Compliance Associate

3 weeks ago


New York, United States New York University Full time

Position Summary

The Compliance Associate will support the Office of Ethics and Compliance's ("OEC's") operations and activities, and manage the execution and timeline of projects to ensure that New York University's global operations comply with applicable national and international laws and regulations, as well as University policies. Responsibilities include 1) participating in OEC investigations, 2) partnering with other departments and academic units with compliance responsibilities in the preparation and deployment of compliance training programs, and 3) researching and advising on relevant policies and procedures. This position will report to the Chief Global Compliance Officer ("CGCO").

Principal duties include:

* Collaborate with OEC's development and administration of University-wide compliance and regulatory training programs, including appropriate introductory training and ongoing training.
* Develop systems to analyze data and metrics to measure the effectiveness of training programs.
* Contribute to the planning and development of compliance programs by tracking regulatory changes and conducting research and reporting on specific policies.
* Work closely with the CGCO to review compliance claims reports and provide recommendations on the preparation and conduct of investigations.
* Ensure that regulatory records which include compliance policies and procedures are maintained utilizing online tools.
* Manage policy review processes to meet project timelines and provide status reports to leadership.
* Contribute to streamlining current processes and identify area for improvement.
* Execute OEC's goals and day-to-day tasks in an organized manner.

Qualifications

Required Education:Bachelor's DegreeRequired Experience:2+ years of relevant experience in a university, government agency, non-profit, corporate environment, or law firm.Preferred Experience:2+ years Previous experience directly supporting operations processes and systems, regulatory requirements, policy review or project management responsibilities within a large, complex organization or established record evidencing ability to master and implement complex policy subject expertise within an organizational setting.Required Skills, Knowledge and Abilities:• Ability to communicate technical and complex concepts. • Ability to apply principles of logical thinking to a wide range of practical problems. • Ability to respond effectively to confidential inquiries or complaints. • Excellent oral and written communication skills and ability to work collegially with diverse personnel. • Ability to work in dependently and as a member of a team. • Exceptional analytical skills. • Discretion handling confidential information. • Must be detail oriented.Preferred Skills, Knowledge and Abilities:Experience in participating in project management (e.g. capstone project, group work, or internal cross-collaborative work).

Additional Information

In compliance with NYC's Pay Transparency Act, the annual base salary range for this position is USD $68,400.00 to USD $85,500.00. New York University considers factors such as (but not limited to) scope and responsibilities of the position, candidate's work experience, education/training, key skills, internal peer equity, as well as, market and organizational considerations when extending an offer. This pay range represents base pay only and excludes any additional items such as incentives, bonuses, clinical compensation, or other items. NYU aims to be among the greenest urban campuses in the country and carbon neutral by 2040. Learn more at nyu.edu/nyugreen.EOE/AA/Minorities/Females/Vet/Disabled/Sexual Orientation/Gender Identity



  • New York, United States Optima Partners Holdings LLC Full time

    Job DescriptionJob DescriptionOptima Partners is looking for a Compliance Associate / Senior Compliance Associate in it's New York Office to assist with compliance reviews and advisory assessments for asset managers, hedge funds, private equity and real-estate clients. Considered Compliance Associate candidates will have:Lead or joint lead roles for...

  • Compliance Associate

    2 weeks ago


    New York, United States Trevose Partners Limited Full time

    A boutique Hedge Fund is looking bring on a compliance associate in their Connecticut office. A Global Macro Hedge Fund is looking to bring on a Compliance Associate in their Connecticut office. Responsibilities: Assist with MFA Self Exam and SEC Annual Review Trade compliance monitoring Monitoring employee certifications and trade reviews Implementing...

  • Compliance Associate

    2 weeks ago


    New York, United States Cardea Group Full time

    Compliance Associate (New York, NY): Our client, a private investment advisory firm, is in search of a highly motivated Compliance Associate to join their expanding team. This recently established position is anticipated to collaborate closely with the Compliance Consultant, Finance, and Network teams. Key Points: Impact position as the first hire under the...


  • New York, United States Cardea Group Full time

    Compliance Associate (New York, NY): Our client, a private investment advisory firm, is in search of a highly motivated Compliance Associate to join their expanding team. This recently established position is anticipated to collaborate closely with the Compliance Consultant, Finance, and Network teams. Key Points: Impact position as the first hire under...


  • New York, United States Cardea Group Full time

    Compliance Associate (New York, NY): Our client, a private investment advisory firm, is in search of a highly motivated Compliance Associate to join their expanding team. This recently established position is anticipated to collaborate closely with the Compliance Consultant, Finance, and Network teams. Key Points: Impact position as the first hire under...

