AVP, Compliance Officer, Regulatory Compliance and Privacy

4 weeks ago

Chicago, United States Chubb Full time

Combined Insurance Company of America is a leading provider of individual accident, disability, health and life insurance products, and a Chubb company. Chubb is a world leader in insurance. With operations in 54 countries, Chubb provides commercial and personal property and casualty insurance, personal accident and supplemental health insurance, reinsurance and life insurance to a diverse group of clients.

ABOUT THE NORTH AMERICA LEGAL AND COMPLIANCE TEAM:

We seek highly motivated individuals to join our team who exhibit the best-in-class competencies listed below and embody the NA Legal and Compliance culture.

* We deliver high quality work product, services and solutions that demonstrate understanding of the needs and requirements of our business partners and support achievement of team goals.
* We adapt to changing business needs and environments through a proactive, flexible approach that achieves results and strikes the proper balance among all constituencies.
* We demonstrate character, integrity and professionalism, both within a team environment in Legal and Compliance and in fulfilling our responsibilities to our business partners.
* We build collaborative, trusting relationships with team members and business partners through superior communication skills, empathy and respect.
* We independently manage work responsibilities through commitment, dedication and accountability, and display an on-going commitment to self-improvement.

KEY OBJECTIVE:

The AVP, Compliance Officer, Regulatory Compliance and Privacy, is responsible to assist the Chief Compliance Officer in managing the regulatory compliance function at Combined Insurance. The Compliance Officer will develop and maintain an effective regulatory compliance program by establishing compliance standards, raising awareness of compliance issues, and implementing controls to monitor and prevent compliance deficiencies. The Compliance Officer is a key point of contact on privacy and data security, digital marketing, and e-commerce. This individual will report to the Chief Compliance Officer.

MAJOR RESPONSIBILITIES:

* Work with the Chief Compliance Officer to develop and execute the compliance strategy.
* In coordination with the Legal Department, assist the business in complying with regulatory requirements related to privacy and data security, digital sales, electronic marketing and distribution of accident and health, and life insurance products.
* Track, analyze and provide business guidance on compliance matters related to e-commerce and digital marketing of accident and health, and life insurance products.
* Manage routine and escalated regulatory interactions and communications including tracking of remediation of regulatory findings.
* Audit business for compliance with third party requirements, implementation of regulatory requirements, policies, and controls, and working with the AVP Compliance Officer, Compliance Audit and Testing, to establish remediation plans for audit findings.
* Maintain knowledge of applicable privacy and data security requirements including upcoming regulatory changes and provide timely guidance of state and federal regulatory changes in coordination with the Legal Department.
* Develop and maintain relationships with, and provide timely guidance and advice to, business partners.
* Lead the Compliance response to privacy and data security incidents, draft privacy risk assessments and aid the Legal Department and the Chubb Privacy Office in addressing privacy and data security issues.
* Assist in the preparation of responses to regulatory inquiries, complaints, and examinations.
* Partner with the Compliance team to ensure that compliance guidance is implemented, action plans are completed timely, and that proper controls are in place and effective.
* Conduct regular monitoring and testing of compliance controls in place.
* Oversee and advise on effective controls related to the monitoring of third parties.
* Conduct trending analysis using data analytics and other reporting mechanisms to identify potential issues.
* Report and escalate compliance issues and developments as required.
* Assist the Chief Compliance Officer in compliance reporting requirements to various stakeholders.

  • Compliance & Privacy Officer

    4 weeks ago

    Chicago, United States Gateway Foundation Inc Full time

    Are you looking to find personal and professional fulfillment, and align your career with your values? At Gateway Foundation, our employees have an opportunity to make a difference every day by helping people with substance abuse issues gain control of their lives. Gateway Foundation is a recognized non-profit leader in evidence-based treatment proven to...

  • AVP, Compliance Officer, Compliance Audit and Testing

    7 days ago

    Chicago, United States Chubb Full time

    Job Description JOB SUMMARY: This Assistant Vice President, Compliance Officer Audit & Testing is responsible for implementing Combined's compliance assurance program in accordance with Chubb's business compliance framework. This individual will work with our business partners to establish and document compliance controls to maintain compliance with all...

  • Director - Privacy Office

    1 week ago

    Chicago, United States Health Care Service Corporation Full time

    At HCSC, we consider our employees the cornerstone of our business and the foundation to our success. We enable employees to craft their career with curated development plans that set their learning path to a rewarding and fulfilling career. Come join us and be part of a purpose driven company who is invested in your future! Job Summary This...

  • Compliance Officer

    1 month ago

    Chicago, United States Gelber Group Full time

    We are Gelber Group - Passion for Trading. Powered by Technology. Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading ideas and careful attention to...

  • Compliance Officer

    6 days ago

    Chicago, United States Gelber Group Full time

    We are Gelber Group -- Passion for Trading. Powered by Technology. Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading ideas and careful attention to...

  • Compliance Officer

    4 weeks ago

    Chicago, United States Gelber Group Full time

    We are Gelber Group -- Passion for Trading. Powered by Technology. Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading ideas and careful attention to...

