Compliance Officer

We are Gelber Group - Passion for Trading. Powered by Technology. Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading ideas and careful attention to...

We are Gelber GroupPassion for Trading. Powered by Technology. Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading ideas and careful attention to...

Job DescriptionJob DescriptionWe are Gelber Group -- Passion for Trading. Powered by Technology.Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading...

COMPLIANCE OFFICER - ONSITE - CHICAGO - PRIOR SUPERVISORY EXP -SALARY $65-$85k Assist with overseeing the consumer compliance functions (laws and regulations) as they apply to the Bank. Assist in ensuring the Bank complies with regulatory requirements and applicable policies, procedures, and practices. Collaborate in the identification, measurement and...

COMPLIANCE OFFICER - ONSITE - CHICAGO - PRIOR SUPERVISORY EXP -SALARY $65-$85k Assist with overseeing the consumer compliance functions (laws and regulations) as they apply to the Bank. Assist in ensuring the Bank complies with regulatory requirements and applicable policies, procedures, and practices. Collaborate in the identification, measurement and...

COMPLIANCE OFFICER - ONSITE - CHICAGO - PRIOR SUPERVISORY EXP -SALARY $65-$85k Assist with overseeing the consumer compliance functions (laws and regulations) as they apply to the Bank. Assist in ensuring the Bank complies with regulatory requirements and applicable policies, procedures, and practices. Collaborate in the identification, measurement and...

We have a current opportunity for a Compliance Officer on a permanent basis. The position will be based in Chicago. For further information about this position please apply. Assist with formal FINRA, CBOE, and ICE firm examinations Research and prepare memos on relevant SRO and Federal Securities Laws Conduct meetings with relevant Senior Executives for...

**JOB SUMMARY**: This Assistant Vice President, Compliance Officer Audit & Testing is responsible for implementing Combined’s compliance assurance program in accordance with Chubb’s business compliance framework. This individual will work with our business partners to establish and document compliance controls to maintain compliance with all applicable...

Application Deadline:05/16/2024 Address:320 S Canal Street. Job Family Group:Audit, Risk & Compliance. The U.S. Compliance Program Management Team (CPM) is a central compliance governance function that establishes, implements, and administers framewo Compliance, Compliance Officer, Officer, Program, Management, Senior, Banking, Business Services

**Benefits**: - 401(k) - Competitive salary - Health insurance - Paid time off - Training & development **Hospital Quality, Performance and Compliance Officer** **SUMMARY** The Quality Officer plans, directs, and evaluates patient care; facilitates quality improvement efforts and regulatory requirements among the Medical Staff and Hospital departments...

Hospital Quality, Performance and Compliance Officer **SUMMARY** The Quality Officer plans, directs, and evaluates patient care; facilitates quality improvement efforts and regulatory requirements among the Medical Staff and Hospital departments through data collection, aggregation, analysis and reporting. **ESSENTIAL QUALITY MANAGER...

The Group: Morningstar DBRS ("MDBRS") is a recognized international rating agency that provides timely and comprehensive credit rating opinions to the world's capital markets. DBRS, Inc. is a wholly owned subsidiary of Morningstar Inc. MDBRS offers in-depth credit analysis of corporate entities, financial institutions, and government issues in North America,...

A mid sized bank is looking to add a Chief Compliance Officer to the team! In this role you will oversee the development, implementation, and maintenance of policies, reporting frameworks, procedures, and training programs for employees across the organization. This individual advises the Board of Directors and executive management on appropriate measures to...

A mid sized bank is looking to add a Chief Compliance Officer to the team! In this role you will oversee the development, implementation, and maintenance of policies, reporting frameworks, procedures, and training programs for employees across the organization. This individual advises the Board of Directors and executive management on appropriate measures to...

A mid sized bank is looking to add a Chief Compliance Officer to the team! In this role you will oversee the development, implementation, and maintenance of policies, reporting frameworks, procedures, and training programs for employees across the organization. This individual advises the Board of Directors and executive management on appropriate measures to...

Our client, a global trading firm is looking to bring on a Deputy Chief Compliance Officer at their Chicago office You'll play a pivotal role in overseeing their global compliance program. Your responsibilities will encompass surveillance, policy development, enforcement, and the provision of compliance guidance to internal trading teams. You will...

Our client, a global trading firm is looking to bring on a Deputy Chief Compliance Officer at their Chicago office You'll play a pivotal role in overseeing their global compliance program. Your responsibilities will encompass surveillance, policy development, enforcement, and the provision of compliance guidance to internal trading teams. You will...

Exciting Opportunity at Healthcare Plus! Are you passionate about making a positive impact in healthcare? Healthcare Plus is looking for a dedicated Receptionist/Office Admin to join our team! No experience needed - we provide comprehensive training to work directly with our valued clients. Position: Receptionist/Office Admin **Responsibilities**: -...

Responsibilities:Manage FINRA CRD, including the Firm’s BD licenses, individual U-4 registrations, and exchange memberships.Perform routine and daily surveillance reviews involving the Firm’s trading activity and regulatory requirements.Assist with the management and maintenance of the Firm’s market data reporting.Collaborate with exchanges and vendors...

Responsibilities: Manage FINRA CRD, including the Firms BD licenses, individual U-4 registrations, and exchange memberships. Perform routine and daily surveillance reviews involving the Firms trading activity and regulatory requirements. Assist with the management and maintenance of the Firms market data reporting. Collaborate with exchanges and vendors on...