Compliance Associate

A bank in New York City is actively seeking a dynamic and driven professional to join their staff as a Compliance Associate. In this role, the Compliance Associate will conduct reviews under the group's annual review program pursuant to Rule 206(4)-7 of the Advisers Act, which includes conducting reviews of the group's policies and procedures as included in...

Real Estate property management company looking to hire a compliance associate to assist in maintaining all buildings in compliance with all Federal and local laws, rules, and regulations and to assist with the clearing and dismissal of DOB, ECB, FDNY, and Department of Health building violations.

Real Estate property management company looking to hire a compliance associate to assist in maintaining all buildings in compliance with all Federal and local laws, rules, and regulations and to assist with the clearing and dismissal of DOB, ECB, FDNY, and Department of Health building violations.

Real Estate property management company looking to hire a compliance associate to assist in maintaining all buildings in compliance with all Federal and local laws, rules, and regulations and to assist with the clearing and dismissal of DOB, ECB, FDNY, and Department of Health building violations.

Our client, a leading private equity firm in Midtown Manhattan is looking for a Compliance Coordinator/Associate to join their team. This role will assist the CCO to ensure the organization is in compliance with all regulations, laws, and policies. The Compliance Coordinator/Associate's responsibilities include delivering employee training, evaluating...

Our client, a leading private equity firm in Midtown Manhattan is looking for a Compliance Coordinator/Associate to join their team. This role will assist the CCO to ensure the organization is in compliance with all regulations, laws, and policies. The Compliance Coordinator/Associate's responsibilities include delivering employee training, evaluating...

Our client, a leading private equity firm in Midtown Manhattan is looking for a Compliance Coordinator/Associate to join their team. This role will assist the CCO to ensure the organization is in compliance with all regulations, laws, and policies. The Compliance Coordinator/Associate's responsibilities include delivering employee training, evaluating...

Our client, a leading private equity firm in Midtown Manhattan is looking for a Compliance Coordinator/Associate to join their team. This role will assist the CCO to ensure the organization is in compliance with all regulations, laws, and policies. The Compliance Coordinator/Associate's responsibilities include delivering employee training, evaluating...

**Summary**: The Child Mind Institute (“CMI”) seeks a Compliance Associate to join our legal team. CMI is an independent New York not-for-profit organization dedicated to transforming the lives of children and families struggling with mental health and learning disorders. CMI is growing. We are establishing initiatives to serve children and families...

Description:CAIPA MSO is a management service organization in which we service over 2500 providers in the Greater New York City area. Our mission is to alleviate our provider's administrative tasks so they can focus on patient care. CAIPA MSO is a certified Great Place to Work organization as we strive to take care of our team and the clients we service. The...

CAIPA MSO is a management service organization in which we service over 2500 providers in the Greater New York City area. Our mission is to alleviate our provider's administrative tasks so they can focus on patient care. CAIPA MSO is a certified Great Place to Work organization as we strive to take care of our team and the clients we service. The Compliance...

Position Summary The Compliance Associate will support the Office of Ethics and Compliance's ("OEC's") operations and activities, and manage the execution and timeline of projects to ensure that New York University's global operations comply with applicable national and international laws and regulations, as well as University policies. Responsibilities...

Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of complianceCompliance accomplishes these through the firm's enterprise-wide compliance risk management programAs an independent control function and part of the firm's second line of...

The Role We are seeking to hire an exceptional Compliance Associate to join our compliance team in our New York office. This role has the opportunity to cover a wide range of core compliance activity and has a strong focus on due diligence and investor related compliance activity. This position requires flexibility to support the wider compliance department...

FanDuel Group is looking to add a Senior Associate, Compliance Operations to the team. The Senior Associate, Compliance Operations will be responsible for FanDuels existing compliance operations functions, including employee play, external prohibite Operations, Compliance, Associate, Senior, Operation, Manufacturing

A financial services firm in New York City is actively seeking an experienced and hardworking professional to join their staff as their new Associate Director of Portfolio Compliance. In this role, the Associate Director of Portfolio Compliance will be responsible for monitoring current holdings and daily trading activity against client guidelines,...

Job DescriptionJob DescriptionSalary: For over 20 years, Waystone has been at the cutting edge of specialist services for the asset management industry – partnering with institutional investors, investment funds and asset managers.  We work with our clients to help build, support, and protect investment structures and strategies worldwide. Our success...

MORE ABOUT THIS SKILLSET Manage the firm's compliance, regulatory and reputational risks by ensuring adherence to laws, rules and regulations Our colleagues in Global Compliance are responsible for managing audits and inquiries, Compliance learning, surveillance and testing the firm's risk management infrastructure If you apply to this skillset, you will...

Webull Financial LLC is a FINRA registered broker dealer, we provide online investing platform for retail investors, products include global market data, news and trading in US equities and listed options. We are looking for a talented financial compliance professional in the New York area to be part of our Compliance team. Responsibilities: Demonstrate an...

Firm: $30Bn Hedge FundLocation: NYCHybrid: 4 days in office, 1 day WFHCompensation: $125k-$175k base + bonus [$40k-$75k]Benefits: Full paid Medical and Dental, paid lunchOverview: Join $30Bn Hedge Fund as a Legal and Compliance Specialist, where you'll collaborate with various departments across the firm to ensure adherence to legal and compliance standards....