Compliance Officer

The Group: Morningstar's Compliance team supports Morningstar's global business entities, primarily focusing on those registered with and governed by regulatory authorities. Our compliance professionals help each Morningstar business entity adhere to the rules and regulations of the local regulatory authorities.The Role: Morningstar's Compliance team is...

We are Gelber Group -- Passion for Trading. Powered by Technology. Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry’s most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading ideas and careful attention to...

Job DescriptionJob DescriptionWe are Gelber Group -- Passion for Trading. Powered by Technology.Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading...

We are Gelber GroupPassion for Trading. Powered by Technology. Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading ideas and careful attention to...

We have a current opportunity for a Compliance Officer on a permanent basis. The position will be based in Chicago. For further information about this position please apply. Assist with formal FINRA, CBOE, and ICE firm examinations Research and prepare memos on relevant SRO and Federal Securities Laws Conduct meetings with relevant Senior Executives for...

We have a current opportunity for a Compliance Officer on a permanent basis. The position will be based in Chicago. For further information about this position please apply. Assist with formal FINRA, CBOE, and ICE firm examinations Research and prepare memos on relevant SRO and Federal Securities Laws Conduct meetings with relevant Senior Executives for...

We have a current opportunity for a Compliance Officer on a permanent basis. The position will be based in Chicago. For further information about this position please apply. Assist with formal FINRA, CBOE, and ICE firm examinations Research and prepare memos on relevant SRO and Federal Securities Laws Conduct meetings with relevant Senior Executives for...

_**Join the Chicago Board of Elections an ADA Compliance Officer!**_ - **Position Summary**_ - **Salary Range**:_ $70,000 - $75,000 - **Essential Duties/Responsibilities**:_ - Ensure Board compliance with all applicable federal and state laws regarding accessibility in the Board’s offices and the voting process. - Work with Board staff and contractors in...

A Chicago-based proprietary trading firm is seeking a Deputy Chief Compliance Officer. The ideal candidate will be a forward-thinking problem solver, adept at anticipating challenges, discerning trends and risks, and providing insightful guidance. Proficiency in the current legal and regulatory environment across U.S. and international jurisdictions is...

A Chicago-based proprietary trading firm is seeking a Deputy Chief Compliance Officer. The ideal candidate will be a forward-thinking problem solver, adept at anticipating challenges, discerning trends and risks, and providing insightful guidance. Proficiency in the current legal and regulatory environment across U.S. and international jurisdictions is...

We are partnered with a leader in the asset management industry to source a Compliance Officer. The selected candidate will report directly to the Senior Compliance Counsel and collaborate closely with the Compliance and Legal Departments. The primary responsibility involves supporting the Compliance Department by reviewing and approving Expert Network...

We are partnered with a leader in the asset management industry to source a Compliance Officer. The selected candidate will report directly to the Senior Compliance Counsel and collaborate closely with the Compliance and Legal Departments. The primary responsibility involves supporting the Compliance Department by reviewing and approving Expert Network...

We are partnered with a leader in the asset management industry to source a Compliance Officer. The selected candidate will report directly to the Senior Compliance Counsel and collaborate closely with the Compliance and Legal Departments. The primary responsibility involves supporting the Compliance Department by reviewing and approving Expert Network...

We are partnered with a leader in the asset management industry to source a Compliance Officer. The selected candidate will report directly to the Senior Compliance Counsel and collaborate closely with the Compliance and Legal Departments. The primary responsibility involves supporting the Compliance Department by reviewing and approving Expert Network...

We are partnered with a leader in the asset management industry to source a Compliance Officer. The selected candidate will report directly to the Senior Compliance Counsel and collaborate closely with the Compliance and Legal Departments. The primary responsibility involves supporting the Compliance Department by reviewing and approving Expert Network...

Are you looking to find personal and professional fulfillment, and align your career with your values? At Gateway Foundation, our employees have an opportunity to make a difference every day by helping people with substance abuse issues gain control of their lives. Gateway Foundation is a recognized non-profit leader in evidence-based treatment proven to...

We're seeking an experienced Senior Compliance Officer with a solid grasp of listed options and futures trading. In this role, you'll undertake a range of responsibilities to bolster the Firm's U.S.-based compliance endeavors and trading activities. We're looking for a self-motivated individual who employs an analytical approach to support ongoing compliance...

Our client, a global trading firm is looking to bring on a Deputy Chief Compliance Officer at their Chicago office You'll play a pivotal role in overseeing their global compliance program. Your responsibilities will encompass surveillance, policy development, enforcement, and the provision of compliance guidance to internal trading teams. You will...

We're seeking an experienced Senior Compliance Officer with a solid grasp of listed options and futures trading. In this role, you'll undertake a range of responsibilities to bolster the Firm's U.S.-based compliance endeavors and trading activities. We're looking for a self-motivated individual who employs an analytical approach to support ongoing compliance...

A Chicago-based proprietary trading firm is seeking a Deputy Chief Compliance Officer. The ideal candidate will be a forward-thinking problem solver, adept at anticipating challenges, discerning trends and risks, and providing insightful guidance. Proficiency in the current legal and regulatory environment across U.S. and international jurisdictions is...