Compliance Manager
2 months ago
Job Title: Compliance Manager
Job Type: Full-time
Job Description: As a Compliance Manager, you will be responsible for overseeing and ensuring adherence to regulatory requirements, internal policies, and industry standards within our organization. You will play a critical role in developing, implementing, and maintaining effective compliance programs to mitigate risks and promote ethical business practices. Your leadership and expertise will be instrumental in fostering a culture of compliance and integrity across all levels of the organization.
Roles and Responsibilities:
- Develop, implement, and enforce compliance policies and procedures in accordance with applicable laws, regulations, and industry standards.
- Conduct regular compliance assessments and audits to identify gaps, assess risks, and recommend corrective actions.
- Monitor changes in regulatory requirements and update policies and procedures accordingly to ensure ongoing compliance.
- Provide guidance and training to employees on compliance matters, ethical conduct, and best practices.
- Collaborate with internal stakeholders, including legal, finance, and operations teams, to address compliance issues and implement solutions.
- Manage relationships with regulatory agencies, external auditors, and third-party compliance consultants.
- Investigate compliance violations, incidents, or breaches, and develop corrective action plans as necessary.
- Prepare and present compliance reports and updates to senior management and the board of directors.
Skills Required:
- Bachelor's degree in Law, Business Administration, Finance, or a related field. Advanced degree (e.g., JD, MBA) and relevant certifications (e.g., CRCM, CCEP) are preferred.
- Proven experience in compliance management within a regulated industry, preferably in finance, banking, or a related field.
- Strong understanding of regulatory requirements, laws, and standards relevant to the organization (e.g., GDPR, SEC, FINRA, etc.).
- Excellent knowledge of compliance frameworks, risk assessment methodologies, and internal control systems.
- Analytical skills with the ability to interpret complex regulations and apply them to business operations.
- Effective communication and interpersonal skills, with the ability to influence and educate stakeholders at all levels.
- Leadership qualities with the ability to lead and motivate teams, drive initiatives, and manage projects effectively.
- Attention to detail and a commitment to accuracy in compliance monitoring, reporting, and documentation.
Compensation: The compensation package for this position includes a competitive salary commensurate with experience, performance-based bonuses, comprehensive benefits (healthcare, retirement, etc.), and opportunities for professional development and career advancement within our organization.
-
Compliance Manager
4 weeks ago
Los Angeles, United States Crystal Stairs Full timeJob DescriptionJob DescriptionCrystal Stairs, Inc. Improving the Lives of Families throughChild Care Services, Research, and Advocacy COMPLIANCE MANAGERLocation: Los Angeles (100% On-Site)What We're Looking For:We are seeking a Compliance Manager who is responsible for overseeing the Agency's internal audit work and the Quality Assurance Unit to...
-
Compliance Manager
4 weeks ago
Los Angeles, United States Crystal Stairs Full timeCrystal Stairs, Inc. Improving the Lives of Families throughChild Care Services, Research, and Advocacy COMPLIANCE MANAGERLocation: Los Angeles (100% On-Site)What We're Looking For:We are seeking a Compliance Manager who is responsible for overseeing the Agency's internal audit work and the Quality Assurance Unit to ensure alignment with the Agency's overall...
-
Project Safety Manager
3 months ago
Los Angeles, United States Compliance Systems Management Full timeJob DescriptionJob DescriptionJob Title: Project Safety Manager (CHST) for LA Metro Tunnel ProjectCompensation: $60-70/hr (negotiable)Duration: 1 year +ASAP start(Must be willing to work nights if needed)Overview:We are seeking an experienced and qualified Project Safety Manager (CHST) to oversee safety operations on a year-long tunnel construction project...
-
Compliance Manager- Stabilized
2 months ago
Los Angeles, California, United States Standard Property Company Inc Full timeTHE POSITIONIn the Compliance Manager position you will have oversight of the compliance activities of an assigned portfolio to ensure the properties are compliant with tax credit, HUD, and other housing program regulations. In this role you will provide compliance technical support along with training and guidance to compliance and property management...
-
Compliance Manager- Stabilized
2 months ago
Los Angeles, United States Standard Property Company Inc Full timeJob DescriptionJob DescriptionTHE POSITIONIn the Compliance Manager position you will have oversight of the compliance activities of an assigned portfolio to ensure the properties are compliant with tax credit, HUD, and other housing program regulations. In this role you will provide compliance technical support along with training and guidance to compliance...
-
Financial Compliance Manager
2 days ago
Los Angeles, California, United States Insight Global Full timeInsight Global is seeking a hybrid Accounting Compliance Manager to enhance our financial oversight and regulatory adherence. This role will be pivotal in driving the development and execution of improved policies, procedures, and financial controls. The successful candidate will focus on the monitoring and evaluation of accounting practices related to both...
-
Financial Compliance Manager
3 days ago
Los Angeles, California, United States Insight Global Full timeAn organization is seeking a hybrid Accounting Compliance Manager to provide support in accounting research and enhance business controls. This role involves spearheading the establishment of improved policies, procedures, and business controls, alongside the monitoring and analysis of accounting related to labor and non-labor expenditures for the company's...
