Regulatory Audit Officer

Regulatory Audit OfficerHybrid role Location: New York, NYSalary range: $165K + benefits + BonusPerform validation work of both audit and FHFA finding remediations. Ensure compliance with industry standards and regulations. Collaborate with management to mitigate regulatory and control risks. Working both independently and as a member of a team to assist...

Senior Auditor - Regulatory ComplianceLewis James Professional is a woman-owned staffing and consulting firm specializing in project-based solutions and direct hire placements. We are currently in search of a Senior Auditor - Regulatory Compliance for a direct hire role with a client in the financial services sector.Key Responsibilities:Oversee the planning,...

About Goldman SachsGoldman Sachs is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments, and individuals.Our MissionWe commit people, capital and ideas to help our clients,...

Job DescriptionJob Description Responsibilities: Plan, coordinate, and oversee internal audit processes for financial, operational, and compliance audits, ensuring alignment with regulatory requirements and organizational policies.Lead audit teams in conducting audits within an investment banking environment, providing expertise in areas such as trading,...

Job DescriptionJob DescriptionResponsibilities: Plan, coordinate, and oversee internal audit processes for financial, operational, and compliance audits, ensuring alignment with regulatory requirements and organizational policies.Lead audit teams in conducting audits within an investment banking environment, providing expertise in areas such as trading, risk...

You Lead the Way. We've Got Your Back.With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you'll learn and grow as we help you create a career...

You Lead the Way. We've Got Your Back.With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you'll learn and grow as we help you create a career...

Job SummaryThe Audit Manager II Financial Crimes Regulatory Findings Validation is responsible for overseeing the planning and execution of audits covering discrete business units or functional corporate areas. This role will also oversee the Audit team performing the audits.Key ResponsibilitiesContributes to the Audit planning process for specific...

The Chief Compliance Officer and Head of Regulatory Affairs will lead CLEAR's Compliance and Regulatory teams within Legal while working with teams across the company to build products and programs consistent with global laws and regulations.Oversee an effective compliance program per DOJ and SEC guidance, including, e.g., internal investigations and...

Job SummaryThe Touro University Internal Audit Internship is a unique opportunity for individuals to gain hands-on experience in the field of internal auditing. As an Internal Audit Intern, you will work closely with experienced team members to develop your skills and knowledge in audit reviews, policy analysis, and regulatory...

Job Overview: The Compliance Auditor plays a crucial role in ensuring adherence to regulatory standards within the healthcare sector. This position is vital for maintaining the integrity of health plan operations and ensuring compliance with Medicare and Medicaid regulations.Position Details: Job ID: 13399 Location: New York, NY Employment Type: Regular...

This key hire will play a strategic role in running the day-to-day compliance program as the firm continues to build an industry leading team.The ideal candidate will have:3-10 years of experience in Broker Dealer and Advisory compliance.Strong knowledge of SEC, FINRA, and other regulatory frameworks.Experience with the SEC Investment Advisors Act of...

Job Title: Compliance Auditor Job Overview: The Compliance Auditor plays a crucial role in ensuring adherence to healthcare regulations. This position involves conducting independent audits and monitoring activities to guarantee compliance with Medicare (Part C and D), New York State Medicaid, and Managed Long-Term Care (MLTC) regulations. Key...

YOU MUST BE PERMANENT IN THE ADMINISTRATIVE ENGINEER CIVIL SERVICE TITLE, PERMANENT IN A COMPARABLE TITLE ELIGIBLE FOR 6.1.9 TITLE CHANGE The Department of Social Services Accountability Office (DSS-AO) is responsible for supporting the integrity of social services programs administered by the New York City Human Resources Administration (HRA), Department of...

INTERNAL AUDIT In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We're...

Company OverviewMichael Page is a prominent global recruitment agency with a strong focus on the financial services sector. We are currently seeking a highly skilled professional to join our team as a Lead Audit Strategist. This role is pivotal in enhancing our audit capabilities and ensuring compliance with evolving regulatory standards.Position SummaryThe...

Overview: The ongoing challenges in providing affordable healthcare present unique opportunities for growth and improvement. Metropolitan Jewish Health System is committed to enhancing our services to meet the evolving needs of our patients and members. Our healthcare plans are crafted to empower individuals to maintain their independence and quality of...

Job SummaryWe are seeking a highly experienced Compliance Specialist to join our team at Sumitomo Mitsui Banking Corporation. As a key member of our Advisory Compliance team, you will play a critical role in overseeing the management of our compliance risk and providing regulatory advice to our business units.Key ResponsibilitiesRegulatory Advisory: Provide...

Job SummaryWe are seeking a highly experienced Compliance Specialist to join our team at Sumitomo Mitsui Banking Corporation. As a key member of our Advisory Compliance team, you will play a critical role in overseeing the management of our compliance risk and providing regulatory advice to our business units.Key ResponsibilitiesRegulatory Advisory: Provide...

Job SummaryCIBC is seeking a highly skilled Regulatory Oversight Specialist to join our team. As a key member of our Global Markets division, you will be responsible for ensuring compliance with regulatory requirements and managing risk across our U.S. sales and trading desks.Key ResponsibilitiesDevelop and implement a robust supervisory program to reduce...