Compliance Officer

We are Gelber Group -- Passion for Trading. Powered by Technology. Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading ideas and careful attention to...

Job DescriptionJob DescriptionWe are Gelber Group -- Passion for Trading. Powered by Technology.Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading...

Job DescriptionJob DescriptionWe are Gelber Group -- Passion for Trading. Powered by Technology.Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading...

We are Gelber GroupPassion for Trading. Powered by Technology. Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading ideas and careful attention to...

We have a current opportunity for a Compliance Officer on a permanent basis. The position will be based in Chicago. For further information about this position please apply. Assist with formal FINRA, CBOE, and ICE firm examinations Research and prepare memos on relevant SRO and Federal Securities Laws Conduct meetings with relevant Senior Executives for...

**JOB SUMMARY**: This Assistant Vice President, Compliance Officer Audit & Testing is responsible for implementing Combined’s compliance assurance program in accordance with Chubb’s business compliance framework. This individual will work with our business partners to establish and document compliance controls to maintain compliance with all applicable...

The Group: Morningstar's Compliance team supports Morningstar's global business entities, primarily focusing on those registered with and governed by regulatory authorities. Our compliance professionals help each Morningstar business entity adhere to the rules and regulations of the local regulatory authorities. The Role: Morningstar's Compliance team is...

Combined Insurance Company of America is a leading provider of individual accident, disability, health and life insurance products, and a Chubb company. Chubb is a world leader in insurance. With operations in 54 countries, Chubb provides commercial and personal property and casualty insurance, personal accident and supplemental health insurance, reinsurance...

A Chicago-based proprietary trading firm is seeking a Deputy Chief Compliance Officer. The ideal candidate will be a forward-thinking problem solver, adept at anticipating challenges, discerning trends and risks, and providing insightful guidance. Proficiency in the current legal and regulatory environment across U.S. and international jurisdictions is...

Application Deadline:05/16/2024 Address:320 S Canal Street. Job Family Group:Audit, Risk & Compliance. The U.S. Compliance Program Management Team (CPM) is a central compliance governance function that establishes, implements, and administers framewo Compliance, Compliance Officer, Officer, Program, Management, Senior, Banking, Business Services

**Benefits**: - 401(k) - Competitive salary - Health insurance - Paid time off - Training & development **Hospital Quality, Performance and Compliance Officer** **SUMMARY** The Quality Officer plans, directs, and evaluates patient care; facilitates quality improvement efforts and regulatory requirements among the Medical Staff and Hospital departments...

Hospital Quality, Performance and Compliance Officer **SUMMARY** The Quality Officer plans, directs, and evaluates patient care; facilitates quality improvement efforts and regulatory requirements among the Medical Staff and Hospital departments through data collection, aggregation, analysis and reporting. **ESSENTIAL QUALITY MANAGER...

The Student and Exchange Visitor Information System (SEVIS) Coordinator/ Compliance Officer reports to the Director for International Students and Global Scholar Services and is responsible for ensuring institutional compliance with DHS and DOS immig Compliance Officer, Coordinator, Officer, Compliance, International, Business Services, Education

The Group: Morningstar DBRS ("MDBRS") is a recognized international rating agency that provides timely and comprehensive credit rating opinions to the world's capital markets. DBRS, Inc. is a wholly owned subsidiary of Morningstar Inc. MDBRS offers in-depth credit analysis of corporate entities, financial institutions, and government issues in North America,...

A mid sized bank is looking to add a Chief Compliance Officer to the team! In this role you will oversee the development, implementation, and maintenance of policies, reporting frameworks, procedures, and training programs for employees across the organization. This individual advises the Board of Directors and executive management on appropriate measures to...

A mid sized bank is looking to add a Chief Compliance Officer to the team! In this role you will oversee the development, implementation, and maintenance of policies, reporting frameworks, procedures, and training programs for employees across the organization. This individual advises the Board of Directors and executive management on appropriate measures to...

A mid sized bank is looking to add a Chief Compliance Officer to the team! In this role you will oversee the development, implementation, and maintenance of policies, reporting frameworks, procedures, and training programs for employees across the organization. This individual advises the Board of Directors and executive management on appropriate measures to...

Our client, a global trading firm is looking to bring on a Deputy Chief Compliance Officer at their Chicago office You'll play a pivotal role in overseeing their global compliance program. Your responsibilities will encompass surveillance, policy development, enforcement, and the provision of compliance guidance to internal trading teams. You will...

Our client, a global trading firm is looking to bring on a Deputy Chief Compliance Officer at their Chicago office You'll play a pivotal role in overseeing their global compliance program. Your responsibilities will encompass surveillance, policy development, enforcement, and the provision of compliance guidance to internal trading teams. You will...

We're seeking an experienced Senior Compliance Officer with a solid grasp of listed options and futures trading. In this role, you'll undertake a range of responsibilities to bolster the Firm's U.S.-based compliance endeavors and trading activities. We're looking for a self-motivated individual who employs an analytical approach to support ongoing compliance...