Chief Compliance Officer

A mid sized bank is looking to add a Chief Compliance Officer to the team! In this role you will oversee the development, implementation, and maintenance of policies, reporting frameworks, procedures, and training programs for employees across the organization. This individual advises the Board of Directors and executive management on appropriate measures to...

Our client, a global trading firm is looking to bring on a Deputy Chief Compliance Officer at their Chicago office You'll play a pivotal role in overseeing their global compliance program. Your responsibilities will encompass surveillance, policy development, enforcement, and the provision of compliance guidance to internal trading teams. You will...

Our client, a global trading firm is looking to bring on a Deputy Chief Compliance Officer at their Chicago office You'll play a pivotal role in overseeing their global compliance program. Your responsibilities will encompass surveillance, policy development, enforcement, and the provision of compliance guidance to internal trading teams. You will...

A mid sized bank is looking to add a Chief Compliance Officer to the team! In this role you will oversee the development, implementation, and maintenance of policies, reporting frameworks, procedures, and training programs for employees across the organization. This individual advises the Board of Directors and executive management on appropriate measures to...

We are Gelber Group - Passion for Trading. Powered by Technology. Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading ideas and careful attention to...

We are Gelber Group -- Passion for Trading. Powered by Technology. Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading ideas and careful attention to...

Job DescriptionJob DescriptionWe are Gelber Group -- Passion for Trading. Powered by Technology.Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading...

We are Gelber GroupPassion for Trading. Powered by Technology. Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading ideas and careful attention to...

The Group: Morningstar's Compliance team supports Morningstar's global business entities, primarily focusing on those registered with and governed by regulatory authorities. Our compliance professionals help each Morningstar business entity adhere to the rules and regulations of the local regulatory authorities. The Role: Morningstar's Compliance team is...

Key Accountabilities:Conduct the trust’s annual compliance program review, report findings, propose procedural changes to management, and ensure timely implementation of changes.Identify and correct deficiencies in compliance processes and procedures that may lead to internal and/or regulatory non-compliance.Collaborate with portfolio managers, advisors,...

Key Accountabilities:Conduct the trust’s annual compliance program review, report findings, propose procedural changes to management, and ensure timely implementation of changes.Identify and correct deficiencies in compliance processes and procedures that may lead to internal and/or regulatory non-compliance.Collaborate with portfolio managers, advisors,...

Belvedere Trading is a global proprietary trading firm proudly headquartered in downtown Chicago. Our traders work hard to provide liquidity to the market through their market-making activities and are the masters of a diverse set of commodities, interest rates, exchange-traded funds (ETF), equity index, equities, and equities options. From the beginning, we...

Job Summary: The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The individual in this role will be focused on leading the middle market investment bank which focuses on sell-side advisory,...

Description Alpha Kappa Alpha Sorority, Incorporated is seeking to fill the position of Chief Finance Officer. The Chief Finance Officer will work directly with the Treasurer, Board of Directors and reports directly to the International President/CEO with a dotted line reporting relationship to the Executive Director. The Chief Finance Officer is accountable...

About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

Job Type Full-time Description Alpha Kappa Alpha Sorority, Incorporated is seeking to fill the position of Chief Finance Officer. The Chief Finance Officer will work directly with the Treasurer, Board of Directors and reports directly to the International President/CEO with a dotted line reporting relationship to the Executive Director. The Chief Finance...

Job DescriptionJob DescriptionHEARTLAND HEALTH CENTERS is now TAPESTRY 360 HEALTH! Chief Medical Officer Tapestry 360 Health (formerly known as Heartland Health Centers) is looking for a Chief Medical Officer who is passionate about providing high quality healthcare in the North Side communities we serve. Tap 360 is a great organization to build or cement...

Job DescriptionJob DescriptionHEARTLAND HEALTH CENTERS is now TAPESTRY 360 HEALTH! Chief Medical Officer Tapestry 360 Health (formerly known as Heartland Health Centers) is looking for a Chief Medical Officer who is passionate about providing high quality healthcare in the North Side communities we serve. Tap 360 is a great organization to build or cement...

Job DescriptionJob DescriptionHEARTLAND HEALTH CENTERS is now TAPESTRY 360 HEALTH! Chief Medical Officer Tapestry 360 Health (formerly known as Heartland Health Centers) is looking for a Chief Medical Officer who is passionate about providing high quality healthcare in the North Side communities we serve. Tap 360 is a great organization to build or cement...

About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...