Senior Compliance Officer

Application Deadline:05/16/2024 Address:320 S Canal Street. Job Family Group:Audit, Risk & Compliance. The U.S. Compliance Program Management Team (CPM) is a central compliance governance function that establishes, implements, and administers framewo Compliance, Compliance Officer, Officer, Program, Management, Senior, Banking, Business Services

We are Gelber Group -- Passion for Trading. Powered by Technology. Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading ideas and careful attention to...

Job DescriptionJob DescriptionWe are Gelber Group -- Passion for Trading. Powered by Technology.Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading...

We are Gelber GroupPassion for Trading. Powered by Technology. Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading ideas and careful attention to...

Job DescriptionJob DescriptionWe are Gelber Group -- Passion for Trading. Powered by Technology.Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading...

We have a current opportunity for a Compliance Officer on a permanent basis. The position will be based in Chicago. For further information about this position please apply. Assist with formal FINRA, CBOE, and ICE firm examinations Research and prepare memos on relevant SRO and Federal Securities Laws Conduct meetings with relevant Senior Executives for...

The Senior Compliance Counsel plays an important role in promoting JLLs global corporate compliance program, including compliance with international trade requirements and regulations. The role will report directly to the Chief Ethics & Compliance O Compliance Officer, Compliance, Global, Senior, Trade, Corporate, Property Management, Business Services

A mid sized bank is looking to add a Chief Compliance Officer to the team! In this role you will oversee the development, implementation, and maintenance of policies, reporting frameworks, procedures, and training programs for employees across the organization. This individual advises the Board of Directors and executive management on appropriate measures to...

A mid sized bank is looking to add a Chief Compliance Officer to the team! In this role you will oversee the development, implementation, and maintenance of policies, reporting frameworks, procedures, and training programs for employees across the organization. This individual advises the Board of Directors and executive management on appropriate measures to...

A mid sized bank is looking to add a Chief Compliance Officer to the team! In this role you will oversee the development, implementation, and maintenance of policies, reporting frameworks, procedures, and training programs for employees across the organization. This individual advises the Board of Directors and executive management on appropriate measures to...

Our client, a global trading firm is looking to bring on a Deputy Chief Compliance Officer at their Chicago office You'll play a pivotal role in overseeing their global compliance program. Your responsibilities will encompass surveillance, policy development, enforcement, and the provision of compliance guidance to internal trading teams. You will...

Our client, a global trading firm is looking to bring on a Deputy Chief Compliance Officer at their Chicago office You'll play a pivotal role in overseeing their global compliance program. Your responsibilities will encompass surveillance, policy development, enforcement, and the provision of compliance guidance to internal trading teams. You will...

**Job Number**:394897** **Description** BID/JOB ANNOUNCEMENT - Certification / Compliance Officer Department of Procurement Services **Number of Positions: 6** **This position is open to the public and all current city employees covered under the City’s Collective Bargaining Agreement with AMERICAN FEDERATION OF STATE, COUNTY, AND MUNICIPAL EMPLOYEES...

Description About the Company: Monroe Capital is a private credit asset management firm specializing in direct lending and opportunistic private credit investing. Since 2004, the firm has provided private credit solutions to borrowers in the U.S. and Canada. Monroe’s middle market lending platform provides senior and junior debt financing to businesses,...

We have a current opportunity for a Compliance Officer on a permanent basis. The position will be based in Chicago. For further information about this position please apply. Assist with formal FINRA, CBOE, and ICE firm examinations Research and prepare memos on relevant SRO and Federal Securities Laws Conduct meetings with relevant Senior Executives for...

You have a clear vision of where your career can go. And we have the leadership to help you get there. At CNA, we strive to create a culture in which people know they matter and are part of something important, ensuring the abilities of all employees are used to their fullest potential. CNA seeks to offer a comprehensive and competitive benefits package to...

The Group: Morningstar's Compliance team supports Morningstar's global business entities, primarily focusing on those registered with and governed by regulatory authorities. Our compliance professionals help each Morningstar business entity adhere to the rules and regulations of the local regulatory authorities. The Role: Morningstar's Compliance team is...

Combined Insurance Company of America is a leading provider of individual accident, disability, health and life insurance products, and a Chubb company. Chubb is a world leader in insurance. With operations in 54 countries, Chubb provides commercial and personal property and casualty insurance, personal accident and supplemental health insurance, reinsurance...

A Chicago-based proprietary trading firm is seeking a Deputy Chief Compliance Officer. The ideal candidate will be a forward-thinking problem solver, adept at anticipating challenges, discerning trends and risks, and providing insightful guidance. Proficiency in the current legal and regulatory environment across U.S. and international jurisdictions is...

You have a clear vision of where your career can go. And we have the leadership to help you get there. At CNA, we strive to create a culture in which people know they matter and are part of something important, ensuring the abilities of all employees are used to their fullest potential. CNA seeks to offer a comprehensive and competitive benefits package to...