-
Manager of Compliance 3
3 months ago
Los Angeles, United States Alstom Full timeReq ID:445324 Leading societies to a low carbon future, Alstom develops and markets mobility solutions that provide the sustainable foundations for the future of transportation. Our product portfolio ranges from high-speed trains, metros, monorail, and trams to integrated systems, customised services, infrastructure, signalling and digital mobility...
-
EHS Compliance Manager
1 week ago
Los Angeles, California, United States Danone Full timeOverview of the Role At Danone, our commitment to producing high-quality products while ensuring the safety of our workforce and the environment is paramount. We are seeking an Environment, Health and Safety (EHS) Manager to oversee our initiatives in Chatsworth, CA. This role is crucial for the formulation and implementation of strategies that...
-
Compliance Manager
4 days ago
Los Angeles, California, United States City National Bank Full timeAbout the RoleWe are seeking a highly skilled Compliance Manager to join our Commercial Banking team at City National Bank. As a key member of our risk management function, you will be responsible for advising, overseeing, and challenging commercial banking focused front line business units on matters of regulatory compliance.Key ResponsibilitiesManage the...
-
Compliance Manager
4 days ago
Los Angeles, California, United States City National Bank Full timeAbout the RoleWe are seeking a highly skilled Compliance Manager to join our Commercial Banking team at City National Bank. As a key member of our risk management function, you will be responsible for advising, overseeing, and challenging commercial banking focused front line business units on matters of regulatory compliance.Key ResponsibilitiesCompliance...
-
Tax Compliance Manager
1 week ago
Los Angeles, California, United States Fox News Network Full timeCOMPANY OVERVIEW Fox News Network Under the FOX brand, we deliver and distribute content through some of the most recognized and respected names in the industry, including: FOX News Media, FOX Sports, FOX Entertainment, FOX Television Stations, and Tubi Media Group. We empower a diverse array of creators to envision and produce culturally significant content...
-
Head of Compliance and Risk Management
1 week ago
Los Angeles, California, United States Los Angeles Capital Management LLC Full timeDirector, Compliance & Risk ManagementPrior experience in an investment management firm is essential.About Los Angeles Capital Management LLCMission Statement"Achieving Client Success through Research and Technology"Los Angeles Capital Management LLC is a premier global equity asset manager serving leading institutions worldwide. The firm is recognized for...
-
Head of Compliance and Risk Management
7 days ago
Los Angeles, California, United States Los Angeles Capital Management LLC Full timeDirector of Compliance and Risk ManagementPrior experience in an investment management firm is essential.About the OrganizationMission Statement"Delivering Client Success through Innovative Research and Technology"Los Angeles Capital Management LLC is a premier global equity asset manager, serving prominent institutions worldwide. The organization is...
-
Grants and Compliance Manager
3 days ago
Los Angeles, United States Para Los Niños Full timePosition Overview Para Los Niños Youth Workforce Services (YWS) is seeking a dedicated and detail-oriented Quality Assurance (QA) Manager. This role involves overseeing the quality and compliance of our youth workforce programs. Under the direct supervision of the YWS Director, the QA Manager will ensure that all program deliverables are met, including...
-
Financial Controller
3 weeks ago
Los Angeles, United States Vast.ai Full timeJob DescriptionJob DescriptionAbout UsAt Vast.ai, we value creativity, energy, drive and teamwork. We are looking for talented people who share these values to join as we grow our team. Our vision is to widely distribute AI computing to reshape our future for the good of humanity. Come join us. If witnessing the birth of AGI excites you, we can't wait to...
-
Financial Controller
1 week ago
Los Angeles, United States Vast.ai Full timeJob DescriptionJob DescriptionAbout UsAt Vast.ai, we value creativity, energy, drive and teamwork. We are looking for talented people who share these values to join as we grow our team. Our vision is to widely distribute AI computing to reshape our future for the good of humanity. Come join us. If witnessing the birth of AGI excites you, we can't wait to...
-
Manager of Licensing Programs and Compliance
1 week ago
Los Angeles, California, United States Department of Social Services Full timePosition Overview The Department of Social Services is seeking a dedicated and experienced individual for the role of Licensing Program Manager II. This full-time position is integral to the oversight and management of community care facilities. Key Responsibilities Under the supervision of the Assistant Program Administrator, the Licensing Program Manager...
-
Product Integrity
5 days ago
Los Angeles, United States Alo Yoga Full timeOVERVIEWThe Product Integrity & Compliance Manager ensures ALO YOGA products meet quality and compliance standards and leads process implementation within the team throughout the product development lifecycle. This role collaborates on quality processes and deploys quality requirements across the organization.RESPONSIBILITIESQuality Assurance and...
-
Legal - Compliance Manager
1 week ago
Los Angeles County, United States CSUDH Foundation Full timeCrystal Stairs, Inc. Improving the Lives of Families through Child Care Services, Research, and Advocacy COMPLIANCE MANAGER Location: Los Angeles (100% On-Site) What We're Looking For: We are seeking a Compliance Manager who is responsible for overseeing the Agency's internal audit work and the Quality Assurance Unit to ensure alignment with the Agency's...
