Chief Compliance Officer

A Chicago-based proprietary trading firm is seeking a Deputy Chief Compliance Officer. The ideal candidate will be a forward-thinking problem solver, adept at anticipating challenges, discerning trends and risks, and providing insightful guidance. Proficiency in the current legal and regulatory environment across U.S. and international jurisdictions is...

Our client, a global trading firm is looking to bring on a Deputy Chief Compliance Officer at their Chicago office You'll play a pivotal role in overseeing their global compliance program. Your responsibilities will encompass surveillance, policy development, enforcement, and the provision of compliance guidance to internal trading teams. You will...

In-House Counsel / Chief Compliance Officer – FinTech Start-UpFounded in 2023, North Pond LLC (NP) dba Oliv Financial is a B2B2C platform and innovation engine for financial partners to issue personal loans at significant scale. NP drives value for partners in a three-step approach: [1] improve the ability to separate credit risk with alternative data and...

In-House Counsel / Chief Compliance Officer – FinTech Start-UpFounded in 2023, North Pond LLC (NP) dba Oliv Financial is a B2B2C platform and innovation engine for financial partners to issue personal loans at significant scale. NP drives value for partners in a three-step approach: [1] improve the ability to separate credit risk with alternative data and...

In-House Counsel / Chief Compliance Officer – FinTech Start-UpFounded in 2023, North Pond LLC (NP) dba Oliv Financial is a B2B2C platform and innovation engine for financial partners to issue personal loans at significant scale. NP drives value for partners in a three-step approach: [1] improve the ability to separate credit risk with alternative data and...

Our client, a global trading firm is looking to bring on a Deputy Chief Compliance Officer at their Chicago office You'll play a pivotal role in overseeing their global compliance program. Your responsibilities will encompass surveillance, policy development, enforcement, and the provision of compliance guidance to internal trading teams. You will...

In-House Counsel / Chief Compliance Officer – FinTech Start-Up Founded in 2023, North Pond LLC (NP) dba Oliv Financial is a B2B2C platform and innovation engine for financial partners to issue personal loans at significant scale. NP drives value for partners in a three-step approach: [1] improve the ability to separate credit risk with alternative data...

The Group: Morningstar's Compliance team supports Morningstar's global business entities, primarily focusing on those registered with and governed by regulatory authorities. Our compliance professionals help each Morningstar business entity adhere to the rules and regulations of the local regulatory authorities.The Role: Morningstar's Compliance team is...

We are Gelber Group -- Passion for Trading. Powered by Technology. Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry’s most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading ideas and careful attention to...

Job DescriptionJob DescriptionWe are Gelber Group -- Passion for Trading. Powered by Technology.Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading...

We are Gelber GroupPassion for Trading. Powered by Technology. Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading ideas and careful attention to...

Supervises: Chief Information Officer, Chief Marketing Officer, Director of Finance, Director of Human Resources, Manager of Office Services, Director of Research & Library Services Summary: Our client’s midsized general practice law firm, located in the heart of Chicago and boasting a team of 120 dedicated attorneys and growing, is seeking a dynamic...

Job Summary: The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The individual in this role will be focused on leading the middle market investment bank which focuses on sell-side advisory,...

Job DescriptionJob DescriptionJob Title: Deputy Chief Compliance Officer (DCCO)Company: A fast growing full service investment bank is looking to bring on a Deputy Chief Complinace Officer to their team. In this position you'll have the ability for growth and development with direct exposure to senior leadership. This role sits in a hybrid structure and...

Job Type Full-time Description Alpha Kappa Alpha Sorority, Incorporated is seeking to fill the position of Chief Finance Officer. The Chief Finance Officer will work directly with the Treasurer, Board of Directors and reports directly to the International President/CEO with a dotted line reporting relationship to the Executive Director. The Chief Finance...

We are seeking a seasoned Global Compliance Officer with over 10 years of demonstrated expertise in the financial services industry, specializing in Futures Commission Merchants (FCMs) and Broker-dealers. The ideal candidate will possess comprehensive knowledge and hands-on experience in navigating global regulatory landscapes. This role demands a strategic...

We are seeking a seasoned Global Compliance Officer with over 10 years of demonstrated expertise in the financial services industry, specializing in Futures Commission Merchants (FCMs) and Broker-dealers. The ideal candidate will possess comprehensive knowledge and hands-on experience in navigating global regulatory landscapes. This role demands a strategic...

Job DescriptionJob DescriptionChief Underwriting Officer - Remote LocationJob Summary:We are seeking a highly experienced and dynamic individual to join our team as the Chief Underwriter for a startup Managing General Agent (MGA) or Managing General Underwriter (MGU) in the commercial insurance industry. This role requires a strong background in...

At this time, we are only considering candidates who are located in the Chicago, IL area, or are willing to relocateWe are recruiting for a Chief Financial Officer (CFO) for a new, but generously funded, startup in the pet space. We are looking for an experienced CFO who is eager to leverage his/her experience towards building and growing a successful...

We are seeking a seasoned Global Compliance Officer with over 10 years of demonstrated expertise in the financial services industry, specializing in Futures Commission Merchants (FCMs) and Broker-dealers. The ideal candidate will possess comprehensive knowledge and hands-on experience in navigating global regulatory landscapes. This role demands a strategic...