Compliance Associate
2 weeks ago
We are seeking to hire an exceptional Compliance Associate to join our compliance team in our New York office. This role has the opportunity to cover a wide range of core compliance activity and has a strong focus on due diligence and investor related compliance activity. This position requires flexibility to support the wider compliance department with activities outside of the listed responsibilities.
What you'll do
- Conduct Due Diligence for the firm across a number of connections, including;
- External managers
- Prime and executing brokers.
- Alternative Data and other vendors.
- Investors
- Specific responsibilities include;
- Request and review of relevant compliance documentation, including policies and procedures.
- Conduct regulatory and compliance verification checks.
- Participate in on-site manager visits, manager meetings and conference calls, and write memos/minutes when required.
- Drafting standardized structured reports for each manager, including reviews of key areas of the operations, trade process, risk management, compliance and business continuity planning.
- Keeping track of the changes in regulatory environments, industry practices and other factors and evaluate their impact to the due diligence process.
- Bachelor's degree
- 3-4 years' experience in a due diligence or audit related role.
- Highly self-motivated, organized, and attentive to detail.
- Capable of managing a diverse workload and prioritizing tasks in a fast-paced corporate environment. Structured, methodical and consistent in execution.
- Adaptable and open to change, a natural problem solver and lateral thinker.
- Calm and concise communicator, collaborative and able to engage well with staff of varying roles and seniority.
- Firm and team first in thinking.
- PowerPoint and other presentation materials creation skills.
- An auditing, operational risk or similar background.
Who we areSchonfeld Strategic Advisors is a global multi-strategy, multi-manager investment platform that harnesses the transformative power of people to perform in all market environments. Our dynamic culture inspires better outcomes for our team, our investors, and our partners. We aim to consistently deliver risk-adjusted returns, with people driving performance.
We specialize in four core strategies: Quantitative Trading, Fundamental Equity, Tactical Trading, and Discretionary Macro & Fixed Income. We capitalize on inefficiencies and opportunities within the markets, drawing from a significant investment in proprietary technology, infrastructure, and risk analytics.
We invest through internal portfolio managers and external partner funds, pursuing alignment among investors, investment professionals, and the firm. Our footprint spans 7 countries and 19 offices.
Our CultureTalent is our strategy. We believe our success is because of our people, so putting our talent above all else is our top priority. We are teamwork-oriented, collaborative, and encourage ideas-at all levels-to be shared. As an organization committed to investing in our people, we provide learning & educational offerings and opportunities to make an impact.
We foster a sense of belonging among all of our employees with Diversity, Equity and Inclusion at the forefront of this mission. Our employees value diversity across identity, thought, people and perspective which serves as the foundation of our culture. As a firm, we are committed to creating a hiring process that is fair, welcoming and supportive.
The base pay for this role is expected to be between $100,000 and $130,000. The expected base pay range is based on information at the time this post was generated. This role may also be eligible for other forms of compensation such as a performance bonus and a competitive benefits package. Actual compensation for the successful candidate will be determined based on a variety of factors such as skills, qualifications, and experience.
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