  • Compliance Officer

    1 month ago

    Chicago, United States Gelber Group Full time

    Job DescriptionJob DescriptionWe are Gelber Group -- Passion for Trading. Powered by Technology.Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading...

  • Compliance Officer

    4 weeks ago

    Chicago, United States Gelber Group Full time

    We are Gelber GroupPassion for Trading. Powered by Technology. Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading ideas and careful attention to...

  • IT Compliance/ Data Privacy Consultant

    1 day ago

    Chicago, Illinois, United States The Judge Group Inc. Full time

    Location: REMOTESalary: Depends on ExperienceDescription: Our client is currently seeking a IT Compliance/ Data Privacy Consultant for a remote 6-9 month contract supporting EST hours.Your responsibilities will include policy reviews, documentation updates, and facilitating compliance assessments. Here are the key areas you'll be involved in:CCPA/CPRA...

  • Mid-Level Regulatory and Compliance Associate Attorney

    1 week ago

    Chicago, United States Hinshaw Full time

    Hinshaw & Culbertson LLP, a leading national law firm, is seeking an Associate with at least 3-7 years of regulatory compliance experience for the Consumer Financial Services Regulatory & Compliance practice in our Chicago, New York, Los Angeles, or New Orleans offices. The ideal candidate will have regulatory compliance counseling experience or...

  • Regulatory and Compliance Legal Associate

    1 month ago

    Chicago, United States Robert Half Full time

    Compliance and Regulatory Legal Associate needed for a growing private equity company that manages over $30B in capital. The company has experienced unprecedented growth and is expanding its compliance program.The Compliance and Regulatory Legal Associate will work closely with the legal and compliance team and have responsibility for:Supporting Chief Legal...

  • Regulatory and Compliance Legal Associate

    1 month ago

    Chicago, United States Robert Half Full time

    Compliance and Regulatory Legal Associate needed for a growing private equity company that manages over $30B in capital. The company has experienced unprecedented growth and is expanding its compliance program.The Compliance and Regulatory Legal Associate will work closely with the legal and compliance team and have responsibility for:Supporting Chief Legal...

  • Regulatory and Compliance Legal Associate

    1 month ago

    Chicago, United States Robert Half Full time

    Compliance and Regulatory Legal Associate needed for a growing private equity company that manages over $30B in capital. The company has experienced unprecedented growth and is expanding its compliance program.The Compliance and Regulatory Legal Associate will work closely with the legal and compliance team and have responsibility for:Supporting Chief Legal...

  • Regulatory Compliance Manager

    7 days ago

    Chicago, United States University of Chicago Medical Center Full time

    Job Description Be a part of a world-class academic healthcare system at UChicago Medicine as a Regulatory Compliance Manager with our Clinical Compliance department. The function of this position is to provide on-going support, instruction, and facilitation to operations across UChicago Medicine Health Care System to meet and exceed all patient care...

  • Reg Compliance Consulting Director

    7 days ago

    Chicago, United States CNA Financial Corp. Full time

    You have a clear vision of where your career can go. And we have the leadership to help you get there. At CNA, we strive to create a culture in which people know they matter and are part of something important, ensuring the abilities of all employees are used to their fullest potential. CNA seeks to offer a comprehensive and competitive benefits package to...

  • Sr. Technical Product Manager

    7 days ago

    Chicago, United States Match Group Full time

    The Match Group Central Platforms Technology and Services team is on a mission to create safer platforms and communities for all. Our growing team is looking for a Technical Product Manager to execute the product strategy for Match Group’s integrated suite of services that support Privacy & Compliance initiatives across the portfolio. The ideal candidate...

  • Compliance Officer

    1 week ago

    Chicago, United States Simmons & Hanbury Full time

    Our client are a market-leading proprietary trading firm. They are seeking a Compliance Officer to join their Chicago offices. Role Specifications: Work with the Senior US Compliance Officer to develop and maintain the Compliance framework for the US Broker Dealer entity as part of the global Compliance framework. Review the Compliance Monitoring Plan and...

  • Compliance Officer

    7 days ago

    Chicago, United States Simmons & Hanbury Full time

    Our client are a market-leading proprietary trading firm. They are seeking a Compliance Officer to join their Chicago offices.Role Specifications:Work with the Senior US Compliance Officer to develop and maintain the Compliance framework for the US Broker Dealer entity as part of the global Compliance framework.Review the Compliance Monitoring Plan and the...

  • Compliance Officer

    7 days ago

    Chicago, United States Simmons & Hanbury Full time

    Our client are a market-leading proprietary trading firm. They are seeking a Compliance Officer to join their Chicago offices.Role Specifications:Work with the Senior US Compliance Officer to develop and maintain the Compliance framework for the US Broker Dealer entity as part of the global Compliance framework.Review the Compliance Monitoring Plan and the...

  • Compliance Officer

    4 weeks ago

    Chicago, United States Morningstar Inc. Full time

    The Group: Morningstar's Compliance team supports Morningstar's global business entities, primarily focusing on those registered with and governed by regulatory authorities. Our compliance professionals help each Morningstar business entity adhere to the rules and regulations of the local regulatory authorities. The Role: Morningstar's Compliance team is...