  • Compliance Associate

    2 months ago


    New York, United States Cardea Group Full time

    Compliance Associate (New York, NY): Our client, a private investment advisory firm, is in search of a highly motivated Compliance Associate to join their expanding team. This recently established position is anticipated to collaborate closely with the Compliance Consultant, Finance, and Network teams. Key Points: Impact position as the first hire under the...

  • Compliance Associate

    4 hours ago


    New York, United States Cardea Group Full time

    Compliance Associate (New York, NY): Our client, a private investment advisory firm, is in search of a highly motivated Compliance Associate to join their expanding team. This recently established position is anticipated to collaborate closely with the Compliance Consultant, Finance, and Network teams. Key Points: Impact position as the first hire under...

  • Compliance Associate

    1 month ago


    New York, United States Cardea Group Full time

    Compliance Associate (New York, NY): Our client, a private investment advisory firm, is in search of a highly motivated Compliance Associate to join their expanding team. This recently established position is anticipated to collaborate closely with the Compliance Consultant, Finance, and Network teams. Key Points: Impact position as the first hire under the...

  • Compliance Associate

    4 weeks ago


    New York, United States Pistilli Management Full time

    Real Estate property management company looking to hire a compliance associate to assist in maintaining all buildings in compliance with all Federal and local laws, rules, and regulations and to assist with the clearing and dismissal of DOB, ECB, FDNY, and Department of Health building violations.

  • Compliance Associate

    3 weeks ago


    New York, United States Pistilli Management Full time

    Real Estate property management company looking to hire a compliance associate to assist in maintaining all buildings in compliance with all Federal and local laws, rules, and regulations and to assist with the clearing and dismissal of DOB, ECB, FDNY, and Department of Health building violations.

  • Compliance Associate

    2 weeks ago


    New York, United States Pistilli Management Full time

    Real Estate property management company looking to hire a compliance associate to assist in maintaining all buildings in compliance with all Federal and local laws, rules, and regulations and to assist with the clearing and dismissal of DOB, ECB, FDNY, and Department of Health building violations.

  • Compliance Associate

    4 weeks ago


    New York, United States Pistilli Management Full time

    Real Estate property management company looking to hire a compliance associate to assist in maintaining all buildings in compliance with all Federal and local laws, rules, and regulations and to assist with the clearing and dismissal of DOB, ECB, FDNY, and Department of Health building violations.


  • New York, United States Pistilli Management Full time

    Real Estate property management company looking to hire a compliance associate to assist in maintaining all buildings in compliance with all Federal and local laws, rules, and regulations and to assist with the clearing and dismissal of DOB, ECB, FDNY, and Department of Health building violations. by Jobble

  • Compliance Associate

    1 month ago


    New York, United States Stone Alliance Group Full time

    Join our client's legal team as a **Compliance Associate** and be part of an incredible journey! Our client, a dynamic New York not-for-profit organization, is dedicated to transforming the lives of children and families struggling with mental health and learning disorders. They're growing and establishing international initiatives and engaging in innovative...

  • Compliance Associate

    2 weeks ago


    New York, United States Stone Alliance Group Full time

    Join our client's legal team as a **Compliance Associate** and be part of an incredible journey! Our client, a dynamic New York not-for-profit organization, is dedicated to transforming the lives of children and families struggling with mental health and learning disorders. They're growing and establishing international initiatives and engaging in innovative...


  • New York, United States Glocap Full time

    Our client, a leading private equity firm in Midtown Manhattan is looking for a Compliance Coordinator/Associate to join their team. This role will assist the CCO to ensure the organization is in compliance with all regulations, laws, and policies. The Compliance Coordinator/Associate's responsibilities include delivering employee training, evaluating...


  • New York, United States Glocap Full time

    Our client, a leading private equity firm in Midtown Manhattan is looking for a Compliance Coordinator/Associate to join their team. This role will assist the CCO to ensure the organization is in compliance with all regulations, laws, and policies. The Compliance Coordinator/Associate's responsibilities include delivering employee training, evaluating...


  • New York, United States Glocap Full time

    Our client, a leading private equity firm in Midtown Manhattan is looking for a Compliance Coordinator/Associate to join their team. This role will assist the CCO to ensure the organization is in compliance with all regulations, laws, and policies. The Compliance Coordinator/Associate's responsibilities include delivering employee training, evaluating...


  • New York, United States Glocap Full time

    Our client, a leading private equity firm in Midtown Manhattan is looking for a Compliance Coordinator/Associate to join their team. This role will assist the CCO to ensure the organization is in compliance with all regulations, laws, and policies. The Compliance Coordinator/Associate's responsibilities include delivering employee training, evaluating...


  • New York, United States Glocap Full time

    Our client, a leading private equity firm in Midtown Manhattan is looking for a Compliance Coordinator/Associate to join their team. This role will assist the CCO to ensure the organization is in compliance with all regulations, laws, and policies. The Compliance Coordinator/Associate's responsibilities include delivering employee training, evaluating...