Microsoft Office (Word, Excel, PowerPoint)
  • Experience with regulatory reporting, audits, risk management, and SEC private equity fund compliance is preferred.

Company Benefits:

  • Medical, Dental, and Vision Insurance
  • Annual bonus
  • Employee stock options
  • 401k with a 3% match

Compensation: $80-105K + 10% bonus



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